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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-May-23 4:23 PM View:  | Invesco Mortgage Capital Inc. (IVR) | 15-May-23 | Grant | 8,796 | -- | -- | 74% 11.96K to 20.75K | |
| 25-May-22 9:11 PM View: | American Virtual Cloud Tech... (AVCT) | 19-May-22 | Private Purchase | 260,000 | $0.39 | $101,400.00 | 962% 27.02K to 287.01K | |
| 17-May-22 4:31 PM View: | Invesco Mortgage Capital Inc. (IVR) | 15-May-22 | Grant | 54,285 | -- | -- | 83% 65.31K to 119.59K | |
| 18-May-21 4:55 PM View: | Invesco Mortgage Capital Inc. (IVR) | 15-May-21 | Grant | 27,110 | -- | -- | 71% 38.2K to 65.31K | |
| 10-May-21 6:12 PM View: | Invesco Mortgage Capital Inc. (IVR) | 07-May-21 | Grant | 4,500 | -- | -- | 13% 33.7K to 38.2K | |
| 25-Feb-21 4:48 PM View: | Invesco Mortgage Capital Inc. (IVR) | 24-Feb-21 | Grant | 4,500 | -- | -- | 15% 29.2K to 33.7K | |
| 23-Dec-20 4:05 PM View: | American Virtual Cloud Tech... (AVCT) | 17-Dec-20 | Private Purchase | 15,000 | $5.35 | $80,250.00 | 56% 27.0K to 42.0K | |
| 18-Nov-20 4:25 PM View: | Invesco Mortgage Capital Inc. (IVR) | 17-Nov-20 | Market Sale | 32,932 | $3.30 | $108,676.00 | (34%) 97.53K to 64.59K | (15%) |
| 18-Nov-20 4:25 PM View: | Invesco Mortgage Capital Inc. (IVR) | 17-Nov-20 | Market Sale | 35,400 | $3.30 | $116,820.00 | (55%) 64.59K to 29.2K | (15%) |
| 12-Nov-20 6:03 PM View: | Invesco Mortgage Capital Inc. (IVR) | 10-Nov-20 | Grant | 4,500 | -- | -- | 5% 93.03K to 97.53K | |
| 12-Aug-20 9:36 AM View: | Invesco Mortgage Capital Inc. (IVR) | 10-Aug-20 | Grant | 4,500 | -- | -- | 5% 88.53K to 93.03K | |
| 02-Jul-20 2:35 PM View: | Invesco Mortgage Capital Inc. (IVR) | 30-Jun-20 | Acquisition (other) | 4,388 | -- | -- | 5% 81.05K to 85.44K | |
| 02-Jul-20 2:35 PM View: | Invesco Mortgage Capital Inc. (IVR) | 30-Jun-20 | Acquisition (other) | 3,194 | -- | -- | 4% 85.44K to 88.63K | |
| 25-Jun-20 4:38 PM View: | Invesco Mortgage Capital Inc. (IVR) | 24-Jun-20 | Grant | 4,500 | -- | -- | 6% 76.55K to 81.05K | |
| 23-Jul-20 4:52 PM View: | Gwg Holdings, Inc. (GWGHQ) | 18-Jun-20 | Option Exercise | 8,169 | -- | -- | 100% 0 to 8.17K | |
| 24-Feb-20 5:09 PM View: | Invesco Mortgage Capital Inc. (IVR) | 21-Feb-20 | Grant | 1,234 | -- | -- | 2% 75.31K to 76.55K | |
| 12-Nov-19 4:28 PM View: | Invesco Mortgage Capital Inc. (IVR) | 11-Nov-19 | Grant | 1,388 | -- | -- | 2% 73.93K to 75.31K | |
| 12-Aug-19 4:56 PM View: | Invesco Mortgage Capital Inc. (IVR) | 08-Aug-19 | Grant | 1,353 | -- | -- | 2% 72.57K to 73.93K | |
| 13-May-19 4:43 PM View: | Invesco Mortgage Capital Inc. (IVR) | 10-May-19 | Grant | 1,379 | -- | -- | 2% 71.19K to 72.57K | |
| 25-Feb-19 4:22 PM View: | Invesco Mortgage Capital Inc. (IVR) | 22-Feb-19 | Grant | 1,413 | -- | -- | 2% 69.78K to 71.19K | |
| 29-Nov-18 4:45 PM View: | Invesco Mortgage Capital Inc. (IVR) | 27-Nov-18 | Grant | 83 | -- | -- | < 1% 69.7K to 69.78K | |
| 13-Nov-18 4:22 PM View: | Invesco Mortgage Capital Inc. (IVR) | 08-Nov-18 | Grant | 1,404 | -- | -- | 2% 68.29K to 69.7K | |
| 08-Aug-18 4:30 PM View: | Invesco Mortgage Capital Inc. (IVR) | 07-Aug-18 | Grant | 1,324 | -- | -- | 2% 66.97K to 68.29K | |
| 08-May-18 4:59 PM View: | Invesco Mortgage Capital Inc. (IVR) | 07-May-18 | Grant | 1,293 | -- | -- | 2% 65.68K to 66.97K | |
| 28-Feb-18 4:18 PM View: | Invesco Mortgage Capital Inc. (IVR) | 27-Feb-18 | Market Purchase | 30,000 | $16.00 | $480,000.00 | 764% 3.93K to 33.93K | (84%) |
| 28-Feb-18 4:18 PM View: | Invesco Mortgage Capital Inc. (IVR) | 27-Feb-18 | Market Purchase | 31,750 | $16.00 | $508,000.00 | 94% 33.93K to 65.68K | (84%) |
| 23-Feb-18 5:14 PM View: | Invesco Mortgage Capital Inc. (IVR) | 22-Feb-18 | Grant | 1,334 | -- | -- | 51% 2.59K to 3.93K | |
| 09-Nov-17 4:31 PM View: | Invesco Mortgage Capital Inc. (IVR) | 07-Nov-17 | Grant | 1,268 | -- | -- | 96% 1.32K to 2.59K | |
| 09-Aug-17 5:28 PM View: | Invesco Mortgage Capital Inc. (IVR) | 08-Aug-17 | Grant | 825 | -- | -- | 165% 0.5K to 1.32K | |
| 02-Mar-07 3:14 PM View: | CapitalSource Inc. (CSE) | 01-Mar-07 | Option Exercise | 19,575 | $17.84 | $349,262.00 | 95% 20.56K to 40.13K | |
| 02-Mar-07 3:14 PM View: | CapitalSource Inc. (CSE) | 01-Mar-07 | Market Option Sale | 10,559 | $25.73 | $271,666.00 | (26%) 40.13K to 29.57K | 34% |
| 02-Mar-07 3:14 PM View: | CapitalSource Inc. (CSE) | 01-Mar-07 | Market Option Sale | 8,616 | $25.55 | $220,139.00 | (29%) 29.57K to 20.96K | 34% |
| 02-Mar-07 3:14 PM View: | CapitalSource Inc. (CSE) | 01-Mar-07 | Market Sale | 20,959 | $25.55 | $535,502.00 | (100%) 20.96K to 0 | 34% |
| 02-Mar-07 3:14 PM View: | CapitalSource Inc. (CSE) | 28-Feb-07 | Market Option Sale | 400 | $26.03 | $10,412.00 | (2%) 20.96K to 20.56K | 35% |
| 30-Jan-07 6:44 PM View: | Tri-Valley Corp. (TIV) | 29-Jan-07 | Grant | 2,000 | -- | -- | 1% 154.38K to 156.38K | |
| 29-Jun-06 10:00 PM View: | CapitalSource Inc. (CSE) | 27-Jun-06 | Market Purchase | 10,000 | $22.50 | $224,999.00 | 95% 10.56K to 20.56K | (22%) |
| 23-Dec-05 3:54 PM View: | Tri-Valley Corp. (TIV) | 22-Dec-05 | Grant | 2,000 | -- | -- | 3% 75.19K to 77.19K | |
| 29-Dec-04 1:05 PM View: | Tri-Valley Corp. (TIV) | 28-Dec-04 | Gift | 900 | -- | -- | (< 1%) 152.18K to 151.28K | |
| 27-Dec-04 1:08 PM View: | Tri-Valley Corp. (TIV) | 24-Dec-04 | Grant | 4,000 | -- | -- | 3% 144.18K to 148.18K | |
| 05-Aug-04 10:00 PM View: | CapitalSource Inc. (CSE) | 04-Aug-04 | Market Purchase | 10,000 | $20.75 | $207,500.00 | 2500% 0.4K to 10.4K | (1%) |
| 27-Feb-04 10:00 PM View: | CapitalSource Inc. (CSE) | 23-Feb-04 | Market Purchase | 400 | $21.85 | $8,740.00 | 100% 0 to 0.4K | (6%) |