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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-Jul-19 4:24 PM View:  | Emmis Communications Corp. (EMMS) | 08-Jul-19 | Payment of Exercise | 344 | $5.95 | $2,046.80 | (< 1%) 36.53K to 36.19K | |
| 09-Jul-19 4:24 PM View: | Emmis Communications Corp. (EMMS) | 08-Jul-19 | Option Exercise | 1,829 | $1.12 | $2,048.48 | 5% 34.7K to 36.53K | |
| 07-Jul-16 6:09 PM View: | Emmis Communications Corp. (EMMS) | 07-Jul-16 | Grant | 2,195 | -- | -- | 2% 136.62K to 138.82K | |
| 04-Jan-16 5:03 PM View: | Emmis Communications Corp. (EMMS) | 04-Jan-16 | Grant | 16,711 | -- | -- | 14% 119.91K to 136.62K | |
| 13-Jul-15 5:09 PM View: | Emmis Communications Corp. (EMMS) | 09-Jul-15 | Grant | 2,195 | -- | -- | 2% 117.72K to 119.91K | |
| 05-Jan-15 4:26 PM View: | Emmis Communications Corp. (EMMS) | 02-Jan-15 | Grant | 10,374 | -- | -- | 10% 107.34K to 117.72K | |
| 11-Jul-14 5:49 PM View: | Emmis Communications Corp. (EMMS) | 10-Jul-14 | Grant | 2,195 | -- | -- | 2% 105.15K to 107.34K | |
| 07-Jan-14 3:06 PM View: | Dendreon Corp. (DNDN) | 03-Jan-14 | Grant | 25,000 | -- | -- | 28% 90.76K to 115.76K | |
| 03-Jan-14 4:50 PM View: | Emmis Communications Corp. (EMMS) | 02-Jan-14 | Grant | 12,541 | -- | -- | 14% 92.61K to 105.15K | |
| 11-Jul-13 5:02 PM View: | Emmis Communications Corp. (EMMS) | 10-Jul-13 | Grant | 2,195 | -- | -- | 1% 161.13K to 163.33K | |
| 11-Jul-13 5:02 PM View: | Emmis Communications Corp. (EMMS) | 10-Jul-13 | Market Sale | 70,721 | $2.75 | $194,483.00 | (43%) 163.33K to 92.61K | 5% |
| 11-Jul-13 5:02 PM View: | Emmis Communications Corp. (EMMS) | 09-Jul-13 | Market Sale | 137,158 | $2.51 | $343,658.00 | (46%) 298.29K to 161.13K | (4%) |
| 03-Jul-13 4:43 PM View: | Emmis Communications Corp. (EMMS) | 02-Jul-13 | Market Sale | 12,194 | $2.21 | $26,951.20 | (4%) 310.49K to 298.29K | (4%) |
| 03-Jul-13 4:43 PM View: | Emmis Communications Corp. (EMMS) | 01-Jul-13 | Market Sale | 1,500 | $2.20 | $3,300.00 | (< 1%) 311.99K to 310.49K | (4%) |
| 20-Feb-13 5:49 PM View: | Emmis Communications Corp. (EMMS) | 15-Feb-13 | Grant | 6,390 | -- | -- | 2% 305.6K to 311.99K | |
| 07-Jan-13 5:11 PM View: | Dendreon Corp. (DNDN) | 03-Jan-13 | Grant | 25,000 | -- | -- | 38% 65.76K to 90.76K | |
| 03-Jan-13 5:14 PM View: | Emmis Communications Corp. (EMMS) | 02-Jan-13 | Grant | 75,242 | -- | -- | 33% 230.35K to 305.6K | |
| 07-Nov-12 5:05 PM View: | Emmis Communications Corp. (EMMS) | 05-Nov-12 | Grant | 2,195 | -- | -- | < 1% 228.16K to 230.35K | |
| 23-May-12 4:10 PM View: | Elevance Health, Inc. (ELV) | 21-May-12 | Market Sale | 2,946 | $66.59 | $196,174.00 | (100%) 2.95K to 0 | (87%) |
| 18-May-12 4:32 PM View: | Elevance Health, Inc. (ELV) | 16-May-12 | Option Exercise | 2,946 | -- | -- | 100% 0 to 2.95K | |
| 05-Jan-12 6:46 PM View: | Dendreon Corp. (DNDN) | 03-Jan-12 | Grant | 25,000 | -- | -- | 61% 40.76K to 65.76K | |
| 03-Jan-12 4:58 PM View: | Emmis Communications Corp. (EMMS) | 03-Jan-12 | Grant | 112,295 | -- | -- | 97% 115.86K to 228.16K | |
| 27-Dec-11 5:09 PM View: | Curis Inc. (CRIS) | 23-Dec-11 | Option Exercise | 29,705 | $1.84 | $54,745.70 | 119% 25.0K to 54.7K | |
| 27-Dec-11 5:09 PM View: | Curis Inc. (CRIS) | 23-Dec-11 | Market Option Sale (Planned) | 29,705 | $4.50 | $133,672.00 | (54%) 54.7K to 25.0K | 63% |
| 13-Sep-11 1:50 PM View: | Dendreon Corp. (DNDN) | 09-Sep-11 | Market Purchase | 20,000 | $11.05 | $220,958.00 | 96% 20.76K to 40.76K | (99%) |
| 14-Jul-11 4:49 PM View: | Emmis Communications Corp. (EMMS) | 13-Jul-11 | Grant | 2,195 | -- | -- | 2% 113.67K to 115.86K | |
| 19-May-11 4:14 PM View: | Elevance Health, Inc. (ELV) | 18-May-11 | Market Sale | 3,430 | $81.27 | $278,756.00 | (100%) 3.43K to 0 | (55%) |
| 18-May-11 4:22 PM View: | Elevance Health, Inc. (ELV) | 16-May-11 | Option Exercise | 3,430 | -- | -- | 100% 0 to 3.43K | |
| 24-Jan-11 8:01 PM View: | Dendreon Corp. (DNDN) | 20-Jan-11 | Grant | 3,507 | -- | -- | 20% 17.25K to 20.76K | |
| 05-Jan-11 4:53 PM View: | Emmis Communications Corp. (EMMS) | 04-Jan-11 | Grant | 54,468 | -- | -- | 92% 59.2K to 113.67K | |
| 24-Nov-10 4:08 PM View: | Elevance Health, Inc. (ELV) | 22-Nov-10 | Market Sale (Planned) | 3,692 | $60.25 | $222,443.00 | (100%) 3.69K to 0 | (110%) |
| 12-May-10 4:49 PM View: | Elevance Health, Inc. (ELV) | 10-May-10 | Option Exercise | 3,692 | -- | -- | 100% 0 to 3.69K | |
| 03-May-10 8:24 PM View: | Dendreon Corp. (DNDN) | 29-Apr-10 | Option Exercise | 56,550 | $8.92 | $504,482.00 | 328% 17.25K to 73.8K | |
| 03-May-10 8:24 PM View: | Dendreon Corp. (DNDN) | 29-Apr-10 | Market Option Sale | 56,550 | $53.00 | $2,997,210.00 | (77%) 73.8K to 17.25K | 100% |
| 25-Jan-10 5:51 PM View: | Dendreon Corp. (DNDN) | 21-Jan-10 | Grant | 3,750 | -- | -- | 28% 13.5K to 17.25K | |
| 01-Feb-10 4:49 PM View: | Emmis Communications Corp. (EMMS) | 15-Jan-10 | Market Sale | 126,107 | $1.14 | $143,762.00 | (66%) 191.89K to 65.78K | (40%) |
| 01-Feb-10 4:49 PM View: | Emmis Communications Corp. (EMMS) | 14-Jan-10 | Market Sale | 2,925 | $1.14 | $3,334.50 | (2%) 194.82K to 191.89K | (40%) |
| 04-Jan-10 4:26 PM View: | Emmis Communications Corp. (EMMS) | 04-Jan-10 | Grant | 129,032 | -- | -- | 196% 65.78K to 194.82K | |
| 14-Jul-10 4:07 PM View: | Emmis Communications Corp. (EMMS) | 21-Oct-09 | Market Sale | 6,585 | $1.34 | $8,842.50 | (10%) 65.78K to 59.2K | (18%) |
| 15-Jul-09 3:17 PM View: | Emmis Communications Corp. (EMMS) | 14-Jul-09 | Grant | 2,195 | -- | -- | 3% 63.59K to 65.78K | |
| 16-Jan-09 2:24 PM View: | Dendreon Corp. (DNDN) | 15-Jan-09 | Grant | 12,500 | -- | -- | 1250% 1.0K to 13.5K | |
| 05-Jan-09 3:48 PM View: | Emmis Communications Corp. (EMMS) | 01-Jan-09 | Grant | 28,153 | -- | -- | 79% 35.44K to 63.59K | |
| 17-Jul-08 4:54 PM View: | Emmis Communications Corp. (EMMS) | 15-Jul-08 | Grant | 2,195 | -- | -- | 7% 33.24K to 35.44K | |
| 02-Jan-08 3:42 PM View: | Emmis Communications Corp. (EMMS) | 01-Jan-08 | Grant | 9,437 | -- | -- | 40% 23.8K to 33.24K | |
| 13-Dec-07 10:14 AM View: | Elevance Health, Inc. (ELV) | 11-Dec-07 | Market Sale | 1,430 | $86.10 | $123,124.00 | (100%) 1.43K to 0 | |
| 12-Jul-07 5:26 PM View: | Emmis Communications Corp. (EMMS) | 11-Jul-07 | Grant | 2,195 | -- | -- | 10% 21.61K to 23.8K | |
| 18-Jun-07 2:31 PM View: | Adhera Therapeutics, Inc. (ATRX) | 13-Jun-07 | Grant | 4,500 | -- | -- | 22% 20.23K to 24.73K | |
| 08-Jun-07 2:40 PM View: | Curis Inc. (CRIS) | 06-Jun-07 | Grant | 10,000 | $0.01 | $100.00 | 100% 10.0K to 20.0K | |
| 18-May-07 4:12 PM View: | Elevance Health, Inc. (ELV) | 17-May-07 | Option Exercise | 3,334 | $44.18 | $147,296.00 | 233% 1.43K to 4.76K | |
| 18-May-07 4:12 PM View: | Elevance Health, Inc. (ELV) | 17-May-07 | Market Option Sale | 3,334 | $84.97 | $283,274.00 | (70%) 4.76K to 1.43K |