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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Jun-20 4:44 PM View:  | NetApp, Inc. (NTAP) | 01-Jun-20 | Grant | 34,200 | -- | -- | 24% 144.28K to 178.48K | |
| 03-Jun-20 4:44 PM View: | NetApp, Inc. (NTAP) | 01-Jun-20 | Payment of Exercise | 31,365 | $42.67 | $1,338,340.00 | (15%) 214.64K to 183.27K | (105%) |
| 03-Jun-20 4:44 PM View: | NetApp, Inc. (NTAP) | 01-Jun-20 | Option Exercise | 36,157 | -- | -- | 20% 178.48K to 214.64K | |
| 03-Jun-20 4:44 PM View: | NetApp, Inc. (NTAP) | 29-May-20 | Acquisition (other) | 425 | $37.86 | $16,090.10 | < 1% 143.85K to 144.28K | |
| 17-Jan-20 4:15 PM View: | NetApp, Inc. (NTAP) | 15-Jan-20 | Market Sale (Planned) | 2,500 | $64.20 | $160,500.00 | (2%) 146.35K to 143.85K | (35%) |
| 02-Jan-20 4:15 PM View: | NetApp, Inc. (NTAP) | 30-Dec-19 | Market Sale (Planned) | 2,500 | $61.49 | $153,714.00 | (2%) 148.85K to 146.35K | (40%) |
| 04-Jun-19 4:26 PM View: | NetApp, Inc. (NTAP) | 01-Jun-19 | Payment of Exercise | 15,260 | $59.20 | $903,392.00 | (9%) 164.12K to 148.85K | (43%) |
| 04-Jun-19 4:26 PM View: | NetApp, Inc. (NTAP) | 01-Jun-19 | Option Exercise | 30,782 | -- | -- | 23% 133.33K to 164.12K | |
| 04-Jun-19 4:26 PM View: | NetApp, Inc. (NTAP) | 31-May-19 | Acquisition (other) | 357 | $50.32 | $17,964.20 | < 1% 132.98K to 133.33K | |
| 20-May-19 4:40 PM View: | NetApp, Inc. (NTAP) | 16-May-19 | Grant | 146,996 | -- | -- | 259% 56.71K to 203.7K | |
| 20-May-19 4:40 PM View: | NetApp, Inc. (NTAP) | 16-May-19 | Payment of Exercise | 70,727 | $69.69 | $4,928,960.00 | (35%) 203.7K to 132.98K | (21%) |
| 05-Feb-19 4:13 PM View: | NetApp, Inc. (NTAP) | 01-Feb-19 | Market Sale (Planned) | 5,050 | $66.01 | $333,344.00 | (8%) 61.76K to 56.71K | (29%) |
| 20-Nov-18 4:51 PM View: | NetApp, Inc. (NTAP) | 16-Nov-18 | Market Sale (Planned) | 2,525 | $69.55 | $175,623.00 | (4%) 64.28K to 61.76K | (23%) |
| 18-Oct-18 4:11 PM View: | NetApp, Inc. (NTAP) | 16-Oct-18 | Market Sale (Planned) | 2,525 | $76.99 | $194,394.00 | (4%) 66.81K to 64.28K | (11%) |
| 19-Sep-18 4:46 PM View: | NetApp, Inc. (NTAP) | 17-Sep-18 | Market Sale (Planned) | 2,525 | $84.12 | $212,399.00 | (4%) 69.33K to 66.81K | (1%) |
| 20-Aug-18 7:22 PM View: | NetApp, Inc. (NTAP) | 16-Aug-18 | Market Sale (Planned) | 2,525 | $79.60 | $200,997.00 | (4%) 71.86K to 69.33K | (7%) |
| 18-Jul-18 4:26 PM View: | NetApp, Inc. (NTAP) | 16-Jul-18 | Market Sale (Planned) | 2,525 | $81.94 | $206,910.00 | (3%) 74.38K to 71.86K | (4%) |
| 19-Jun-18 4:19 PM View: | NetApp, Inc. (NTAP) | 18-Jun-18 | Market Option Sale (Planned) | 2,525 | $77.89 | $196,680.00 | (3%) 76.91K to 74.38K | (9%) |
| 19-Jun-18 4:19 PM View: | NetApp, Inc. (NTAP) | 15-Jun-18 | Payment of Exercise | 13,191 | $77.70 | $1,024,940.00 | (15%) 90.1K to 76.91K | (9%) |
| 19-Jun-18 4:19 PM View: | NetApp, Inc. (NTAP) | 15-Jun-18 | Option Exercise | 26,607 | -- | -- | 42% 63.49K to 90.1K | |
| 05-Jun-18 4:41 PM View: | NetApp, Inc. (NTAP) | 01-Jun-18 | Payment of Exercise | 12,225 | $69.71 | $852,205.00 | (16%) 75.72K to 63.49K | (21%) |
| 05-Jun-18 4:41 PM View: | NetApp, Inc. (NTAP) | 01-Jun-18 | Option Exercise | 24,658 | -- | -- | 48% 51.06K to 75.72K | |
| 05-Jun-18 4:41 PM View: | NetApp, Inc. (NTAP) | 31-May-18 | Acquisition (other) | 997 | $21.31 | $21,245.60 | 2% 50.06K to 51.06K | |
| 18-May-18 4:52 PM View: | NetApp, Inc. (NTAP) | 16-May-18 | Grant | 90,944 | -- | -- | 2006% 4.53K to 95.48K | |
| 18-May-18 4:52 PM View: | NetApp, Inc. (NTAP) | 16-May-18 | Payment of Exercise | 42,967 | $70.68 | $3,036,910.00 | (45%) 95.48K to 52.51K | (20%) |
| 18-May-18 4:52 PM View: | NetApp, Inc. (NTAP) | 16-May-18 | Market Sale (Planned) | 2,450 | $70.77 | $173,379.00 | (5%) 52.51K to 50.06K | (20%) |
| 18-Apr-18 4:17 PM View: | NetApp, Inc. (NTAP) | 16-Apr-18 | Market Sale (Planned) | 2,450 | $68.19 | $167,069.00 | (35%) 6.98K to 4.53K | (24%) |
| 12-Apr-18 4:06 PM View: | NetApp, Inc. (NTAP) | 10-Apr-18 | Market Sale (Planned) | 4,900 | $66.00 | $323,409.00 | (41%) 11.88K to 6.98K | (28%) |
| 05-Dec-17 4:13 PM View: | NetApp, Inc. (NTAP) | 01-Dec-17 | Market Sale (Planned) | 1,976 | $55.91 | $110,477.00 | (14%) 13.86K to 11.88K | (50%) |
| 03-Nov-17 5:43 PM View: | NetApp, Inc. (NTAP) | 01-Nov-17 | Market Sale (Planned) | 1,976 | $44.62 | $88,160.40 | (12%) 15.84K to 13.86K | (88%) |
| 03-Oct-17 4:23 PM View: | NetApp, Inc. (NTAP) | 02-Oct-17 | Market Sale (Planned) | 1,976 | $43.89 | $86,721.70 | (11%) 17.81K to 15.84K | (91%) |
| 21-Sep-17 4:33 PM View: | NetApp, Inc. (NTAP) | 19-Sep-17 | Market Sale (Planned) | 1,976 | $42.01 | $83,008.80 | (10%) 19.79K to 17.81K | (99%) |
| 02-Aug-17 4:14 PM View: | NetApp, Inc. (NTAP) | 01-Aug-17 | Market Sale (Planned) | 1,976 | $43.41 | $85,768.70 | (9%) 21.76K to 19.79K | (93%) |
| 20-Jul-17 4:20 PM View: | NetApp, Inc. (NTAP) | 14-Jul-17 | Market Sale (Planned) | 3,952 | $42.20 | $166,755.00 | (15%) 25.72K to 21.76K | (98%) |
| 19-Jun-17 4:22 PM View: | NetApp, Inc. (NTAP) | 15-Jun-17 | Payment of Exercise | 12,346 | $37.97 | $468,778.00 | (32%) 38.06K to 25.72K | (119%) |
| 19-Jun-17 4:22 PM View: | NetApp, Inc. (NTAP) | 15-Jun-17 | Option Exercise | 26,606 | -- | -- | 232% 11.46K to 38.06K | |
| 05-Jun-17 4:35 PM View: | NetApp, Inc. (NTAP) | 01-Jun-17 | Payment of Exercise | 5,696 | $39.61 | $225,619.00 | (33%) 17.15K to 11.46K | (110%) |
| 05-Jun-17 4:35 PM View: | NetApp, Inc. (NTAP) | 01-Jun-17 | Option Exercise | 15,158 | -- | -- | 760% 1.99K to 17.15K | |
| 05-Jun-17 4:35 PM View: | NetApp, Inc. (NTAP) | 31-May-17 | Acquisition (other) | 997 | $21.31 | $21,245.60 | 100% 1.0K to 1.99K | |
| 31-May-17 5:49 PM View: | Ultratech Inc. (UTEK) | 26-May-17 | Disposition | 46,750 | $30.16 | $1,409,980.00 | (100%) 46.75K to 0 | < 1% |
| 26-Jul-16 4:31 PM View: | Ultratech Inc. (UTEK) | 25-Jul-16 | Grant | 3,750 | -- | -- | 9% 43.0K to 46.75K | |
| 23-Jul-15 5:25 PM View: | Ultratech Inc. (UTEK) | 21-Jul-15 | Grant | 6,000 | -- | -- | 16% 37.0K to 43.0K | |
| 16-Jul-14 6:00 PM View: | Ultratech Inc. (UTEK) | 15-Jul-14 | Grant | 7,500 | -- | -- | 25% 29.5K to 37.0K | |
| 18-Jul-13 5:25 PM View: | Ultratech Inc. (UTEK) | 16-Jul-13 | Grant | 7,500 | -- | -- | 34% 22.0K to 29.5K | |
| 21-Feb-13 6:36 PM View: | Freescale Semiconductor Hol... (FSL) | 20-Feb-13 | Market Sale | 1,976 | $15.90 | $31,409.70 | (2%) 82.37K to 80.39K | (138%) |
| 21-Feb-13 6:36 PM View: | Freescale Semiconductor Hol... (FSL) | 19-Feb-13 | Option Exercise | 88,849 | $6.40 | $568,491.00 | 98% 90.32K to 179.17K | |
| 21-Feb-13 6:36 PM View: | Freescale Semiconductor Hol... (FSL) | 19-Feb-13 | Market Option Sale | 88,849 | $15.70 | $1,394,970.00 | (50%) 179.17K to 90.32K | (141%) |
| 21-Feb-13 6:36 PM View: | Freescale Semiconductor Hol... (FSL) | 19-Feb-13 | Market Sale | 7,951 | $15.70 | $124,835.00 | (9%) 90.32K to 82.37K | (141%) |
| 08-Feb-13 7:05 PM View: | Freescale Semiconductor Hol... (FSL) | 08-Feb-13 | Market Sale | 4,925 | $15.39 | $75,814.00 | (5%) 95.24K to 90.32K | (145%) |
| 04-Mar-13 5:09 PM View: | Ultratech Inc. (UTEK) | 05-Feb-13 | Market Sale | 3,000 | $40.21 | $120,643.00 | (12%) 25.0K to 22.0K | 28% |