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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-Mar-24 1:45 PM View:  | Caterpillar Inc. (CAT) | 07-Mar-24 | Payment of Exercise | 22,751 | $340.39 | $7,744,210.00 | (26%) 87.89K to 65.14K | |
| 08-Mar-24 1:45 PM View: | Caterpillar Inc. (CAT) | 07-Mar-24 | Option Exercise | 29,579 | $208.70 | $6,173,150.00 | 51% 58.31K to 87.89K | |
| 06-Mar-24 12:27 PM View: | Caterpillar Inc. (CAT) | 04-Mar-24 | Grant | 3,543 | -- | -- | 6% 54.77K to 58.31K | |
| 15-Feb-24 6:00 AM View: | Caterpillar Inc. (CAT) | 13-Feb-24 | Grant | 12,520 | -- | -- | 26% 47.32K to 59.84K | |
| 15-Feb-24 6:00 AM View: | Caterpillar Inc. (CAT) | 13-Feb-24 | Payment of Exercise | 5,066 | $313.40 | $1,587,680.00 | (8%) 59.84K to 54.77K | |
| 06-Feb-24 4:00 PM View: | Caterpillar Inc. (CAT) | 05-Feb-24 | Sale | 10,000 | $332.81 | $3,328,130.00 | (17%) 57.32K to 47.32K | |
| 06-Feb-24 4:00 PM View: | Caterpillar Inc. (CAT) | 02-Feb-24 | Private Sale | 10,000 | $310.10 | $3,101,000.00 | (15%) 67.32K to 57.32K | |
| 26-Jan-24 12:41 PM View: | Caterpillar Inc. (CAT) | 25-Jan-24 | Private Sale | 10,000 | $300.04 | $3,000,400.00 | (13%) 77.32K to 67.32K | |
| 03-Aug-23 1:32 PM View: | Caterpillar Inc. (CAT) | 02-Aug-23 | Payment of Exercise | 37,683 | $289.99 | $10,927,700.00 | (33%) 115.0K to 77.32K | |
| 03-Aug-23 1:32 PM View: | Caterpillar Inc. (CAT) | 02-Aug-23 | Option Exercise | 44,973 | $212.49 | $9,556,110.00 | 64% 70.03K to 115.0K | 4% |
| 06-Mar-23 7:56 AM View: | Caterpillar Inc. (CAT) | 02-Mar-23 | Payment of Exercise | 16,256 | $249.31 | $4,052,780.00 | (19%) 86.28K to 70.03K | |
| 06-Mar-23 7:56 AM View: | Caterpillar Inc. (CAT) | 02-Mar-23 | Option Exercise | 23,095 | $127.60 | $2,946,920.00 | 37% 63.19K to 86.28K | |
| 08-Feb-23 9:09 PM View: | Caterpillar Inc. (CAT) | 07-Feb-23 | Grant | 15,029 | -- | -- | 28% 53.49K to 68.52K | |
| 08-Feb-23 9:09 PM View: | Caterpillar Inc. (CAT) | 07-Feb-23 | Payment of Exercise | 5,328 | $248.68 | $1,324,970.00 | (8%) 68.52K to 63.19K | |
| 11-Mar-22 10:25 AM View: | Caterpillar Inc. (CAT) | 09-Mar-22 | Payment of Exercise | 32,599 | $210.53 | $6,863,070.00 | (38%) 86.09K to 53.49K | |
| 11-Mar-22 10:25 AM View: | Caterpillar Inc. (CAT) | 09-Mar-22 | Option Exercise | 41,107 | $132.31 | $5,438,880.00 | 91% 44.98K to 86.09K | |
| 10-Feb-22 1:40 PM View: | Caterpillar Inc. (CAT) | 08-Feb-22 | Grant | 13,964 | -- | -- | 38% 36.47K to 50.44K | |
| 10-Feb-22 1:40 PM View: | Caterpillar Inc. (CAT) | 08-Feb-22 | Payment of Exercise | 5,457 | $200.77 | $1,095,600.00 | (11%) 50.44K to 44.98K | |
| 09-Mar-21 4:02 PM View: | Caterpillar Inc. (CAT) | 05-Mar-21 | Payment of Exercise | 65,256 | $216.14 | $14,104,400.00 | (64%) 101.73K to 36.47K | |
| 09-Mar-21 4:02 PM View: | Caterpillar Inc. (CAT) | 05-Mar-21 | Option Exercise | 82,199 | $136.16 | $11,192,500.00 | 421% 19.53K to 101.73K | |
| 11-Feb-21 3:41 PM View: | Caterpillar Inc. (CAT) | 09-Feb-21 | Grant | 5,659 | -- | -- | 36% 15.63K to 21.29K | |
| 11-Feb-21 3:41 PM View: | Caterpillar Inc. (CAT) | 09-Feb-21 | Payment of Exercise | 1,762 | $196.78 | $346,726.00 | (8%) 21.29K to 19.53K | |
| 09-Sep-20 6:59 PM View: | Caterpillar Inc. (CAT) | 07-Sep-20 | Payment of Exercise | 5,836 | $148.24 | $865,129.00 | (27%) 21.47K to 15.63K | (20%) |
| 10-Sep-19 4:45 PM View: | Caterpillar Inc. (CAT) | 07-Sep-19 | Payment of Exercise | 5,883 | $125.30 | $737,140.00 | (22%) 26.94K to 21.06K | (37%) |
| 11-Sep-18 6:04 PM View: | Caterpillar Inc. (CAT) | 07-Sep-18 | Grant | 26,182 | -- | -- | 100% 0 to 26.18K | |
| 04-Mar-08 1:35 PM View: | Bristol-Myers Squibb Co. (BMY) | 02-Mar-08 | Payment of Exercise | 2,887 | $22.61 | $65,275.10 | (2%) 147.34K to 144.45K | (179%) |
| 04-Mar-08 1:35 PM View: | Bristol-Myers Squibb Co. (BMY) | 01-Mar-08 | Payment of Exercise | 2,887 | $22.61 | $65,275.10 | (2%) 150.23K to 147.34K | (179%) |
| 03-Oct-07 4:46 PM View: | Bristol-Myers Squibb Co. (BMY) | 01-Oct-07 | Payment of Exercise | 15,527 | -- | -- | (9%) 165.73K to 150.21K | |
| 12-Sep-07 4:06 PM View: | Bristol-Myers Squibb Co. (BMY) | 10-Sep-07 | Payment of Exercise | 6,069 | -- | -- | (4%) 171.15K to 165.08K | |
| 08-Mar-07 5:18 PM View: | Bristol-Myers Squibb Co. (BMY) | 06-Mar-07 | Grant | 5,261 | $27.01 | $142,100.00 | 3% 167.92K to 173.18K | 143% |
| 08-Mar-07 5:18 PM View: | Bristol-Myers Squibb Co. (BMY) | 06-Mar-07 | Payment of Exercise | 2,412 | $27.01 | $65,148.10 | (1%) 173.18K to 170.76K | (143%) |
| 06-Mar-07 2:53 PM View: | Bristol-Myers Squibb Co. (BMY) | 02-Mar-07 | Payment of Exercise | 2,887 | $26.42 | $76,274.50 | (2%) 170.8K to 167.92K | (148%) |
| 03-Oct-06 5:05 PM View: | Bristol-Myers Squibb Co. (BMY) | 29-Sep-06 | Payment of Exercise | 14,764 | $24.84 | $366,738.00 | (8%) 185.53K to 170.77K | (170%) |
| 12-Sep-06 4:38 PM View: | Bristol-Myers Squibb Co. (BMY) | 08-Sep-06 | Payment of Exercise | 5,506 | $22.96 | $126,418.00 | (3%) 190.61K to 185.1K | (192%) |
| 09-Mar-06 5:09 PM View: | Bristol-Myers Squibb Co. (BMY) | 07-Mar-06 | Grant | 35,866 | $22.73 | $815,234.00 | 23% 158.54K to 194.41K | 202% |
| 09-Mar-06 5:09 PM View: | Bristol-Myers Squibb Co. (BMY) | 07-Mar-06 | Payment of Exercise | 4,253 | $22.73 | $96,670.70 | (2%) 194.41K to 190.16K | (202%) |
| 04-Oct-05 3:33 PM View: | Bristol-Myers Squibb Co. (BMY) | 03-Oct-05 | Payment of Exercise | 15,347 | $24.02 | $368,635.00 | (9%) 173.88K to 158.53K | (192%) |
| 03-Mar-05 5:33 PM View: | Bristol-Myers Squibb Co. (BMY) | 01-Mar-05 | Grant | 18,889 | -- | -- | 12% 154.57K to 173.46K | |
| 04-Mar-04 10:00 PM View: | Bristol-Myers Squibb Co. (BMY) | 02-Mar-04 | Grant | 18,889 | -- | -- | 14% 135.32K to 154.21K | |
| 12-Sep-03 10:00 PM View: | Bristol-Myers Squibb Co. (BMY) | 10-Sep-03 | Grant | 35,000 | -- | -- | 35% 100.31K to 135.31K |