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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Mar-21 4:28 PM View:  | Duke Energy Corp. (DUK) | 28-Feb-21 | Payment of Exercise | 836 | $85.59 | $71,553.20 | (< 1%) 94.05K to 93.22K | (19%) |
| 02-Mar-21 4:28 PM View: | Duke Energy Corp. (DUK) | 27-Feb-21 | Payment of Exercise | 807 | $85.59 | $69,071.10 | (< 1%) 94.86K to 94.05K | (19%) |
| 26-Feb-21 5:33 PM View: | Duke Energy Corp. (DUK) | 24-Feb-21 | Grant | 7,303 | $87.34 | $637,844.00 | 8% 87.56K to 94.86K | 17% |
| 23-Feb-21 4:19 PM View: | Duke Energy Corp. (DUK) | 19-Feb-21 | Payment of Exercise | 937 | $88.43 | $82,858.90 | (1%) 88.5K to 87.56K | (15%) |
| 11-Feb-21 6:00 PM View: | Duke Energy Corp. (DUK) | 09-Feb-21 | Payment of Exercise | 5,064 | $93.32 | $472,572.00 | (5%) 93.56K to 88.5K | (11%) |
| 11-Feb-21 6:00 PM View: | Duke Energy Corp. (DUK) | 09-Feb-21 | Option Exercise | 14,934 | $93.32 | $1,393,640.00 | 19% 78.63K to 93.56K | 11% |
| 08-Feb-21 10:00 PM View: | Duke Energy Corp. (DUK) | 19-Nov-20 | Gift | 750 | -- | -- | (< 1%) 78.3K to 77.55K | |
| 02-Mar-20 5:42 PM View: | Duke Energy Corp. (DUK) | 28-Feb-20 | Payment of Exercise | 836 | $91.70 | $76,661.20 | (1%) 79.13K to 78.3K | (9%) |
| 02-Mar-20 5:42 PM View: | Duke Energy Corp. (DUK) | 27-Feb-20 | Payment of Exercise | 807 | $94.99 | $76,656.90 | (1%) 79.94K to 79.13K | (5%) |
| 25-Feb-20 4:16 PM View: | Duke Energy Corp. (DUK) | 22-Feb-20 | Payment of Exercise | 737 | $102.43 | $75,490.90 | (< 1%) 80.68K to 79.94K | 3% |
| 20-Feb-20 4:48 PM View: | Duke Energy Corp. (DUK) | 19-Feb-20 | Grant | 6,289 | $101.42 | $637,830.00 | 8% 74.39K to 80.68K | (2%) |
| 12-Feb-20 5:21 PM View: | Duke Energy Corp. (DUK) | 10-Feb-20 | Payment of Exercise | 5,098 | $96.23 | $490,581.00 | (6%) 79.48K to 74.39K | (3%) |
| 12-Feb-20 5:21 PM View: | Duke Energy Corp. (DUK) | 10-Feb-20 | Option Exercise | 14,902 | $96.23 | $1,434,020.00 | 23% 64.58K to 79.48K | 3% |
| 03-Sep-19 4:13 PM View: | Duke Energy Corp. (DUK) | 29-Aug-19 | Market Sale | 4,430 | $92.44 | $409,521.00 | (7%) 68.05K to 63.62K | (6%) |
| 04-Mar-19 4:32 PM View: | Duke Energy Corp. (DUK) | 28-Feb-19 | Payment of Exercise | 836 | $89.66 | $74,955.80 | (1%) 68.89K to 68.05K | (9%) |
| 28-Feb-19 10:00 PM View: | Duke Energy Corp. (DUK) | 27-Feb-19 | Grant | 5,416 | $89.28 | $483,540.00 | 9% 63.47K to 68.89K | 10% |
| 26-Feb-19 10:00 PM View: | Duke Energy Corp. (DUK) | 24-Feb-19 | Payment of Exercise | 597 | $89.91 | $53,676.30 | (< 1%) 64.07K to 63.47K | (9%) |
| 26-Feb-19 10:00 PM View: | Duke Energy Corp. (DUK) | 22-Feb-19 | Payment of Exercise | 522 | $89.91 | $46,933.00 | (< 1%) 64.59K to 64.07K | (9%) |
| 15-Feb-19 11:15 AM View: | Duke Energy Corp. (DUK) | 13-Feb-19 | Payment of Exercise | 2,883 | $89.59 | $258,288.00 | (4%) 67.47K to 64.59K | (10%) |
| 15-Feb-19 11:15 AM View: | Duke Energy Corp. (DUK) | 13-Feb-19 | Option Exercise | 9,723 | $89.59 | $871,084.00 | 17% 57.75K to 67.47K | 10% |
| 02-Mar-18 4:19 PM View: | Duke Energy Corp. (DUK) | 28-Feb-18 | Grant | 5,608 | $75.34 | $422,507.00 | 11% 50.26K to 55.87K | 27% |
| 27-Feb-18 10:00 PM View: | Duke Energy Corp. (DUK) | 25-Feb-18 | Payment of Exercise | 108 | $72.77 | $7,859.16 | (< 1%) 50.37K to 50.26K | (31%) |
| 27-Feb-18 10:00 PM View: | Duke Energy Corp. (DUK) | 24-Feb-18 | Payment of Exercise | 400 | $77.22 | $30,888.00 | (< 1%) 50.77K to 50.37K | (24%) |
| 26-Feb-18 4:28 PM View: | Duke Energy Corp. (DUK) | 22-Feb-18 | Payment of Exercise | 494 | $75.54 | $37,316.80 | (< 1%) 51.26K to 50.77K | (27%) |
| 16-Feb-18 4:31 PM View: | Duke Energy Corp. (DUK) | 14-Feb-18 | Payment of Exercise | 394 | $75.48 | $29,739.10 | (< 1%) 51.65K to 51.26K | (25%) |
| 16-Feb-18 4:31 PM View: | Duke Energy Corp. (DUK) | 14-Feb-18 | Option Exercise | 1,338 | $75.48 | $100,992.00 | 3% 50.32K to 51.65K | 25% |
| 15-Aug-17 4:19 PM View: | Duke Energy Corp. (DUK) | 14-Aug-17 | Market Sale | 5,000 | $86.21 | $431,075.00 | (9%) 55.32K to 50.32K | (7%) |
| 28-Feb-17 10:00 PM View: | Duke Energy Corp. (DUK) | 25-Feb-17 | Payment of Exercise | 247 | $81.96 | $20,244.10 | (< 1%) 55.56K to 55.32K | (12%) |
| 28-Feb-17 10:00 PM View: | Duke Energy Corp. (DUK) | 24-Feb-17 | Payment of Exercise | 440 | $81.96 | $36,062.40 | (< 1%) 56.0K to 55.56K | (12%) |
| 24-Feb-17 4:32 PM View: | Duke Energy Corp. (DUK) | 22-Feb-17 | Grant | 4,944 | $79.87 | $394,877.00 | 10% 51.06K to 56.0K | 15% |
| 11-Aug-16 4:19 PM View: | Duke Energy Corp. (DUK) | 09-Aug-16 | Market Sale | 3,000 | $84.58 | $253,743.00 | (6%) 53.21K to 50.21K | (5%) |
| 29-Feb-16 8:23 AM View: | Duke Energy Corp. (DUK) | 25-Feb-16 | Payment of Exercise | 377 | $76.44 | $28,817.90 | (< 1%) 53.59K to 53.21K | (15%) |
| 26-Feb-16 4:22 PM View: | Duke Energy Corp. (DUK) | 24-Feb-16 | Grant | 4,003 | $74.95 | $300,025.00 | 8% 48.46K to 52.46K | 17% |
| 26-Feb-16 4:22 PM View: | Duke Energy Corp. (DUK) | 24-Feb-16 | Payment of Exercise | 571 | $74.95 | $42,796.40 | (1%) 54.16K to 53.59K | (17%) |
| 26-Feb-16 4:22 PM View: | Duke Energy Corp. (DUK) | 24-Feb-16 | Option Exercise | 1,697 | $74.95 | $127,190.00 | 3% 52.46K to 54.16K | 17% |
| 01-Sep-04 5:10 PM View: | Cinergy Corp (CIN) | 31-Aug-04 | Market Sale | 14,087 | $40.21 | $566,377.00 | (24%) 59.51K to 45.42K | |
| 27-May-04 3:23 PM View: | Cinergy Corp (CIN) | 25-May-04 | Payment of Exercise | 13,143 | $37.00 | $486,291.00 | (15%) 86.68K to 73.53K | |
| 27-May-04 3:23 PM View: | Cinergy Corp (CIN) | 25-May-04 | Option Exercise | 20,000 | $24.31 | $486,250.00 | 30% 66.68K to 86.68K | |
| 05-Feb-04 10:00 PM View: | Cinergy Corp (CIN) | 03-Feb-04 | Grant | 4,073 | -- | -- | 8% 48.91K to 52.99K | |
| 05-Feb-04 10:00 PM View: | Cinergy Corp (CIN) | 03-Feb-04 | Payment of Exercise | 1,781 | $38.74 | $69,004.80 | (3%) 52.99K to 51.21K |