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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-May-13 4:44 PM View:  | Duke Energy Corp. (DUK) | 02-May-13 | Grant | 1,672 | $74.78 | $125,000.00 | 15% 11.04K to 12.72K | 3% |
| 30-Aug-12 4:51 PM View: | Duke Energy Corp. (DUK) | 28-Aug-12 | Grant | 320 | $65.37 | $20,890.00 | 3% 10.72K to 11.04K | 16% |
| 07-May-12 1:11 PM View: | Duke Energy Corp. (DUK) | 03-May-12 | Grant | 4,673 | $21.40 | $100,000.00 | 17% 27.5K to 32.18K | 260% |
| 22-Feb-12 4:46 PM View: | Duke Energy Corp. (DUK) | 21-Feb-12 | Market Sale | 4,000 | $20.90 | $83,616.00 | (13%) 31.5K to 27.5K | (268%) |
| 09-May-11 1:34 PM View: | Duke Energy Corp. (DUK) | 05-May-11 | Grant | 5,342 | $18.72 | $100,000.00 | 20% 26.16K to 31.51K | 333% |
| 10-May-10 12:34 PM View: | Duke Energy Corp. (DUK) | 10-May-10 | Grant | 6,068 | $16.48 | $100,000.00 | 30% 20.1K to 26.16K | 419% |
| 11-May-09 4:30 PM View: | Duke Energy Corp. (DUK) | 07-May-09 | Grant | 7,047 | $14.19 | $99,996.90 | 54% 13.05K to 20.1K | 549% |
| 29-Aug-08 12:31 PM View: | Duke Energy Corp. (DUK) | 28-Aug-08 | Market Sale | 8,276 | $17.79 | $147,230.00 | (39%) 21.32K to 13.05K | (374%) |
| 12-May-08 6:34 PM View: | Duke Energy Corp. (DUK) | 08-May-08 | Grant | 5,390 | $18.55 | $99,984.50 | 64% 8.45K to 13.84K | 366% |
| 13-Nov-07 5:09 PM View: | Duke Energy Corp. (DUK) | 25-Oct-07 | Grant | 2,886 | -- | -- | 100% 0 to 2.89K | |
| 05-Apr-06 11:26 AM View: | Cinergy Corp (CIN) | 03-Apr-06 | Disposition | 5,801 | -- | -- | (100%) 5.8K to 0 | |
| 28-Feb-05 5:33 PM View: | Cinergy Corp (CIN) | 24-Feb-05 | Option Exercise | 20,000 | $24.50 | $490,000.00 | 2000% 1.0K to 21.0K | |
| 28-Feb-05 5:33 PM View: | Cinergy Corp (CIN) | 24-Feb-05 | Market Option Sale | 15,199 | $40.08 | $609,119.00 | (72%) 21.0K to 5.8K | |
| 27-Aug-04 11:52 AM View: | Cinergy Corp (CIN) | 25-Aug-04 | Market Sale | 11,175 | $39.71 | $443,799.00 | (56%) 19.99K to 8.82K | |
| 20-Feb-04 10:00 PM View: | Cinergy Corp (CIN) | 19-Feb-04 | Market Sale | 5,000 | $38.92 | $194,600.00 | (19%) 25.78K to 20.78K | |
| 05-Jan-04 10:00 PM View: | Cinergy Corp (CIN) | 01-Jan-04 | Grant | 774 | $38.75 | $29,992.50 | 4% 18.11K to 18.88K |