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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Feb-20 4:37 PM View:  | Citigroup Inc. (C) | 13-Feb-20 | Grant | 1,901 | -- | -- | 1% 131.78K to 133.68K | |
| 15-Feb-19 4:58 PM View: | Citigroup Inc. (C) | 14-Feb-19 | Grant | 2,403 | -- | -- | 2% 129.38K to 131.78K | |
| 14-Sep-18 4:15 PM View: | XL Capital Ltd. (XL) | 12-Sep-18 | Disposition | 51,340 | $57.60 | $2,957,180.00 | (100%) 51.34K to 0 | < 1% |
| 14-Sep-18 4:15 PM View: | XL Capital Ltd. (XL) | 08-Aug-18 | Gift | 10,000 | -- | -- | (16%) 61.34K to 51.34K | |
| 14-Sep-18 4:15 PM View: | XL Capital Ltd. (XL) | 07-Aug-18 | Gift | 9,946 | -- | -- | (14%) 71.29K to 61.34K | |
| 15-May-18 4:20 PM View: | XL Capital Ltd. (XL) | 11-May-18 | Grant | 2,731 | -- | -- | 4% 68.56K to 71.29K | |
| 16-Feb-18 8:23 AM View: | Citigroup Inc. (C) | 15-Feb-18 | Grant | 2,015 | -- | -- | 2% 127.36K to 129.38K | |
| 24-Jan-18 5:43 PM View: | Citigroup Inc. (C) | 22-Jan-18 | Payment of Exercise | 3,851 | $78.19 | $301,078.00 | (3%) 131.21K to 127.36K | |
| 05-Jul-17 4:28 PM View: | XL Capital Ltd. (XL) | 30-Jun-17 | Grant | 46 | -- | -- | < 1% 68.51K to 68.56K | |
| 14-Jun-17 4:37 PM View: | XL Capital Ltd. (XL) | 12-Jun-17 | Option Exercise | 12,500 | $14.33 | $179,100.00 | 21% 60.23K to 72.73K | |
| 14-Jun-17 4:37 PM View: | XL Capital Ltd. (XL) | 12-Jun-17 | Market Option Sale | 4,221 | $42.51 | $179,435.00 | (6%) 72.73K to 68.51K | (32%) |
| 31-May-17 4:59 PM View: | XL Capital Ltd. (XL) | 26-May-17 | Grant | 3,465 | -- | -- | 6% 56.77K to 60.23K | |
| 04-Apr-17 4:45 PM View: | XL Capital Ltd. (XL) | 31-Mar-17 | Grant | 50 | -- | -- | < 1% 56.72K to 56.77K | |
| 17-Feb-17 5:48 PM View: | Citigroup Inc. (C) | 16-Feb-17 | Grant | 2,550 | -- | -- | 2% 128.66K to 131.21K | |
| 24-Jan-17 6:35 PM View: | Citigroup Inc. (C) | 20-Jan-17 | Payment of Exercise | 9,444 | $56.58 | $534,287.00 | (7%) 138.1K to 128.66K | 8% |
| 05-Jan-17 4:56 PM View: | XL Capital Ltd. (XL) | 03-Jan-17 | Grant | 48 | -- | -- | < 1% 56.67K to 56.72K | |
| 14-Nov-16 5:41 PM View: | Citigroup Inc. (C) | 11-Nov-16 | Payment of Exercise | 95,926 | $53.61 | $5,142,580.00 | (41%) 234.03K to 138.11K | 3% |
| 14-Nov-16 5:41 PM View: | Citigroup Inc. (C) | 11-Nov-16 | Option Exercise | 100,000 | $49.10 | $4,910,000.00 | 75% 134.03K to 234.03K | 6% |
| 04-Oct-16 4:55 PM View: | XL Capital Ltd. (XL) | 30-Sep-16 | Grant | 53 | -- | -- | < 1% 56.61K to 56.67K | |
| 10-Aug-16 6:50 PM View: | XL Capital Ltd. (XL) | 08-Aug-16 | Grant | 3,317 | -- | -- | 6% 53.3K to 56.61K | |
| 05-Jul-16 4:27 PM View: | XL Capital Ltd. (XL) | 30-Jun-16 | Grant | 54 | -- | -- | < 1% 53.24K to 53.3K | |
| 24-May-16 4:54 PM View: | XL Capital Ltd. (XL) | 20-May-16 | Grant | 1,089 | -- | -- | 2% 52.32K to 53.41K | |
| 24-May-16 4:54 PM View: | XL Capital Ltd. (XL) | 20-May-16 | Payment of Exercise | 163 | $34.45 | $5,615.35 | (< 1%) 53.41K to 53.24K | (68%) |
| 04-Apr-16 4:24 PM View: | XL Capital Ltd. (XL) | 31-Mar-16 | Grant | 48 | -- | -- | < 1% 52.27K to 52.32K | |
| 18-Feb-16 5:19 PM View: | Citigroup Inc. (C) | 16-Feb-16 | Grant | 4,048 | -- | -- | 3% 129.98K to 134.03K | |
| 22-Jan-16 5:42 PM View: | Citigroup Inc. (C) | 20-Jan-16 | Payment of Exercise | 18,727 | $40.23 | $753,441.00 | (13%) 145.61K to 126.89K | (28%) |
| 06-Jan-16 12:39 PM View: | XL Capital Ltd. (XL) | 31-Dec-15 | Grant | 45 | -- | -- | < 1% 52.22K to 52.27K | |
| 05-Oct-15 4:09 PM View: | Citigroup Inc. (C) | 01-Oct-15 | Grant | 1,516 | -- | -- | 1% 147.19K to 148.71K | |
| 02-Oct-15 5:27 PM View: | XL Capital Ltd. (XL) | 30-Sep-15 | Grant | 48 | -- | -- | < 1% 52.17K to 52.22K | |
| 02-Jul-15 4:26 PM View: | XL Capital Ltd. (XL) | 30-Jun-15 | Grant | 38 | -- | -- | < 1% 52.14K to 52.18K | |
| 12-May-15 4:57 PM View: | XL Capital Ltd. (XL) | 08-May-15 | Grant | 4,057 | -- | -- | 8% 49.38K to 53.44K | |
| 12-May-15 4:57 PM View: | XL Capital Ltd. (XL) | 08-May-15 | Payment of Exercise | 1,299 | $36.98 | $48,037.00 | (2%) 53.44K to 52.14K | (60%) |
| 02-Apr-15 7:11 PM View: | XL Capital Ltd. (XL) | 31-Mar-15 | Grant | 38 | -- | -- | < 1% 49.34K to 49.38K | |
| 05-Jan-15 4:21 PM View: | XL Capital Ltd. (XL) | 31-Dec-14 | Grant | 40 | -- | -- | < 1% 49.3K to 49.34K | |
| 02-Oct-14 4:44 PM View: | XL Capital Ltd. (XL) | 30-Sep-14 | Grant | 42 | -- | -- | < 1% 49.26K to 49.3K | |
| 02-Jul-14 4:07 PM View: | XL Capital Ltd. (XL) | 30-Jun-14 | Grant | 42 | -- | -- | < 1% 49.22K to 49.26K | |
| 08-May-14 4:37 PM View: | XL Capital Ltd. (XL) | 06-May-14 | Grant | 4,716 | -- | -- | 10% 46.01K to 50.73K | |
| 08-May-14 4:37 PM View: | XL Capital Ltd. (XL) | 06-May-14 | Payment of Exercise | 1,509 | $31.81 | $48,001.30 | (3%) 50.73K to 49.22K | (89%) |
| 02-Apr-14 4:50 PM View: | XL Capital Ltd. (XL) | 31-Mar-14 | Grant | 44 | -- | -- | < 1% 45.97K to 46.01K | |
| 20-Feb-14 5:50 PM View: | Citigroup Inc. (C) | 18-Feb-14 | Grant | 44,398 | -- | -- | 20% 225.98K to 270.38K | |
| 23-Jan-14 5:28 PM View: | Citigroup Inc. (C) | 21-Jan-14 | Payment of Exercise | 20,016 | $52.40 | $1,048,890.00 | (8%) 246.0K to 225.98K | 2% |
| 03-Jan-14 4:08 PM View: | XL Capital Ltd. (XL) | 31-Dec-13 | Grant | 37 | -- | -- | < 1% 45.93K to 45.97K | |
| 02-Oct-13 5:13 PM View: | XL Capital Ltd. (XL) | 30-Sep-13 | Grant | 38 | -- | -- | < 1% 45.89K to 45.93K | |
| 23-Aug-13 4:31 PM View: | Citigroup Inc. (C) | 22-Aug-13 | Market Sale | 585 | $49.71 | $29,079.70 | (< 1%) 246.58K to 246.0K | (3%) |
| 03-Jul-13 8:37 AM View: | XL Capital Ltd. (XL) | 01-Jul-13 | Grant | 39 | -- | -- | < 1% 45.85K to 45.89K | |
| 23-Aug-13 4:31 PM View: | Citigroup Inc. (C) | 19-Jun-13 | Market Purchase | 585 | $49.92 | $29,201.40 | < 1% 246.0K to 246.58K | 3% |
| 09-May-13 5:14 PM View: | XL Capital Ltd. (XL) | 07-May-13 | Grant | 4,673 | -- | -- | 11% 42.53K to 47.2K | |
| 09-May-13 5:14 PM View: | XL Capital Ltd. (XL) | 07-May-13 | Payment of Exercise | 1,346 | $32.10 | $43,206.60 | (3%) 47.2K to 45.85K | (91%) |
| 03-Apr-13 5:16 PM View: | XL Capital Ltd. (XL) | 01-Apr-13 | Grant | 39 | -- | -- | < 1% 42.49K to 42.53K | |
| 21-Feb-13 5:30 PM View: | Citigroup Inc. (C) | 19-Feb-13 | Grant | 47,801 | -- | -- | 24% 198.19K to 246.0K |