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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Jun-23 4:15 PM View:  | Nasdaq OMX Group Inc (NDAQ) | 21-Jun-23 | Grant | 7,614 | -- | -- | 5% 144.47K to 152.08K | |
| 15-Jun-23 4:05 PM View: | Nasdaq OMX Group Inc (NDAQ) | 13-Jun-23 | Private Purchase | 4,000 | $51.46 | $205,840.00 | 3% 140.47K to 144.47K | |
| 24-Jun-22 4:11 PM View: | Nasdaq OMX Group Inc (NDAQ) | 22-Jun-22 | Grant | 2,440 | -- | -- | 5% 44.38K to 46.82K | |
| 17-Jun-21 5:23 PM View: | Nasdaq OMX Group Inc (NDAQ) | 15-Jun-21 | Grant | 2,125 | -- | -- | 5% 42.26K to 44.38K | |
| 21-May-20 4:59 PM View: | Nasdaq OMX Group Inc (NDAQ) | 19-May-20 | Grant | 3,328 | -- | -- | 9% 38.93K to 42.26K | |
| 30-Apr-20 1:21 PM View: | Wells Fargo & Company (WFC) | 28-Apr-20 | Grant | 125 | -- | -- | 100% 0 to 0.13K | |
| 03-Oct-19 4:42 PM View: | The Bank of New York Mellon... (BK) | 01-Oct-19 | Grant | 772 | $43.73 | $33,750.00 | 25% 3.09K to 3.87K | (13%) |
| 03-Jul-19 2:17 PM View: | The Bank of New York Mellon... (BK) | 01-Jul-19 | Grant | 759 | $44.47 | $33,750.00 | 33% 2.31K to 3.07K | (15%) |
| 25-Apr-19 6:03 PM View: | Nasdaq OMX Group Inc (NDAQ) | 23-Apr-19 | Grant | 3,791 | -- | -- | 11% 35.14K to 38.93K | |
| 03-Apr-19 4:36 PM View: | The Bank of New York Mellon... (BK) | 01-Apr-19 | Grant | 534 | $51.46 | $27,500.00 | 30% 1.76K to 2.3K | (27%) |
| 05-Feb-19 4:40 PM View: | The Bank of New York Mellon... (BK) | 01-Feb-19 | Grant | 713 | $52.62 | $37,500.00 | 68% 1.05K to 1.76K | (28%) |
| 03-Oct-18 4:39 PM View: | The Bank of New York Mellon... (BK) | 01-Oct-18 | Grant | 530 | $51.90 | $27,500.00 | 104% 0.51K to 1.04K | (27%) |
| 05-Jul-18 4:38 PM View: | The Bank of New York Mellon... (BK) | 02-Jul-18 | Grant | 508 | $54.09 | $27,500.00 | (123405%) 0 to 0.51K | (31%) |
| 26-Apr-18 5:07 PM View: | Nasdaq OMX Group Inc (NDAQ) | 24-Apr-18 | Grant | 3,940 | -- | -- | 13% 31.2K to 35.14K | |
| 12-May-17 4:28 PM View: | Nasdaq OMX Group Inc (NDAQ) | 10-May-17 | Grant | 5,137 | -- | -- | 20% 26.06K to 31.2K | |
| 09-May-16 4:40 PM View: | Nasdaq OMX Group Inc (NDAQ) | 05-May-16 | Grant | 5,141 | -- | -- | 25% 20.92K to 26.06K | |
| 08-May-15 6:12 PM View: | Nasdaq OMX Group Inc (NDAQ) | 06-May-15 | Grant | 5,075 | -- | -- | 32% 15.85K to 20.92K | |
| 09-May-14 4:38 PM View: | Nasdaq OMX Group Inc (NDAQ) | 07-May-14 | Grant | 6,980 | -- | -- | 79% 8.87K to 15.85K | |
| 24-May-13 4:18 PM View: | Nasdaq OMX Group Inc (NDAQ) | 22-May-13 | Grant | 3,713 | -- | -- | 72% 5.15K to 8.87K | |
| 24-May-12 5:47 PM View: | Nasdaq OMX Group Inc (NDAQ) | 22-May-12 | Grant | 5,153 | -- | -- | 100% 0 to 5.15K | |
| 17-Mar-10 4:44 PM View: | JPMorgan Chase & Co (JPM) | 17-Mar-10 | Market Sale (Planned) | 168,574 | $44.00 | $7,417,260.00 | (20%) 822.85K to 654.28K | (214%) |
| 27-Jan-10 4:57 PM View: | JPMorgan Chase & Co (JPM) | 25-Jan-10 | Payment of Exercise | 132,221 | $39.37 | $5,204,910.00 | (14%) 954.85K to 822.63K | (251%) |
| 27-Jan-09 1:58 PM View: | JPMorgan Chase & Co (JPM) | 25-Jan-09 | Payment of Exercise | 71,036 | $23.19 | $1,647,680.00 | (7%) 1.02M to 952.63K | (647%) |
| 28-Jan-08 5:09 PM View: | JPMorgan Chase & Co (JPM) | 25-Jan-08 | Payment of Exercise | 48,439 | $44.53 | $2,156,750.00 | (5%) 1.07M to 1.02M | (296%) |
| 22-Jan-08 9:05 PM View: | JPMorgan Chase & Co (JPM) | 22-Jan-08 | Grant | 369,069 | $39.83 | $14,700,000.00 | 53% 696.13K to 1.07M | 343% |
| 24-Apr-07 3:09 PM View: | JPMorgan Chase & Co (JPM) | 20-Apr-07 | Market Sale | 150,000 | $52.22 | $7,832,700.00 | (18%) 842.02K to 692.02K | (246%) |
| 26-Jan-07 3:28 PM View: | JPMorgan Chase & Co (JPM) | 25-Jan-07 | Payment of Exercise | 42,040 | $50.27 | $2,113,350.00 | (5%) 882.79K to 840.75K | (262%) |
| 19-Jan-07 4:23 PM View: | JPMorgan Chase & Co (JPM) | 18-Jan-07 | Grant | 213,472 | $48.25 | $10,300,000.00 | 32% 669.32K to 882.79K | 277% |
| 20-Jan-06 5:11 PM View: | JPMorgan Chase & Co (JPM) | 19-Jan-06 | Grant | 130,574 | -- | -- | 24% 534.06K to 664.63K | |
| 24-Jan-05 3:56 PM View: | JPMorgan Chase & Co (JPM) | 20-Jan-05 | Grant | 90,606 | -- | -- | 21% 441.33K to 531.94K | |
| 13-Feb-04 10:00 PM View: | JPMorgan Chase & Co (JPM) | 11-Feb-04 | Grant | 101,352 | -- | -- | 30% 339.98K to 441.33K | |
| 27-Jan-04 10:00 PM View: | JPMorgan Chase & Co (JPM) | 25-Jan-04 | Payment of Exercise | 23,269 | $39.83 | $926,804.00 | (6%) 363.25K to 339.98K | (407%) |