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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Apr-24 4:04 PM View:  | Raymond James Financial Inc. (RJF) | 10-Apr-24 | Option Exercise | 1,846 | -- | -- | 100% 0 to 1.85K | |
| 21-Mar-23 4:00 PM View: | Moody's Corp. (MCO) | 17-Mar-23 | Grant | 12 | $295.41 | $3,584.50 | (< 1%) 197.39K to 197.38K | |
| 06-Mar-23 4:00 PM View: | Moody's Corp. (MCO) | 03-Mar-23 | Sale (Planned) | 10,000 | $295.00 | $2,950,000.00 | (5%) 207.37K to 197.37K | |
| 03-Mar-23 4:02 PM View: | Moody's Corp. (MCO) | 02-Mar-23 | Sale | 11,124 | -- | -- | (5%) 218.49K to 207.37K | |
| 03-Mar-23 4:02 PM View: | Moody's Corp. (MCO) | 01-Mar-23 | Grant | 25,531 | -- | -- | 12% 207.08K to 232.61K | |
| 03-Mar-23 4:02 PM View: | Moody's Corp. (MCO) | 01-Mar-23 | Payment of Exercise | 14,119 | $290.63 | $4,103,400.00 | (6%) 232.61K to 218.49K | |
| 08-Feb-23 4:01 PM View: | Moody's Corp. (MCO) | 07-Feb-23 | Grant | 843 | $314.22 | $264,887.00 | < 1% 206.24K to 207.08K | |
| 03-Feb-23 4:00 PM View: | Moody's Corp. (MCO) | 02-Feb-23 | Option Exercise | 38,454 | $98.01 | $3,768,880.00 | 19% 206.24K to 244.69K | |
| 03-Feb-23 4:00 PM View: | Moody's Corp. (MCO) | 02-Feb-23 | Planned Option Sale | 38,454 | $331.79 | $12,758,600.00 | (16%) 244.69K to 206.24K | |
| 02-Feb-23 4:00 PM View: | Moody's Corp. (MCO) | 01-Feb-23 | Option Exercise | 17,009 | $98.01 | $1,667,050.00 | 8% 206.24K to 223.25K | |
| 02-Feb-23 4:00 PM View: | Moody's Corp. (MCO) | 01-Feb-23 | Planned Option Sale | 17,009 | $325.30 | $5,533,020.00 | (8%) 223.25K to 206.24K | |
| 15-Dec-22 4:00 PM View: | Moody's Corp. (MCO) | 14-Dec-22 | Grant | 2 | $300.07 | $628.35 | < 1% 213.74K to 213.74K | |
| 05-Jan-23 4:00 PM View: | Moody's Corp. (MCO) | 13-Dec-22 | Sale | 7,500 | $274.88 | $2,061,600.00 | (4%) 213.74K to 206.24K | |
| 12-Sep-22 4:00 PM View: | Moody's Corp. (MCO) | 09-Sep-22 | Grant | 2 | $298.53 | $626.91 | < 1% 212.22K to 212.23K | |
| 17-Jun-22 4:00 PM View: | Moody's Corp. (MCO) | 13-Jun-22 | Sale | 7,018 | -- | -- | (3%) 219.23K to 212.22K | |
| 13-Jun-22 4:00 PM View: | Moody's Corp. (MCO) | 10-Jun-22 | Grant | 2 | $273.76 | $625.27 | < 1% 219.23K to 219.23K | |
| 09-May-22 4:01 PM View: | Moody's Corp. (MCO) | 06-May-22 | Sale | 10,000 | $299.41 | $2,994,110.00 | (4%) 229.23K to 219.23K | |
| 21-Mar-22 4:00 PM View: | Moody's Corp. (MCO) | 18-Mar-22 | Grant | 8 | $326.79 | $2,702.88 | < 1% 229.21K to 229.22K | |
| 02-Mar-22 4:01 PM View: | Moody's Corp. (MCO) | 01-Mar-22 | Grant | 25,428 | -- | -- | 12% 217.41K to 242.84K | |
| 02-Mar-22 4:01 PM View: | Moody's Corp. (MCO) | 01-Mar-22 | Payment of Exercise | 13,622 | $323.88 | $4,411,890.00 | (6%) 242.84K to 229.21K | |
| 18-Feb-22 4:01 PM View: | Moody's Corp. (MCO) | 17-Feb-22 | Grant | 813 | $325.99 | $265,030.00 | < 1% 216.59K to 217.41K | |
| 16-Dec-21 4:00 PM View: | Moody's Corp. (MCO) | 16-Nov-21 | Gift | 18,142 | -- | -- | 8% 216.59K to 234.74K | |
| 16-Dec-21 4:00 PM View: | Moody's Corp. (MCO) | 16-Nov-21 | Gift | 18,142 | -- | -- | (8%) 234.74K to 216.59K | |
| 16-Dec-21 4:00 PM View: | Moody's Corp. (MCO) | 05-Nov-21 | Gift | 5,185 | -- | -- | (2%) 221.78K to 216.59K | |
| 18-Aug-21 4:05 PM View: | Moody's Corp. (MCO) | 16-Aug-21 | Sale | 9,000 | -- | -- | (4%) 230.78K to 221.78K | |
| 13-Aug-21 4:00 PM View: | Moody's Corp. (MCO) | 11-Aug-21 | Acquisition (other) | 5,254 | $380.62 | $1,999,780.00 | 2% 230.78K to 236.03K | (< 1%) |
| 13-Aug-21 4:00 PM View: | Moody's Corp. (MCO) | 11-Aug-21 | Disposition (other) | 5,254 | $380.62 | $1,999,780.00 | (2%) 236.03K to 230.78K | < 1% |
| 15-Jul-21 4:00 PM View: | Moody's Corp. (MCO) | 14-Jul-21 | Sale | 2,250 | -- | -- | (< 1%) 233.03K to 230.78K | |
| 14-May-21 4:00 PM View: | Moody's Corp. (MCO) | 13-May-21 | Option Exercise | 26,040 | $79.55 | $2,071,480.00 | 11% 235.38K to 261.42K | |
| 14-May-21 4:00 PM View: | Moody's Corp. (MCO) | 13-May-21 | Market Option Sale | 26,040 | $327.49 | $8,527,760.00 | (10%) 261.42K to 235.38K | |
| 07-May-21 4:00 PM View: | Moody's Corp. (MCO) | 06-May-21 | Option Exercise | 26,040 | $79.55 | $2,071,480.00 | 11% 235.38K to 261.42K | |
| 07-May-21 4:00 PM View: | Moody's Corp. (MCO) | 06-May-21 | Market Option Sale | 26,040 | $326.38 | $8,499,050.00 | (10%) 261.42K to 235.38K | |
| 06-May-21 4:01 PM View: | Moody's Corp. (MCO) | 05-May-21 | Sale | 9,000 | -- | -- | (4%) 253.38K to 244.38K | |
| 06-May-21 4:01 PM View: | Moody's Corp. (MCO) | 05-May-21 | Sale | 9,000 | -- | -- | (4%) 244.38K to 235.38K | |
| 16-Mar-21 5:13 PM View: | Moody's Corp. (MCO) | 12-Mar-21 | Sale | 14,000 | -- | -- | (3%) 468.26K to 454.26K | |
| 16-Mar-21 5:13 PM View: | Moody's Corp. (MCO) | 12-Mar-21 | Market Sale (Planned) | 5,393 | $290.73 | $1,567,890.00 | (1%) 454.26K to 448.87K | |
| 08-Mar-21 4:00 PM View: | Moody's Corp. (MCO) | 05-Mar-21 | Market Sale (Planned) | 5,393 | $278.94 | $1,504,310.00 | (2%) 275.64K to 270.25K | (3%) |
| 03-Mar-21 4:00 PM View: | Moody's Corp. (MCO) | 01-Mar-21 | Grant | 23,058 | -- | -- | 9% 264.85K to 287.91K | |
| 03-Mar-21 4:00 PM View: | Moody's Corp. (MCO) | 01-Mar-21 | Payment of Exercise | 12,272 | $280.63 | $3,443,890.00 | (4%) 287.91K to 275.64K | |
| 24-Feb-21 4:08 PM View: | Moody's Corp. (MCO) | 23-Feb-21 | Market Sale (Planned) | 3,423 | $276.13 | $945,193.00 | (1%) 268.28K to 264.85K | < 1% |
| 24-Feb-21 4:08 PM View: | Moody's Corp. (MCO) | 22-Feb-21 | Grant | 885 | $276.84 | $245,003.00 | < 1% 267.39K to 268.28K | (< 1%) |
| 05-Jan-21 4:09 PM View: | Moody's Corp. (MCO) | 31-Dec-20 | Payment of Exercise | 2,694 | $287.50 | $774,525.00 | (< 1%) 270.09K to 267.39K | (2%) |
| 01-Dec-20 4:10 PM View: | Moody's Corp. (MCO) | 30-Nov-20 | Option Exercise | 42,662 | $46.43 | $1,980,800.00 | 16% 270.08K to 312.74K | |
| 01-Dec-20 4:10 PM View: | Moody's Corp. (MCO) | 30-Nov-20 | Market Option Sale (Planned) | 42,662 | $279.99 | $11,944,800.00 | (14%) 312.74K to 270.08K | |
| 09-Nov-20 4:13 PM View: | Moody's Corp. (MCO) | 06-Nov-20 | Option Exercise | 42,662 | $46.43 | $1,980,800.00 | 16% 270.08K to 312.74K | |
| 09-Nov-20 4:13 PM View: | Moody's Corp. (MCO) | 06-Nov-20 | Market Option Sale (Planned) | 42,662 | $290.21 | $12,380,700.00 | (14%) 312.74K to 270.08K | |
| 04-Sep-20 4:04 PM View: | Moody's Corp. (MCO) | 02-Sep-20 | Sale | 10,000 | -- | -- | (4%) 280.08K to 270.08K | |
| 06-Jul-20 9:26 PM View: | Moody's Corp. (MCO) | 01-Jul-20 | Sale (Planned) | 10,000 | -- | -- | (3%) 290.08K to 280.08K | |
| 08-Jun-20 4:09 PM View: | Moody's Corp. (MCO) | 05-Jun-20 | Market Sale (Planned) | 7,500 | $280.71 | $2,105,300.00 | (3%) 297.58K to 290.08K | |
| 07-May-20 4:11 PM View: | Moody's Corp. (MCO) | 06-May-20 | Market Sale (Planned) | 7,500 | $245.65 | $1,842,340.00 | (2%) 305.08K to 297.58K |