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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Feb-24 2:41 PM View:  | Northeast Utilities (ES) | 21-Feb-24 | Payment of Exercise | 2,806 | $57.52 | $161,401.00 | (3%) 84.25K to 81.44K | |
| 20-Feb-24 5:05 PM View: | Northeast Utilities (ES) | 15-Feb-24 | Payment of Exercise | 1,228 | $57.06 | $70,069.70 | (1%) 85.48K to 84.25K | |
| 02-Feb-24 6:35 PM View: | Northeast Utilities (ES) | 31-Jan-24 | Grant | 13,988 | -- | -- | 20% 71.2K to 85.19K | |
| 18-Aug-23 10:34 AM View: | Northeast Utilities (ES) | 16-Aug-23 | Sale | 15,000 | $64.25 | $963,795.00 | (17%) 85.95K to 70.95K | |
| 24-Feb-23 3:30 PM View: | Northeast Utilities (ES) | 22-Feb-23 | Payment of Exercise | 3,580 | $80.27 | $287,367.00 | (4%) 89.22K to 85.64K | (7%) |
| 17-Feb-23 3:52 PM View: | Northeast Utilities (ES) | 15-Feb-23 | Payment of Exercise | 1,664 | $78.89 | $131,273.00 | (2%) 90.97K to 89.31K | (9%) |
| 03-Feb-23 4:49 PM View: | Northeast Utilities (ES) | 01-Feb-23 | Grant | 11,712 | -- | -- | 15% 79.06K to 90.77K | |
| 30-Aug-22 4:03 PM View: | Northeast Utilities (ES) | 29-Aug-22 | Private Sale | 5,000 | $91.32 | $456,625.00 | (6%) 83.8K to 78.8K | |
| 28-Feb-22 4:37 PM View: | Northeast Utilities (ES) | 24-Feb-22 | Payment of Exercise | 6,527 | $79.70 | $520,202.00 | (7%) 90.09K to 83.56K | |
| 17-Feb-22 11:08 AM View: | Northeast Utilities (ES) | 15-Feb-22 | Payment of Exercise | 2,430 | $82.21 | $199,770.00 | (3%) 93.64K to 91.21K | (5%) |
| 04-Feb-22 6:22 PM View: | Northeast Utilities (ES) | 02-Feb-22 | Grant | 18,813 | -- | -- | 25% 74.73K to 93.54K | |
| 28-Feb-22 4:37 PM View: | Northeast Utilities (ES) | 02-Feb-22 | Grant | 14,112 | -- | -- | 18% 78.41K to 92.52K | |
| 07-Jun-21 5:32 PM View: | Northeast Utilities (ES) | 04-Jun-21 | Market Sale | 12,000 | $82.16 | $985,920.00 | (14%) 86.34K to 74.34K | < 1% |
| 24-Feb-21 11:22 AM View: | Northeast Utilities (ES) | 22-Feb-21 | Payment of Exercise | 6,074 | $81.46 | $494,788.00 | (7%) 92.78K to 86.71K | 2% |
| 17-Feb-21 7:08 PM View: | Northeast Utilities (ES) | 16-Feb-21 | Payment of Exercise | 2,612 | $85.17 | $222,464.00 | (3%) 95.38K to 92.77K | 2% |
| 10-Feb-21 3:48 PM View: | Northeast Utilities (ES) | 08-Feb-21 | Grant | 17,722 | -- | -- | 23% 77.65K to 95.37K | |
| 08-Sep-20 11:01 AM View: | Northeast Utilities (ES) | 04-Sep-20 | Market Sale | 5,375 | $86.04 | $462,438.00 | (6%) 82.72K to 77.34K | 5% |
| 05-Aug-20 12:27 PM View: | Northeast Utilities (ES) | 03-Aug-20 | Market Sale | 5,625 | $88.81 | $499,556.00 | (6%) 88.34K to 82.71K | 8% |
| 24-Feb-20 5:26 PM View: | Northeast Utilities (ES) | 21-Feb-20 | Payment of Exercise | 6,880 | $95.65 | $658,072.00 | (7%) 94.9K to 88.02K | 16% |
| 19-Feb-20 5:44 PM View: | Northeast Utilities (ES) | 18-Feb-20 | Disposition | 3,787 | $93.66 | $354,690.00 | (4%) 98.69K to 94.91K | 14% |
| 07-Feb-20 3:08 PM View: | Northeast Utilities (ES) | 05-Feb-20 | Grant | 21,450 | -- | -- | 28% 77.18K to 98.63K | |
| 06-Aug-19 10:05 AM View: | Northeast Utilities (ES) | 02-Aug-19 | Market Sale | 8,298 | $77.30 | $641,435.00 | (10%) 85.17K to 76.87K | (3%) |
| 07-Mar-19 3:50 PM View: | Northeast Utilities (ES) | 05-Mar-19 | Market Sale | 11,500 | $68.63 | $789,239.00 | (12%) 96.34K to 84.84K | (17%) |
| 22-Feb-19 6:15 PM View: | Northeast Utilities (ES) | 21-Feb-19 | Payment of Exercise | 3,727 | $70.27 | $261,896.00 | (4%) 100.06K to 96.34K | (15%) |
| 20-Feb-19 5:59 PM View: | Northeast Utilities (ES) | 15-Feb-19 | Payment of Exercise | 3,361 | $70.10 | $235,606.00 | (3%) 103.42K to 100.06K | (15%) |
| 08-Feb-19 5:48 PM View: | Northeast Utilities (ES) | 06-Feb-19 | Grant | 16,384 | -- | -- | 19% 86.95K to 103.34K | |
| 23-Feb-18 5:04 PM View: | Northeast Utilities (ES) | 21-Feb-18 | Payment of Exercise | 3,724 | $58.17 | $216,625.00 | (4%) 89.89K to 86.16K | (35%) |
| 20-Feb-18 6:18 PM View: | Northeast Utilities (ES) | 15-Feb-18 | Payment of Exercise | 2,878 | $57.58 | $165,715.00 | (3%) 92.76K to 89.88K | (36%) |
| 09-Feb-18 6:16 PM View: | Northeast Utilities (ES) | 07-Feb-18 | Grant | 16,461 | -- | -- | 22% 76.2K to 92.66K | |
| 27-Feb-17 7:44 PM View: | Northeast Utilities (ES) | 23-Feb-17 | Grant | 8,820 | -- | -- | 12% 70.95K to 79.77K | |
| 27-Feb-17 7:44 PM View: | Northeast Utilities (ES) | 23-Feb-17 | Payment of Exercise | 4,309 | $56.15 | $241,950.00 | (5%) 79.77K to 75.46K | (37%) |
| 22-Feb-17 8:19 PM View: | Northeast Utilities (ES) | 17-Feb-17 | Payment of Exercise | 2,909 | $55.95 | $162,759.00 | (4%) 73.86K to 70.95K | (38%) |
| 06-Feb-17 7:26 PM View: | Northeast Utilities (ES) | 02-Feb-17 | Grant | 9,052 | -- | -- | 14% 64.7K to 73.75K | |
| 09-Sep-16 5:25 PM View: | Northeast Utilities (ES) | 08-Sep-16 | Market Sale | 10,000 | $54.77 | $547,719.00 | (13%) 74.32K to 64.32K | (43%) |
| 23-Feb-16 4:54 PM View: | Northeast Utilities (ES) | 22-Feb-16 | Payment of Exercise | 5,598 | $54.67 | $306,043.00 | (7%) 79.6K to 74.0K | (46%) |
| 23-Feb-16 4:54 PM View: | Northeast Utilities (ES) | 19-Feb-16 | Payment of Exercise | 3,015 | $53.51 | $161,333.00 | (4%) 82.62K to 79.6K | (49%) |
| 05-Feb-16 6:40 PM View: | Northeast Utilities (ES) | 03-Feb-16 | Grant | 19,272 | -- | -- | 30% 63.22K to 82.5K | |
| 09-Dec-15 5:56 PM View: | Northeast Utilities (ES) | 08-Dec-15 | Market Sale | 9,770 | $50.88 | $497,068.00 | (13%) 72.81K to 63.03K | (58%) |
| 09-Jun-15 6:39 PM View: | Northeast Utilities (ES) | 05-Jun-15 | Market Sale | 10,000 | $46.71 | $467,078.00 | (12%) 82.44K to 72.44K | (74%) |
| 14-Apr-15 5:07 PM View: | Northeast Utilities (ES) | 10-Apr-15 | Payment of Exercise | 27,166 | $49.96 | $1,357,210.00 | (25%) 109.6K to 82.44K | (64%) |
| 04-Mar-15 4:05 PM View: | Northeast Utilities (ES) | 02-Mar-15 | Market Sale | 20,000 | $50.80 | $1,016,000.00 | (16%) 128.98K to 108.98K | (61%) |
| 27-Feb-15 4:43 PM View: | Northeast Utilities (ES) | 25-Feb-15 | Payment of Exercise | 2,768 | $53.34 | $147,645.00 | (2%) 131.75K to 128.98K | (55%) |
| 24-Feb-15 5:40 PM View: | Northeast Utilities (ES) | 20-Feb-15 | Payment of Exercise | 1,968 | $51.02 | $100,407.00 | (1%) 133.72K to 131.75K | (62%) |
| 05-Feb-15 6:18 PM View: | Northeast Utilities (ES) | 03-Feb-15 | Grant | 6,900 | -- | -- | 5% 126.67K to 133.57K | |
| 11-Aug-14 5:16 PM View: | Northeast Utilities (ES) | 07-Aug-14 | Market Sale | 30,000 | $42.51 | $1,275,210.00 | (19%) 155.36K to 125.36K | (97%) |
| 26-Feb-14 6:50 PM View: | Northeast Utilities (ES) | 25-Feb-14 | Payment of Exercise | 5,248 | $44.41 | $233,064.00 | (3%) 159.25K to 154.0K | (92%) |
| 25-Feb-14 6:30 PM View: | Northeast Utilities (ES) | 21-Feb-14 | Payment of Exercise | 996 | $44.97 | $44,790.10 | (< 1%) 160.24K to 159.25K | (90%) |
| 06-Feb-14 6:11 PM View: | Northeast Utilities (ES) | 04-Feb-14 | Grant | 8,600 | -- | -- | 6% 151.49K to 160.09K | |
| 27-Feb-13 7:19 PM View: | Northeast Utilities (ES) | 25-Feb-13 | Payment of Exercise | 9,800 | $41.43 | $406,014.00 | (6%) 159.74K to 149.94K | (114%) |
| 07-Feb-13 4:06 PM View: | Northeast Utilities (ES) | 05-Feb-13 | Grant | 9,100 | -- | -- | 6% 150.62K to 159.72K |