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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-May-18 1:41 PM View:  | Heritage Commerce Corp. (HTBK) | 01-May-18 | Grant | 1,190 | -- | -- | < 1% 483.36K to 484.55K | |
| 14-Aug-17 5:09 PM View: | Heritage Commerce Corp. (HTBK) | 10-Aug-17 | Market Purchase | 5,000 | $13.53 | $67,671.00 | 1% 478.36K to 483.36K | (36%) |
| 04-May-17 4:35 PM View: | Heritage Commerce Corp. (HTBK) | 02-May-17 | Grant | 1,381 | -- | -- | < 1% 496.13K to 497.51K | |
| 04-Aug-16 1:20 PM View: | Heritage Commerce Corp. (HTBK) | 02-Aug-16 | Market Purchase | 5,000 | $10.43 | $52,137.50 | < 1% 819.25K to 824.25K | (16%) |
| 07-Jun-16 1:23 PM View: | Heritage Commerce Corp. (HTBK) | 03-Jun-16 | Market Purchase | 1,000 | $10.78 | $10,778.30 | < 1% 818.25K to 819.25K | (19%) |
| 05-May-16 4:45 PM View: | Heritage Commerce Corp. (HTBK) | 03-May-16 | Grant | 1,934 | -- | -- | < 1% 816.32K to 818.25K | |
| 04-Jan-12 3:55 PM View: | SJW Corp. (SJW) | 03-Jan-12 | Grant | 883 | $23.47 | $20,724.00 | 3% 33.71K to 34.59K | 193% |
| 04-Jan-11 5:16 PM View: | SJW Corp. (SJW) | 03-Jan-11 | Grant | 833 | $23.87 | $19,883.70 | 3% 32.83K to 33.66K | |
| 04-Jan-10 7:56 PM View: | SJW Corp. (SJW) | 04-Jan-10 | Grant | 864 | $21.63 | $18,688.30 | 3% 31.96K to 32.83K | |
| 02-Jan-09 2:58 PM View: | SJW Corp. (SJW) | 02-Jan-09 | Grant | 634 | $28.17 | $17,859.80 | 2% 31.33K to 31.96K | 144% |
| 02-Jan-08 5:37 PM View: | SJW Corp. (SJW) | 02-Jan-08 | Grant | 479 | $34.30 | $16,429.70 | 2% 30.85K to 31.33K | 70% |
| 03-Jan-07 5:29 PM View: | SJW Corp. (SJW) | 02-Jan-07 | Grant | 1,765 | $35.94 | $63,426.40 | 6% 29.09K to 30.85K | |
| 26-Jul-06 4:28 PM View: | Comerica Incorporated (CMA) | 25-Jul-06 | Grant | 1,059 | -- | -- | < 1% 316.18K to 317.23K | |
| 06-Jul-06 2:14 PM View: | Comerica Incorporated (CMA) | 03-Jul-06 | Grant | 351 | $52.38 | $18,385.40 | < 1% 315.82K to 316.18K | 39% |
| 05-May-06 2:53 PM View: | Comerica Incorporated (CMA) | 05-May-06 | Option Exercise | 1,500 | $29.08 | $43,620.00 | < 1% 315.76K to 317.26K | |
| 19-Apr-06 4:49 PM View: | Comerica Incorporated (CMA) | 17-Apr-06 | Grant | 563 | -- | -- | < 1% 315.2K to 315.76K | |
| 06-Apr-06 1:48 PM View: | Comerica Incorporated (CMA) | 05-Apr-06 | Grant | 390 | $58.67 | $22,881.30 | < 1% 315.37K to 315.76K | 25% |
| 09-Jan-06 3:11 PM View: | Comerica Incorporated (CMA) | 06-Jan-06 | Grant | 297 | $56.87 | $16,890.40 | < 1% 315.02K to 315.31K | 30% |
| 03-Jan-06 7:53 PM View: | SJW Corp. (SJW) | 03-Jan-06 | Grant | 871 | $45.55 | $39,672.20 | 6% 13.67K to 14.54K | 166% |
| 05-Oct-05 3:22 PM View: | Comerica Incorporated (CMA) | 03-Oct-05 | Grant | 359 | $59.47 | $21,349.70 | < 1% 314.61K to 314.96K | 26% |
| 08-Aug-05 3:57 PM View: | Comerica Incorporated (CMA) | 04-Aug-05 | Grant | 787 | -- | -- | < 1% 313.77K to 314.56K | |
| 13-Jul-05 1:22 PM View: | Comerica Incorporated (CMA) | 11-Jul-05 | Grant | 339 | $58.55 | $19,848.40 | < 1% 313.43K to 313.77K | 29% |
| 06-May-05 5:41 PM View: | Comerica Incorporated (CMA) | 05-May-05 | Option Exercise | 1,500 | $19.92 | $29,880.00 | < 1% 311.89K to 313.39K | |
| 06-Apr-05 11:04 AM View: | Comerica Incorporated (CMA) | 04-Apr-05 | Grant | 419 | $54.65 | $22,898.40 | < 1% 311.47K to 311.89K | 40% |
| 05-Jan-05 2:44 PM View: | Comerica Incorporated (CMA) | 03-Jan-05 | Grant | 303 | $60.63 | $18,370.90 | < 1% 311.12K to 311.42K | 27% |
| 05-Jan-05 8:11 PM View: | SJW Corp. (SJW) | 03-Jan-05 | Grant | 1,051 | $36.19 | $38,037.00 | 8% 12.62K to 13.67K | 239% |
| 05-Oct-04 10:00 PM View: | Comerica Incorporated (CMA) | 01-Oct-04 | Grant | 356 | $60.05 | $21,377.80 | < 1% 310.72K to 311.07K | 29% |
| 20-Jul-04 8:36 AM View: | Comerica Incorporated (CMA) | 16-Jul-04 | Grant | 315 | $56.39 | $17,762.80 | < 1% 310.36K to 310.68K | 39% |
| 03-Jun-04 11:39 AM View: | Comerica Incorporated (CMA) | 01-Jun-04 | Grant | 371 | $56.00 | $20,776.00 | < 1% 309.92K to 310.29K | 41% |
| 02-Mar-04 10:00 PM View: | Comerica Incorporated (CMA) | 27-Feb-04 | Grant | 255 | $57.74 | $14,723.70 | < 1% 309.66K to 309.92K | 38% |
| 06-Jan-04 10:00 PM View: | SJW Corp. (SJW) | 02-Jan-04 | Grant | 331 | $89.03 | $29,468.90 | 3% 11.68K to 12.01K | 318% |
| 19-Nov-03 10:00 PM View: | Comerica Incorporated (CMA) | 17-Nov-03 | Grant | 198 | $51.83 | $10,262.30 | < 1% 309.4K to 309.6K | 55% |
| 03-Sep-03 10:00 PM View: | SJW Corp. (SJW) | 02-Sep-03 | Grant | 3,169 | $85.20 | $269,999.00 | 528% 0.6K to 3.77K | 338% |
| 03-Sep-03 10:00 PM View: | SJW Corp. (SJW) | 02-Sep-03 | Grant | 80 | $84.20 | $6,736.00 | 2% 3.77K to 3.85K | 343% |
| 04-Aug-03 10:00 PM View: | Comerica Incorporated (CMA) | 01-Aug-03 | Grant | 291 | $48.08 | $13,991.30 | < 1% 311.11K to 311.4K | 69% |