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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Apr-17 4:09 PM View:  | Citigroup Inc. (C) | 01-Apr-17 | Grant | 11 | $61.11 | $652.81 | < 1% 30.24K to 30.25K | (15%) |
| 04-Apr-17 4:09 PM View: | Citigroup Inc. (C) | 01-Apr-17 | Grant | 64 | $61.11 | $3,925.64 | < 1% 30.25K to 30.31K | (15%) |
| 17-Feb-17 5:51 PM View: | Citigroup Inc. (C) | 16-Feb-17 | Grant | 637 | -- | -- | 2% 29.6K to 30.24K | |
| 05-Jan-17 4:16 PM View: | Citigroup Inc. (C) | 03-Jan-17 | Grant | 654 | $58.65 | $38,340.20 | 2% 28.93K to 29.58K | (11%) |
| 05-Jan-17 4:16 PM View: | Citigroup Inc. (C) | 03-Jan-17 | Grant | 19 | $58.65 | $1,129.72 | < 1% 29.58K to 29.6K | (11%) |
| 04-Oct-16 4:10 PM View: | Citigroup Inc. (C) | 01-Oct-16 | Grant | 808 | $47.31 | $38,210.60 | 3% 28.09K to 28.9K | 9% |
| 04-Oct-16 4:10 PM View: | Citigroup Inc. (C) | 01-Oct-16 | Grant | 24 | $47.31 | $1,125.80 | < 1% 28.9K to 28.93K | 9% |
| 06-Jul-16 4:12 PM View: | Citigroup Inc. (C) | 01-Jul-16 | Grant | 799 | $45.02 | $35,963.30 | 3% 27.29K to 28.09K | 15% |
| 06-Jul-16 4:12 PM View: | Citigroup Inc. (C) | 01-Jul-16 | Grant | 8 | $45.02 | $351.41 | < 1% 28.09K to 28.09K | 15% |
| 05-Apr-16 4:10 PM View: | Citigroup Inc. (C) | 01-Apr-16 | Grant | 972 | $42.10 | $40,914.70 | 4% 26.31K to 27.29K | 22% |
| 05-Apr-16 4:10 PM View: | Citigroup Inc. (C) | 01-Apr-16 | Grant | 4 | $42.10 | $148.76 | < 1% 27.29K to 27.29K | 22% |
| 18-Feb-16 5:22 PM View: | Citigroup Inc. (C) | 16-Feb-16 | Grant | 4,048 | -- | -- | 18% 22.26K to 26.31K | |
| 10-Feb-16 10:00 PM View: | International Business Mach... (IBM) | 09-Feb-16 | Option Exercise | 4,000 | $82.70 | $330,800.00 | 400% 1.0K to 5.0K | |
| 10-Feb-16 10:00 PM View: | International Business Mach... (IBM) | 09-Feb-16 | Market Option Sale | 4,000 | $125.11 | $500,447.00 | (80%) 5.0K to 1.0K | 10% |
| 05-Jan-16 5:25 PM View: | Citigroup Inc. (C) | 01-Jan-16 | Grant | 764 | $53.31 | $40,716.60 | 4% 21.49K to 22.26K | (3%) |
| 05-Jan-16 5:25 PM View: | Citigroup Inc. (C) | 01-Jan-16 | Grant | 6 | $53.31 | $298.52 | < 1% 22.26K to 22.26K | (3%) |
| 05-Oct-15 4:13 PM View: | Citigroup Inc. (C) | 01-Oct-15 | Grant | 793 | $51.28 | $40,681.60 | 4% 20.7K to 21.49K | < 1% |
| 05-Oct-15 4:13 PM View: | Citigroup Inc. (C) | 01-Oct-15 | Grant | 6 | $51.28 | $297.39 | < 1% 21.49K to 21.5K | < 1% |
| 06-Jul-15 4:03 PM View: | Citigroup Inc. (C) | 01-Jul-15 | Grant | 459 | $55.94 | $25,657.80 | 2% 20.23K to 20.69K | (8%) |
| 06-Jul-15 4:03 PM View: | Citigroup Inc. (C) | 01-Jul-15 | Grant | 5 | $55.94 | $296.46 | < 1% 20.69K to 20.7K | (8%) |
| 03-Apr-15 2:03 PM View: | Citigroup Inc. (C) | 01-Apr-15 | Grant | 473 | $53.16 | $25,125.30 | 2% 19.76K to 20.23K | (3%) |
| 03-Apr-15 2:03 PM View: | Citigroup Inc. (C) | 01-Apr-15 | Grant | 1 | $53.16 | $30.23 | < 1% 20.23K to 20.23K | (3%) |
| 25-Feb-15 4:30 PM View: | International Business Mach... (IBM) | 24-Feb-15 | Option Exercise | 4,000 | $76.48 | $305,920.00 | 400% 1.0K to 5.0K | |
| 25-Feb-15 4:30 PM View: | International Business Mach... (IBM) | 24-Feb-15 | Market Option Sale | 4,000 | $164.41 | $657,654.00 | (80%) 5.0K to 1.0K | 29% |
| 20-Feb-15 8:14 AM View: | Citigroup Inc. (C) | 18-Feb-15 | Grant | 2,966 | -- | -- | 18% 16.79K to 19.76K | |
| 05-Jan-15 4:06 PM View: | Citigroup Inc. (C) | 01-Jan-15 | Grant | 457 | $54.88 | $25,084.70 | 3% 16.33K to 16.79K | (6%) |
| 05-Jan-15 4:06 PM View: | Citigroup Inc. (C) | 01-Jan-15 | Grant | 1 | $54.88 | $60.37 | < 1% 16.79K to 16.79K | (6%) |
| 03-Oct-14 4:03 PM View: | Citigroup Inc. (C) | 01-Oct-14 | Grant | 481 | $52.10 | $25,081.90 | 3% 16.15K to 16.63K | (1%) |
| 03-Oct-14 4:03 PM View: | Citigroup Inc. (C) | 01-Oct-14 | Grant | 1 | $52.10 | $62.52 | < 1% 16.63K to 16.63K | (1%) |
| 03-Jul-14 2:07 PM View: | Citigroup Inc. (C) | 01-Jul-14 | Grant | 517 | $48.50 | $25,072.90 | 3% 15.33K to 15.85K | 6% |
| 03-Jul-14 2:07 PM View: | Citigroup Inc. (C) | 01-Jul-14 | Grant | 1 | $48.50 | $63.05 | < 1% 15.85K to 15.85K | 6% |
| 03-Apr-14 4:07 PM View: | Citigroup Inc. (C) | 01-Apr-14 | Grant | 387 | $48.54 | $18,778.50 | 3% 14.94K to 15.33K | 6% |
| 03-Apr-14 4:07 PM View: | Citigroup Inc. (C) | 01-Apr-14 | Grant | 2 | $48.54 | $101.93 | < 1% 15.33K to 15.33K | 6% |
| 20-Feb-14 5:56 PM View: | Citigroup Inc. (C) | 18-Feb-14 | Grant | 3,020 | -- | -- | 25% 11.92K to 14.94K | |
| 07-Feb-14 4:56 PM View: | International Business Mach... (IBM) | 06-Feb-14 | Option Exercise | 4,000 | $88.60 | $354,400.00 | 400% 1.0K to 5.0K | |
| 07-Feb-14 4:56 PM View: | International Business Mach... (IBM) | 06-Feb-14 | Market Sale | 698 | $174.75 | $121,973.00 | (41%) 1.7K to 1.0K | 31% |
| 07-Feb-14 4:56 PM View: | International Business Mach... (IBM) | 06-Feb-14 | Market Option Sale | 3,302 | $174.53 | $576,308.00 | (66%) 5.0K to 1.7K | 31% |
| 03-Jan-14 4:05 PM View: | Citigroup Inc. (C) | 01-Jan-14 | Grant | 364 | $51.58 | $18,778.80 | 3% 11.56K to 11.92K | (< 1%) |
| 03-Jan-14 4:05 PM View: | Citigroup Inc. (C) | 01-Jan-14 | Grant | 1 | $51.58 | $72.21 | < 1% 11.92K to 11.92K | (< 1%) |
| 03-Oct-13 3:13 PM View: | Citigroup Inc. (C) | 01-Oct-13 | Grant | 374 | $50.17 | $18,774.70 | 3% 11.18K to 11.55K | 2% |
| 03-Oct-13 3:13 PM View: | Citigroup Inc. (C) | 01-Oct-13 | Grant | 2 | $50.17 | $75.26 | < 1% 11.55K to 11.56K | 2% |
| 03-Jul-13 4:45 PM View: | Citigroup Inc. (C) | 01-Jul-13 | Grant | 371 | $50.65 | $18,772.00 | 3% 10.81K to 11.18K | 1% |
| 03-Jul-13 4:45 PM View: | Citigroup Inc. (C) | 01-Jul-13 | Grant | 2 | $50.65 | $75.97 | < 1% 11.18K to 11.18K | 1% |
| 03-Apr-13 4:11 PM View: | Citigroup Inc. (C) | 01-Apr-13 | Grant | 413 | $45.39 | $18,763.60 | 4% 10.39K to 10.81K | 13% |
| 03-Apr-13 4:11 PM View: | Citigroup Inc. (C) | 01-Apr-13 | Grant | 1 | $45.39 | $41.88 | < 1% 10.81K to 10.81K | 13% |
| 21-Feb-13 5:36 PM View: | Citigroup Inc. (C) | 19-Feb-13 | Grant | 3,414 | -- | -- | 49% 6.98K to 10.39K | |
| 03-Jan-13 4:13 PM View: | Citigroup Inc. (C) | 01-Jan-13 | Grant | 1 | $36.62 | $40.28 | < 1% 6.47K to 6.47K | |
| 03-Jan-13 4:13 PM View: | Citigroup Inc. (C) | 01-Jan-13 | Grant | 512 | $36.62 | $18,745.80 | 8% 6.47K to 6.98K | |
| 21-Nov-12 3:04 PM View: | Citigroup Inc. (C) | 20-Nov-12 | Market Purchase | 1,000 | $36.06 | $36,065.00 | 18% 5.47K to 6.47K | 42% |
| 03-Oct-12 4:10 PM View: | Citigroup Inc. (C) | 01-Oct-12 | Grant | 1 | $32.35 | $38.82 | < 1% 4.89K to 4.89K | 58% |