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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Jan-21 6:30 PM View:  | Vical Inc. (FRTX) | 31-Dec-20 | Payment of Exercise | 4,408 | $0.78 | $3,438.24 | (19%) 23.54K to 19.13K | (6%) |
| 17-Sep-20 5:07 PM View: | Vical Inc. (FRTX) | 15-Sep-20 | Grant | 10,493 | $0.81 | $8,499.33 | 80% 13.05K to 23.54K | (12%) |
| 02-Sep-20 4:23 PM View: | Vical Inc. (FRTX) | 31-Aug-20 | Payment of Exercise | 6,631 | $0.94 | $6,233.14 | (34%) 19.68K to 13.05K | 24% |
| 02-Sep-20 4:23 PM View: | Vical Inc. (FRTX) | 31-Aug-20 | Option Exercise | 609 | -- | -- | 3% 19.07K to 19.68K | |
| 04-Aug-20 4:42 PM View: | Vical Inc. (FRTX) | 31-Jul-20 | Payment of Exercise | 256 | $0.92 | $235.52 | (1%) 19.33K to 19.07K | 21% |
| 04-Aug-20 4:42 PM View: | Vical Inc. (FRTX) | 31-Jul-20 | Option Exercise | 608 | -- | -- | 3% 18.72K to 19.33K | |
| 02-Jul-20 2:02 PM View: | Vical Inc. (FRTX) | 30-Jun-20 | Payment of Exercise | 256 | $1.00 | $256.00 | (1%) 18.98K to 18.72K | 27% |
| 02-Jul-20 2:02 PM View: | Vical Inc. (FRTX) | 30-Jun-20 | Option Exercise | 608 | -- | -- | 3% 18.37K to 18.98K | |
| 05-Jun-20 5:29 PM View: | Vical Inc. (FRTX) | 03-Jun-20 | Grant | 15,178 | -- | -- | 476% 3.19K to 18.37K | |
| 05-Jun-20 5:29 PM View: | Vical Inc. (FRTX) | 31-May-20 | Payment of Exercise | 256 | $1.16 | $296.96 | (7%) 3.44K to 3.19K | 38% |
| 05-Jun-20 5:29 PM View: | Vical Inc. (FRTX) | 31-May-20 | Option Exercise | 608 | -- | -- | 21% 2.84K to 3.44K | |
| 05-Jun-20 5:29 PM View: | Vical Inc. (FRTX) | 30-Apr-20 | Payment of Exercise | 256 | $1.20 | $307.20 | (8%) 3.09K to 2.84K | 39% |
| 05-Jun-20 5:29 PM View: | Vical Inc. (FRTX) | 30-Apr-20 | Option Exercise | 609 | -- | -- | 25% 2.48K to 3.09K | |
| 05-Jun-20 5:29 PM View: | Vical Inc. (FRTX) | 31-Mar-20 | Payment of Exercise | 256 | $1.19 | $304.64 | (9%) 2.74K to 2.48K | 38% |
| 05-Jun-20 5:29 PM View: | Vical Inc. (FRTX) | 31-Mar-20 | Option Exercise | 608 | -- | -- | 29% 2.13K to 2.74K | |
| 05-Jun-20 5:29 PM View: | Vical Inc. (FRTX) | 29-Feb-20 | Payment of Exercise | 256 | $2.93 | $750.08 | (11%) 2.39K to 2.13K | 75% |
| 05-Jun-20 5:29 PM View: | Vical Inc. (FRTX) | 29-Feb-20 | Option Exercise | 608 | -- | -- | 34% 1.78K to 2.39K | |
| 05-Jun-20 5:29 PM View: | Vical Inc. (FRTX) | 14-Feb-20 | Payment of Exercise | 1,290 | $1.16 | $1,496.40 | (42%) 3.07K to 1.78K | 37% |
| 05-Jun-20 5:29 PM View: | Vical Inc. (FRTX) | 14-Feb-20 | Option Exercise | 3,070 | -- | -- | 100% 0 to 3.07K | |
| 03-Feb-17 4:16 PM View: | Vical Inc. (FRTX) | 01-Feb-17 | Market Sale (Planned) | 3,750 | $2.16 | $8,088.37 | (4%) 91.17K to 87.42K | 95% |
| 12-Jan-17 4:24 PM View: | Vical Inc. (FRTX) | 10-Jan-17 | Market Sale (Planned) | 5,763 | $2.45 | $14,114.20 | (6%) 96.93K to 91.17K | 95% |
| 13-Dec-16 6:45 PM View: | Vical Inc. (FRTX) | 13-Dec-16 | Market Sale | 4,649 | $2.40 | $11,172.50 | (5%) 101.58K to 96.93K | 95% |
| 13-Dec-16 6:45 PM View: | Vical Inc. (FRTX) | 12-Dec-16 | Market Sale | 11,050 | $2.39 | $26,415.00 | (10%) 112.63K to 101.58K | 95% |
| 10-Jun-16 4:08 PM View: | Vical Inc. (FRTX) | 09-Jun-16 | Market Purchase | 15,700 | $4.72 | $74,154.20 | 16% 96.93K to 112.63K | (98%) |
| 03-Mar-16 5:21 PM View: | Vical Inc. (FRTX) | 03-Mar-16 | Market Sale (Planned) | 5,900 | $0.37 | $2,198.93 | (< 1%) 975.23K to 969.33K | 97% |
| 03-Mar-16 5:21 PM View: | Vical Inc. (FRTX) | 02-Mar-16 | Market Sale (Planned) | 14,000 | $0.37 | $5,119.80 | (1%) 989.23K to 975.23K | 97% |
| 03-Mar-16 5:21 PM View: | Vical Inc. (FRTX) | 01-Mar-16 | Market Sale (Planned) | 17,600 | $0.35 | $6,237.44 | (2%) 1.01M to 989.23K | 97% |
| 13-Jan-16 2:36 PM View: | Vical Inc. (FRTX) | 12-Jan-16 | Market Sale (Planned) | 11,202 | $0.35 | $3,903.90 | (1%) 1.02M to 1.01M | 97% |
| 13-Jan-16 2:36 PM View: | Vical Inc. (FRTX) | 11-Jan-16 | Market Sale (Planned) | 48,535 | $0.35 | $16,856.20 | (5%) 1.07M to 1.02M | 97% |
| 08-Jan-16 6:07 PM View: | Vical Inc. (FRTX) | 07-Jan-16 | Market Sale (Planned) | 75,000 | $0.36 | $27,090.00 | (7%) 1.14M to 1.07M | 97% |
| 14-Oct-15 12:46 PM View: | Vical Inc. (FRTX) | 12-Oct-15 | Market Sale (Planned) | 4,738 | $0.41 | $1,961.53 | (< 1%) 1.15M to 1.14M | 97% |
| 15-Jul-15 5:14 PM View: | Vical Inc. (FRTX) | 13-Jul-15 | Market Sale (Planned) | 4,737 | $0.70 | $3,309.74 | (< 1%) 1.15M to 1.15M | 98% |
| 15-Apr-15 4:10 PM View: | Vical Inc. (FRTX) | 13-Apr-15 | Market Sale (Planned) | 4,738 | $0.93 | $4,411.08 | (< 1%) 1.16M to 1.15M | 99% |
| 01-Apr-15 4:34 PM View: | Vical Inc. (FRTX) | 30-Mar-15 | Market Sale (Planned) | 55,000 | $0.91 | $50,149.00 | (5%) 1.21M to 1.16M | 99% |
| 21-Jan-15 7:50 PM View: | Vical Inc. (FRTX) | 19-Jan-15 | Grant | 300,000 | $0.01 | $3,000.00 | 33% 910.78K to 1.21M | |
| 14-Jan-15 1:29 PM View: | Vical Inc. (FRTX) | 13-Jan-15 | Market Sale (Planned) | 4,737 | $1.12 | $5,312.07 | (< 1%) 915.51K to 910.78K | 99% |
| 29-Dec-14 9:07 AM View: | Vical Inc. (FRTX) | 26-Dec-14 | Gift | 5,300 | -- | -- | (< 1%) 920.81K to 915.51K | |
| 23-Dec-14 4:37 PM View: | Vical Inc. (FRTX) | 23-Dec-14 | Gift | 321 | -- | -- | (< 1%) 921.13K to 920.81K | |
| 23-Dec-14 4:37 PM View: | Vical Inc. (FRTX) | 22-Dec-14 | Gift | 15,379 | -- | -- | (2%) 936.51K to 921.13K | |
| 14-Oct-14 6:47 PM View: | Vical Inc. (FRTX) | 13-Oct-14 | Market Sale (Planned) | 4,738 | $1.13 | $5,352.99 | (< 1%) 941.25K to 936.51K | 99% |
| 15-Jul-14 11:25 AM View: | Vical Inc. (FRTX) | 14-Jul-14 | Market Sale (Planned) | 4,737 | $1.17 | $5,543.71 | (< 1%) 945.99K to 941.25K | 99% |
| 15-Apr-14 2:23 PM View: | Vical Inc. (FRTX) | 14-Apr-14 | Market Sale (Planned) | 4,738 | $1.16 | $5,517.88 | (< 1%) 950.73K to 945.99K | 99% |
| 09-Apr-14 7:39 PM View: | TorreyPines Therapeutics, I... (RPTP) | 07-Apr-14 | Option Exercise | 5,000 | $3.33 | $16,650.00 | 100% 0 to 5.0K | |
| 09-Apr-14 7:39 PM View: | TorreyPines Therapeutics, I... (RPTP) | 07-Apr-14 | Market Option Sale | 5,000 | $8.59 | $42,958.00 | (100%) 5.0K to 0 | 48% |
| 11-Feb-14 9:44 PM View: | TorreyPines Therapeutics, I... (RPTP) | 07-Feb-14 | Option Exercise | 5,000 | $5.13 | $25,650.00 | 100% 0 to 5.0K | |
| 11-Feb-14 9:44 PM View: | TorreyPines Therapeutics, I... (RPTP) | 07-Feb-14 | Market Option Sale | 5,000 | $15.04 | $75,212.00 | (100%) 5.0K to 0 | 70% |
| 14-Jan-14 1:34 PM View: | Vical Inc. (FRTX) | 13-Jan-14 | Payment of Exercise | 1,464 | $1.34 | $1,961.76 | (< 1%) 952.19K to 950.73K | 99% |
| 14-Jan-14 1:34 PM View: | Vical Inc. (FRTX) | 11-Jan-14 | Payment of Exercise | 10,021 | $1.42 | $14,229.80 | (1%) 962.21K to 952.19K | 99% |
| 14-Jan-14 1:34 PM View: | Vical Inc. (FRTX) | 10-Jan-14 | Market Purchase | 330,000 | $1.42 | $468,600.00 | 52% 632.21K to 962.21K | (99%) |
| 10-Dec-13 7:03 PM View: | TorreyPines Therapeutics, I... (RPTP) | 09-Dec-13 | Option Exercise | 5,000 | $5.13 | $25,650.00 | 100% 0 to 5.0K |