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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Oct-22 4:46 PM View:  | EMCORE Corp. (EMKR) | 03-Oct-22 | Grant | 12,125 | -- | -- | 6% 215.03K to 227.16K | |
| 05-Jul-22 4:05 PM View: | EMCORE Corp. (EMKR) | 01-Jul-22 | Grant | 6,596 | -- | -- | 3% 208.44K to 215.03K | |
| 27-Apr-22 4:09 PM View: | EMCORE Corp. (EMKR) | 26-Apr-22 | Grant | 5,472 | -- | -- | 3% 202.97K to 208.44K | |
| 03-Jan-22 4:08 PM View: | EMCORE Corp. (EMKR) | 03-Jan-22 | Grant | 2,901 | -- | -- | 1% 200.06K to 202.97K | |
| 01-Oct-21 4:14 PM View: | EMCORE Corp. (EMKR) | 30-Sep-21 | Grant | 2,707 | -- | -- | 1% 197.36K to 200.06K | |
| 30-Jun-21 7:50 PM View: | EMCORE Corp. (EMKR) | 30-Jun-21 | Grant | 2,196 | -- | -- | 1% 195.16K to 197.36K | |
| 02-Apr-21 4:06 PM View: | EMCORE Corp. (EMKR) | 31-Mar-21 | Grant | 1,599 | -- | -- | < 1% 193.56K to 195.16K | |
| 22-Mar-21 4:13 PM View: | EMCORE Corp. (EMKR) | 19-Mar-21 | Grant | 52,690 | -- | -- | 19% 271.75K to 324.44K | |
| 22-Mar-21 4:13 PM View: | EMCORE Corp. (EMKR) | 18-Mar-21 | Option Exercise | 66,095 | -- | -- | 32% 205.65K to 271.75K | |
| 20-Aug-20 4:19 PM View: | EMCORE Corp. (EMKR) | 20-Aug-20 | Market Purchase | 1,790 | $3.59 | $6,427.89 | 2% 72.99K to 74.78K | 31% |
| 19-Aug-20 6:10 PM View: | EMCORE Corp. (EMKR) | 19-Aug-20 | Market Purchase | 5,763 | $3.50 | $20,187.80 | 9% 67.22K to 72.99K | 34% |
| 18-Aug-20 5:16 PM View: | EMCORE Corp. (EMKR) | 18-Aug-20 | Market Purchase | 2,447 | $3.38 | $8,278.20 | 4% 64.78K to 67.22K | 39% |
| 10-Aug-20 8:31 PM View: | EMCORE Corp. (EMKR) | 10-Aug-20 | Market Purchase | 10,000 | $3.42 | $34,240.00 | 18% 54.78K to 64.78K | 37% |
| 16-Jun-20 4:06 PM View: | Immersion Corp. (IMMR) | 12-Jun-20 | Grant | 18,543 | -- | -- | 439% 4.22K to 22.76K | |
| 23-Mar-20 4:26 PM View: | EMCORE Corp. (EMKR) | 19-Mar-20 | Option Exercise | 14,062 | -- | -- | 35% 40.72K to 54.78K | |
| 11-Mar-20 8:25 PM View: | Immersion Corp. (IMMR) | 09-Mar-20 | Grant | 4,220 | -- | -- | 100% 0 to 4.22K | |
| 14-Feb-20 4:17 PM View: | EMCORE Corp. (EMKR) | 13-Feb-20 | Market Purchase | 10,000 | $3.44 | $34,420.00 | 33% 30.72K to 40.72K | 36% |
| 18-Mar-19 5:06 PM View: | EMCORE Corp. (EMKR) | 16-Mar-19 | Option Exercise | 9,075 | -- | -- | 42% 21.64K to 30.72K | |
| 19-Mar-18 5:04 PM View: | EMCORE Corp. (EMKR) | 15-Mar-18 | Option Exercise | 7,330 | -- | -- | 51% 14.31K to 21.64K | |
| 05-Feb-18 12:56 PM View: | MoSys Inc. (PRSO) | 01-Feb-18 | Grant | 20,000 | -- | -- | 100% 0 to 20.0K | |
| 19-Jan-17 1:38 PM View: | EMCORE Corp. (EMKR) | 17-Jan-17 | Grant | 6,000 | -- | -- | 72% 8.31K to 14.31K | |
| 13-May-16 4:01 PM View: | Pixelworks Inc. (PXLW) | 11-May-16 | Grant | 15,163 | -- | -- | 6% 271.61K to 286.77K | |
| 23-Feb-16 4:01 PM View: | Pixelworks Inc. (PXLW) | 19-Feb-16 | Market Purchase | 50,000 | $1.58 | $78,775.00 | 512% 9.76K to 59.76K | 77% |
| 06-Jan-16 4:43 PM View: | EMCORE Corp. (EMKR) | 04-Jan-16 | Grant | 6,667 | -- | -- | 406% 1.64K to 8.31K | |
| 10-Jul-15 8:15 PM View: | Meru Networks, Inc. (MERU) | 08-Jul-15 | Option Exercise | 50,719 | -- | -- | 172% 29.42K to 80.14K | |
| 10-Jul-15 8:15 PM View: | Meru Networks, Inc. (MERU) | 08-Jul-15 | Disposition (change in control) | 29,424 | $1.63 | $47,961.10 | (37%) 80.14K to 50.72K | |
| 23-Jun-15 4:44 PM View: | EMCORE Corp. (EMKR) | 19-Jun-15 | Disposition | 5,932 | $6.55 | $38,854.60 | (78%) 7.58K to 1.64K | 41% |
| 14-May-15 6:44 PM View: | Pixelworks Inc. (PXLW) | 13-May-15 | Grant | 6,626 | -- | -- | 3% 214.98K to 221.61K | |
| 13-Feb-15 9:16 PM View: | Meru Networks, Inc. (MERU) | 11-Feb-15 | Grant | 50,719 | -- | -- | 172% 29.42K to 80.14K | |
| 28-Jan-15 4:43 PM View: | EMCORE Corp. (EMKR) | 26-Jan-15 | Grant | 7,576 | -- | -- | 100% 0 to 7.58K | |
| 19-May-14 4:36 PM View: | Pixelworks Inc. (PXLW) | 15-May-14 | Grant | 19,000 | -- | -- | 10% 195.98K to 214.98K | |
| 11-Mar-14 8:24 PM View: | Meru Networks, Inc. (MERU) | 07-Mar-14 | Grant | 29,424 | -- | -- | 100% 0 to 29.42K | |
| 16-Jul-13 4:55 PM View: | Pixelworks Inc. (PXLW) | 12-Jul-13 | Grant | 2,531 | -- | -- | 1% 193.45K to 195.98K | |
| 02-Jul-13 6:00 PM View: | Pixelworks Inc. (PXLW) | 28-Jun-13 | Grant | 8,771 | -- | -- | 5% 184.68K to 193.45K | |
| 13-May-13 4:12 PM View: | Pixelworks Inc. (PXLW) | 09-May-13 | Grant | 33,000 | -- | -- | 22% 151.68K to 184.68K | |
| 17-Apr-13 7:17 PM View: | Pixelworks Inc. (PXLW) | 15-Apr-13 | Grant | 3,587 | -- | -- | 2% 148.09K to 151.68K | |
| 29-Mar-13 1:36 PM View: | Pixelworks Inc. (PXLW) | 28-Mar-13 | Grant | 13,513 | -- | -- | 10% 134.58K to 148.09K | |
| 17-May-12 4:33 PM View: | Pixelworks Inc. (PXLW) | 15-May-12 | Grant | 8,000 | -- | -- | 6% 126.58K to 134.58K | |
| 20-Mar-12 5:08 PM View: | Pixelworks Inc. (PXLW) | 16-Mar-12 | Grant | 24,000 | -- | -- | 23% 102.58K to 126.58K | |
| 21-Feb-12 5:28 PM View: | NetLogic Microsystems Inc. (NETL) | 17-Feb-12 | Disposition | 12,500 | $50.00 | $625,000.00 | (100%) 12.5K to 0 | |
| 31-Jan-12 7:58 PM View: | Tangoe Inc (TNGO) | 29-Jan-12 | Acquisition (other) Duplicate | 16 | -- | -- | < 1% 3.5M to 3.5M | |
| 31-Jan-12 7:58 PM View: | Tangoe Inc (TNGO) | 29-Jan-12 | Acquisition (other) | 18,800 | -- | -- | < 1% 3.5M to 3.52M | |
| 31-Jan-12 7:58 PM View: | Tangoe Inc (TNGO) | 29-Jan-12 | Disposition (other) Duplicate | 874,807 | -- | -- | (25%) 3.52M to 2.64M | |
| 05-Aug-11 3:59 PM View: | NetLogic Microsystems Inc. (NETL) | 03-Aug-11 | Market Sale | 7,500 | $33.63 | $252,225.00 | (38%) 20.0K to 12.5K | 5% |
| 21-Jul-11 5:02 PM View: | NetLogic Microsystems Inc. (NETL) | 20-Jul-11 | Grant | 7,500 | -- | -- | 60% 12.5K to 20.0K | |
| 19-May-11 5:26 PM View: | Pixelworks Inc. (PXLW) | 17-May-11 | Grant | 8,000 | -- | -- | 8% 94.58K to 102.58K | |
| 23-Jul-10 8:28 PM View: | NetLogic Microsystems Inc. (NETL) | 21-Jul-10 | Grant | 7,500 | -- | -- | 150% 5.0K to 12.5K | |
| 10-Feb-10 4:13 PM View: | NetLogic Microsystems Inc. (NETL) | 08-Feb-10 | Option Exercise | 30,000 | $28.58 | $857,300.00 | 136% 22.03K to 52.03K | |
| 10-Feb-10 4:13 PM View: | NetLogic Microsystems Inc. (NETL) | 08-Feb-10 | Market Option Sale | 40,000 | $48.50 | $1,940,090.00 | (77%) 52.03K to 12.03K | (43%) |
| 10-Feb-10 4:13 PM View: | NetLogic Microsystems Inc. (NETL) | 08-Feb-10 | Market Sale | 9,527 | $48.50 | $462,081.00 | (79%) 12.03K to 2.5K | (43%) |