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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Apr-24 4:26 PM View:  | Transgenomic Inc. (PRPO) | 15-Apr-24 | Grant | 9,693 | $6.70 | $64,943.10 | 2564% 0.38K to 10.07K | |
| 16-Feb-24 7:37 PM View: | Cero Therapeutics Holdings,... (CERO) | 14-Feb-24 | Acquisition (other) | 5,828 | -- | -- | 100% 0 to 5.83K | |
| 14-Sep-23 4:41 PM View: | Transgenomic Inc. (PRPO) | 12-Sep-23 | Grant | 7,575 | -- | -- | 100% 0 to 7.58K | |
| 18-Jul-23 6:04 PM View: | 89bio, Inc. (ETNB) | 17-Jul-23 | Option Exercise | 12,500 | $2.64 | $33,000.00 | 100% 0 to 12.5K | |
| 18-Jul-23 6:04 PM View: | 89bio, Inc. (ETNB) | 17-Jul-23 | Option Sale | 12,500 | $18.80 | $235,000.00 | (100%) 12.5K to 0 | |
| 09-Feb-21 3:35 PM View: | Bolt Biotherapeutics, Inc. (BOLT) | 09-Feb-21 | Purchase | 1,200 | $20.00 | $24,000.00 | 100% 0 to 1.2K | |
| 18-Dec-12 6:05 PM View: | Affymax, Inc. (AFFY) | 14-Dec-12 | Option Exercise | 5,000 | $15.52 | $77,575.00 | 100% 0 to 5.0K | |
| 18-Dec-12 6:05 PM View: | Affymax, Inc. (AFFY) | 14-Dec-12 | Market Option Sale | 5,000 | $22.72 | $113,600.00 | (100%) 5.0K to 0 | 95% |
| 05-Jul-11 5:01 PM View: | Affymax, Inc. (AFFY) | 01-Jul-11 | Market Sale | 41,303 | $6.83 | $282,145.00 | (50%) 82.61K to 41.3K | 84% |
| 05-Jul-11 5:01 PM View: | Affymax, Inc. (AFFY) | 30-Jun-11 | Market Sale | 51,797 | $6.90 | $357,617.00 | (39%) 134.4K to 82.61K | 84% |
| 30-Jun-11 5:16 PM View: | Affymax, Inc. (AFFY) | 28-Jun-11 | Market Sale | 746,818 | $7.03 | $5,251,180.00 | (89%) 839.92K to 93.1K | 84% |
| 18-May-11 5:07 PM View: | Affymax, Inc. (AFFY) | 16-May-11 | Market Sale | 7,131 | $7.03 | $50,130.90 | (< 1%) 847.05K to 839.92K | 84% |
| 15-Apr-11 3:28 PM View: | ISTA Pharmaceuticals Inc. (ISTA) | 13-Apr-11 | Disposition (other) | 1,235,420 | $10.49 | $12,954,600.00 | (15%) 8.34M to 7.11M | 5% |
| 13-Apr-11 8:14 PM View: | ISTA Pharmaceuticals Inc. (ISTA) | 11-Apr-11 | Market Sale Duplicate | 216,526 | $10.52 | $2,277,850.00 | (3%) 8.56M to 8.34M | 1% |
| 13-Apr-11 8:14 PM View: | ISTA Pharmaceuticals Inc. (ISTA) | 11-Apr-11 | Exercise (in-the money or at-the-money) Duplicate | 1,615,380 | $1.41 | $2,277,690.00 | 23% 6.95M to 8.56M | |
| 14-Jan-11 5:24 PM View: | Affymax, Inc. (AFFY) | 14-Jan-11 | Market Sale | 47,541 | $7.01 | $333,025.00 | (2%) 2.7M to 2.65M | 84% |
| 14-Jan-11 5:24 PM View: | Affymax, Inc. (AFFY) | 13-Jan-11 | Market Sale | 17,200 | $7.01 | $120,486.00 | (< 1%) 2.72M to 2.7M | 84% |
| 14-Jan-11 5:24 PM View: | Affymax, Inc. (AFFY) | 12-Jan-11 | Market Sale | 250,000 | $7.09 | $1,772,500.00 | (8%) 2.97M to 2.72M | 85% |
| 12-Jan-11 5:17 PM View: | Affymax, Inc. (AFFY) | 11-Jan-11 | Market Sale | 450,000 | $7.22 | $3,248,550.00 | (14%) 3.22M to 2.77M | 85% |
| 12-Jan-11 5:17 PM View: | Affymax, Inc. (AFFY) | 10-Jan-11 | Market Sale | 82,309 | $7.54 | $620,363.00 | (2%) 3.31M to 3.22M | 85% |
| 11-Aug-10 6:24 PM View: | Affymax, Inc. (AFFY) | 10-Aug-10 | Market Sale | 80,308 | $7.57 | $608,333.00 | (2%) 3.55M to 3.47M | 86% |
| 11-Aug-10 6:24 PM View: | Affymax, Inc. (AFFY) | 09-Aug-10 | Market Sale | 450,000 | $7.83 | $3,522,150.00 | (11%) 4.0M to 3.55M | 86% |
| 03-Feb-09 8:14 PM View: | Novacea, Inc. (PRTK) | 30-Jan-09 | Acquisition (other) | 1,636,980 | -- | -- | 100% 0 to 1.64M | |
| 12-Dec-08 4:26 PM View: | ISTA Pharmaceuticals Inc. (ISTA) | 10-Dec-08 | Grant | 2,466 | $0.00 | $2.47 | 45% 5.47K to 7.93K | 50900% |
| 20-May-08 8:17 PM View: | Vnus Medical Technologies I... (VNUS) | 18-May-08 | Option Exercise | 750 | -- | -- | < 1% 2.6M to 2.6M | |
| 20-Feb-08 8:20 PM View: | Vnus Medical Technologies I... (VNUS) | 18-Feb-08 | Option Exercise | 750 | -- | -- | < 1% 2.6M to 2.6M | |
| 20-Nov-07 9:53 PM View: | Vnus Medical Technologies I... (VNUS) | 18-Nov-07 | Option Exercise | 750 | -- | -- | < 1% 2.6M to 2.6M | |
| 15-Oct-07 4:18 PM View: | ISTA Pharmaceuticals Inc. (ISTA) | 11-Oct-07 | Grant | 2,466 | $0.00 | $2.47 | 82% 3.0K to 5.47K | |
| 21-Aug-07 9:37 PM View: | Vnus Medical Technologies I... (VNUS) | 18-Aug-07 | Option Exercise | 750 | -- | -- | < 1% 2.6M to 2.6M | |
| 28-Jan-05 6:00 PM View: | ISTA Pharmaceuticals Inc. (ISTA) | 26-Jan-05 | Private Purchase | 850,000 | $8.88 | $7,548,000.00 | 19% 4.47M to 5.32M | |
| 17-Dec-04 2:14 PM View: | Adeza Biomedical Corp (ADZA) | 15-Dec-04 | Conversion Duplicate | 2,853,880 | -- | -- | 100% 0 to 2.85M | |
| 22-Nov-04 7:25 PM View: | ISTA Pharmaceuticals Inc. (ISTA) | 18-Nov-04 | Market Sale Duplicate | 4,000 | $11.05 | $44,200.00 | (< 1%) 4.47M to 4.47M | 82% |
| 27-Oct-04 10:00 PM View: | Vnus Medical Technologies I... (VNUS) | 25-Oct-04 | Conversion | 2,640,520 | -- | -- | (238%) (-1.11M) to 1.53M | |
| 22-Oct-04 12:20 PM View: | ISTA Pharmaceuticals Inc. (ISTA) | 20-Oct-04 | Grant | 1,500 | $0.00 | $1.50 | 100% 0 to 1.5K | |
| 15-Oct-07 4:18 PM View: | ISTA Pharmaceuticals Inc. (ISTA) | 20-Oct-04 | Grant | 1,500 | $0.00 | $1.50 | 100% 1.5K to 3.0K |