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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Jun-23 10:00 PM View:  | Upwork, Inc (UPWK) | 09-Jun-23 | Grant | 29,090 | -- | -- | 1% 2.62M to 2.65M | |
| 06-Jun-22 8:08 PM View: | Upwork, Inc (UPWK) | 02-Jun-22 | Grant | 13,222 | -- | -- | < 1% 2.61M to 2.62M | |
| 16-May-22 7:01 PM View: | Upwork, Inc (UPWK) | 12-May-22 | Private Purchase | 65,828 | $16.32 | $1,074,030.00 | 3% 2.54M to 2.61M | |
| 31-Aug-21 2:15 PM View: | Proofpoint Inc (PFPT) | 31-Aug-21 | Disposition | 36,535 | $176.00 | $6,430,160.00 | (13%) 271.0K to 234.46K | < 1% |
| 31-Aug-21 2:15 PM View: | Proofpoint Inc (PFPT) | 31-Aug-21 | Disposition | 234,464 | $176.00 | $41,265,700.00 | (100%) 234.46K to 0 | < 1% |
| 12-Jul-21 6:28 PM View: | Proofpoint Inc (PFPT) | 08-Jul-21 | Grant | 1,381 | -- | -- | < 1% 269.62K to 271.0K | |
| 03-Jun-21 7:59 PM View: | Upwork, Inc (UPWK) | 01-Jun-21 | Grant | 5,385 | -- | -- | < 1% 2.54M to 2.54M | |
| 27-Oct-20 4:16 PM View: | Proofpoint Inc (PFPT) | 26-Oct-20 | Option Exercise | 12,500 | $4.88 | $61,000.00 | 5% 257.12K to 269.62K | |
| 28-Aug-20 4:15 PM View: | Proofpoint Inc (PFPT) | 15-Jul-20 | Grant | 2,263 | -- | -- | < 1% 254.85K to 257.12K | |
| 03-Jun-20 6:06 PM View: | Upwork, Inc (UPWK) | 01-Jun-20 | Grant | 15,974 | -- | -- | < 1% 2.35M to 2.36M | |
| 12-Aug-19 9:12 AM View: | Upwork, Inc (UPWK) | 08-Aug-19 | Acquisition (other) | 183,925 | -- | -- | 1% 14.6M to 14.79M | |
| 12-Aug-19 9:12 AM View: | Upwork, Inc (UPWK) | 08-Aug-19 | Disposition (other) Duplicate | 3,000,000 | -- | -- | (20%) 14.79M to 11.79M | |
| 02-Jul-19 6:52 PM View: | Proofpoint Inc (PFPT) | 28-Jun-19 | Grant | 2,240 | -- | -- | < 1% 252.62K to 254.85K | |
| 07-Jun-19 7:36 PM View: | Upwork, Inc (UPWK) | 05-Jun-19 | Grant | 11,314 | -- | -- | < 1% 14.58M to 14.59M | |
| 05-Oct-18 8:08 PM View: | Upwork, Inc (UPWK) | 05-Oct-18 | Conversion Duplicate | 14,217,300 | -- | -- | 3677% 386.6K to 14.6M | |
| 05-Oct-18 8:02 PM View: | Upwork, Inc (UPWK) | 03-Oct-18 | Grant | 9,250 | -- | -- | 2% 386.63K to 395.88K | |
| 19-Jul-18 5:40 PM View: | Proofpoint Inc (PFPT) | 16-Jul-18 | Grant | 1,988 | -- | -- | < 1% 250.63K to 252.62K | |
| 14-Jun-17 5:18 PM View: | Proofpoint Inc (PFPT) | 12-Jun-17 | Grant | 2,753 | -- | -- | 1% 247.87K to 250.63K | |
| 05-Jul-16 6:11 PM View: | Proofpoint Inc (PFPT) | 30-Jun-16 | Grant | 3,639 | -- | -- | 1% 244.24K to 247.87K | |
| 02-Jul-15 7:28 PM View: | Proofpoint Inc (PFPT) | 30-Jun-15 | Grant | 3,452 | -- | -- | 1% 240.78K to 244.24K | |
| 29-Jun-15 4:04 PM View: | Proofpoint Inc (PFPT) | 09-Jun-15 | Option Exercise | 5,298 | -- | -- | 2% 235.49K to 240.78K | |
| 02-Apr-15 4:23 PM View: | Proofpoint Inc (PFPT) | 31-Mar-15 | Option Exercise | 255 | -- | -- | < 1% 235.23K to 235.49K | |
| 29-Jan-15 8:17 PM View: | Proofpoint Inc (PFPT) | 31-Dec-14 | Option Exercise | 255 | -- | -- | < 1% 234.98K to 235.23K | |
| 29-Jan-15 8:17 PM View: | Proofpoint Inc (PFPT) | 30-Sep-14 | Option Exercise | 255 | -- | -- | < 1% 234.72K to 234.98K | |
| 29-Jan-15 8:17 PM View: | Proofpoint Inc (PFPT) | 30-Jun-14 | Option Exercise | 256 | -- | -- | < 1% 234.47K to 234.72K | |
| 12-Feb-14 4:01 PM View: | Proofpoint Inc (PFPT) | 12-Feb-14 | Market Sale | 2,515 | $39.97 | $100,513.00 | (1%) 236.98K to 234.47K | (340%) |
| 12-Feb-14 4:01 PM View: | Proofpoint Inc (PFPT) | 11-Feb-14 | Acquisition (other) | 77,502 | -- | -- | 3% 2.5M to 2.58M | |
| 12-Feb-14 4:01 PM View: | Proofpoint Inc (PFPT) | 11-Feb-14 | Disposition (other) | 2,345,100 | -- | -- | (91%) 2.58M to 236.98K | |
| 08-Nov-13 3:47 PM View: | Proofpoint Inc (PFPT) | 07-Nov-13 | Market Sale | 2,205 | $30.26 | $66,713.20 | (< 1%) 2.51M to 2.5M | (481%) |
| 08-Nov-13 3:47 PM View: | Proofpoint Inc (PFPT) | 06-Nov-13 | Acquisition (other) | 34,485 | -- | -- | < 1% 4.33M to 4.37M | |
| 08-Nov-13 3:47 PM View: | Proofpoint Inc (PFPT) | 06-Nov-13 | Disposition (other) | 1,860,230 | -- | -- | (43%) 4.37M to 2.51M | |
| 04-Nov-13 6:34 PM View: | Proofpoint Inc (PFPT) | 01-Nov-13 | Market Sale | 2,300 | $30.84 | $70,926.50 | (< 1%) 4.28M to 4.28M | (471%) |
| 04-Nov-13 6:34 PM View: | Proofpoint Inc (PFPT) | 31-Oct-13 | Acquisition (other) | 34,580 | -- | -- | < 1% 6.11M to 6.14M | |
| 04-Nov-13 6:34 PM View: | Proofpoint Inc (PFPT) | 31-Oct-13 | Disposition (other) | 1,860,230 | -- | -- | (30%) 6.14M to 4.28M | |
| 25-Apr-12 4:36 PM View: | Proofpoint Inc (PFPT) | 25-Apr-12 | Conversion Duplicate | 4,260,650 | -- | -- | 100% 0 to 4.26M | |
| 13-Mar-12 2:22 PM View: | Concentrix Servicesource Inc. (SREV) | 09-Mar-12 | Market Sale | 122,221 | $16.46 | $2,011,930.00 | (2%) 7.47M to 7.35M | 92% |
| 12-Dec-11 4:38 PM View: | Concentrix Servicesource Inc. (SREV) | 09-Dec-11 | Market Sale | 109,586 | $14.41 | $1,579,360.00 | (1%) 9.46M to 9.35M | 90% |
| 31-Jan-11 4:54 PM View: | Opentable Inc (OPEN) | 04-Nov-10 | Gift | 97,115 | -- | -- | (5%) 1.92M to 1.82M |