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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Apr-14 5:16 PM View:  | Celanese Corp. (CE) | 24-Apr-14 | Grant | 2,051 | -- | -- | 3% 63.48K to 65.53K | |
| 25-Apr-13 5:33 PM View: | Celanese Corp. (CE) | 24-Apr-13 | Grant | 1,958 | -- | -- | 3% 61.52K to 63.48K | |
| 02-Apr-13 5:59 PM View: | Ecolab Inc. (ECL) | 31-Mar-13 | Grant | 228 | -- | -- | < 1% 47.11K to 47.34K | |
| 03-Jan-13 5:45 PM View: | Ecolab Inc. (ECL) | 31-Dec-12 | Grant | 176 | -- | -- | < 1% 46.94K to 47.11K | |
| 02-Oct-12 6:45 PM View: | Ecolab Inc. (ECL) | 30-Sep-12 | Grant | 193 | -- | -- | < 1% 46.74K to 46.93K | |
| 03-Jul-12 5:00 PM View: | Ecolab Inc. (ECL) | 30-Jun-12 | Grant | 184 | -- | -- | < 1% 46.55K to 46.74K | |
| 30-Apr-12 5:19 PM View: | Celanese Corp. (CE) | 26-Apr-12 | Grant | 2,000 | -- | -- | 3% 59.52K to 61.52K | |
| 03-Apr-12 5:43 PM View: | Ecolab Inc. (ECL) | 31-Mar-12 | Grant | 202 | -- | -- | < 1% 46.35K to 46.55K | |
| 04-Jan-12 5:36 PM View: | Ecolab Inc. (ECL) | 31-Dec-11 | Grant | 61 | -- | -- | < 1% 46.29K to 46.35K | |
| 14-Dec-11 5:45 PM View: | Ecolab Inc. (ECL) | 13-Dec-11 | Market Purchase | 5,000 | $55.19 | $275,943.00 | 12% 41.29K to 46.29K | 181% |
| 05-Dec-11 7:08 PM View: | Ecolab Inc. (ECL) | 01-Dec-11 | Grant | 43,910 | -- | -- | 100% 0 to 43.91K | |
| 05-Dec-11 2:41 PM View: | Nalco Holding Co. (NLC) | 01-Dec-11 | Grant | 5,778 | -- | -- | 10% 56.91K to 62.69K | |
| 05-Dec-11 2:41 PM View: | Nalco Holding Co. (NLC) | 01-Dec-11 | Disposition | 62,685 | -- | -- | (100%) 62.69K to 0 | |
| 19-Oct-11 2:47 PM View: | Arch Chemicals Inc. (ARJ) | 17-Oct-11 | Disposition (change in control) | 20,000 | $47.20 | $944,000.00 | (100%) 20.0K to 0 | (< 1%) |
| 02-Jun-11 6:38 PM View: | Celanese Corp. (CE) | 01-Jun-11 | Option Exercise | 24,622 | $16.00 | $393,952.00 | 71% 34.9K to 59.52K | |
| 17-May-11 5:09 PM View: | Celanese Corp. (CE) | 13-May-11 | Grant | 1,664 | -- | -- | 5% 33.24K to 34.9K | |
| 16-Feb-11 12:17 PM View: | Nalco Holding Co. (NLC) | 16-Feb-11 | Market Purchase | 10,000 | $26.79 | $267,931.00 | 19% 52.69K to 62.69K | < 1% |
| 11-Jan-11 1:15 PM View: | Nalco Holding Co. (NLC) | 07-Jan-11 | Grant | 2,692 | -- | -- | 5% 49.99K to 52.69K | |
| 26-Apr-10 5:23 PM View: | Celanese Corp. (CE) | 22-Apr-10 | Grant | 2,565 | -- | -- | 100% 0 to 2.56K | |
| 12-Jan-10 5:02 PM View: | Nalco Holding Co. (NLC) | 08-Jan-10 | Grant | 3,086 | -- | -- | 7% 46.91K to 49.99K | |
| 14-May-09 6:44 PM View: | Celanese Corp. (CE) | 14-May-09 | Market Purchase | 10,000 | $19.37 | $193,700.00 | 64% 15.55K to 25.55K | 478% |
| 13-May-09 1:28 PM View: | Arch Chemicals Inc. (ARJ) | 12-May-09 | Market Purchase | 13,000 | $25.64 | $333,361.00 | 186% 7.0K to 20.0K | 79% |
| 27-Apr-09 6:51 PM View: | Celanese Corp. (CE) | 24-Apr-09 | Exercise (in-the money or at-the-money) | 18 | -- | -- | < 1% 15.53K to 15.55K | |
| 24-Apr-09 8:45 PM View: | Celanese Corp. (CE) | 23-Apr-09 | Grant | 5,126 | -- | -- | 100% 0 to 5.13K | |
| 14-Jan-09 3:04 PM View: | Nalco Holding Co. (NLC) | 08-Jan-09 | Grant | 6,385 | -- | -- | 16% 40.52K to 46.91K | |
| 28-Apr-08 7:50 PM View: | Celanese Corp. (CE) | 24-Apr-08 | Grant | 1,931 | -- | -- | 100% 0 to 1.93K | |
| 28-Feb-08 2:11 PM View: | Nalco Holding Co. (NLC) | 28-Feb-08 | Market Purchase | 20,000 | $22.22 | $444,407.00 | 97% 20.52K to 40.52K | 18% |
| 08-Feb-08 3:58 PM View: | Nalco Holding Co. (NLC) | 07-Feb-08 | Grant | 4,145 | -- | -- | 25% 16.38K to 20.52K | |
| 20-Feb-07 4:08 PM View: | Nalco Holding Co. (NLC) | 15-Feb-07 | Grant | 2,707 | -- | -- | 20% 13.67K to 16.38K | |
| 17-Feb-06 3:34 PM View: | Nalco Holding Co. (NLC) | 15-Feb-06 | Grant | 3,670 | -- | -- | 37% 10.0K to 13.67K | |
| 18-Feb-05 5:46 PM View: | Nalco Holding Co. (NLC) | 18-Feb-05 | Grant | 2,000 | -- | -- | 25% 8.0K to 10.0K | |
| 17-Feb-05 12:04 PM View: | Arch Chemicals Inc. (ARJ) | 16-Feb-05 | Market Purchase | 7,000 | $26.91 | $188,403.00 | 100% 0 to 7.0K | 66% |
| 11-Feb-05 3:42 PM View: | Nalco Holding Co. (NLC) | 11-Feb-05 | Market Purchase | 8,000 | $19.20 | $153,600.00 | 100% 0 to 8.0K | 37% |
| 28-Jan-05 1:23 PM View: | Celanese Corp. (CE) | 26-Jan-05 | Grant | 3,598 | $7.20 | $25,905.60 | 100% 0 to 3.6K | |
| 28-Jan-05 1:23 PM View: | Celanese Corp. (CE) | 26-Jan-05 | Market Purchase | 10,000 | $16.00 | $160,000.00 | 278% 3.6K to 13.6K | 486% |
| 03-Aug-04 10:00 PM View: | Exxon Mobil Corp. (XOM) | 30-Jul-04 | Option Exercise | 15,000 | $19.73 | $296,016.00 | 5% 310.63K to 325.63K | |
| 03-Aug-04 10:00 PM View: | Exxon Mobil Corp. (XOM) | 30-Jul-04 | Market Option Sale | 15,000 | $46.25 | $693,750.00 | (5%) 325.63K to 310.63K | (26%) |
| 02-Feb-04 10:00 PM View: | Exxon Mobil Corp. (XOM) | 29-Jan-04 | Option Exercise | 15,000 | $19.73 | $296,016.00 | 5% 309.89K to 324.89K | |
| 02-Feb-04 10:00 PM View: | Exxon Mobil Corp. (XOM) | 29-Jan-04 | Market Option Sale | 15,000 | $41.45 | $621,750.00 | (5%) 324.89K to 309.89K | (42%) |
| 16-Dec-03 10:00 PM View: | Exxon Mobil Corp. (XOM) | 11-Dec-03 | Gift | 2,900 | -- | -- | (< 1%) 312.79K to 309.89K | |
| 28-Nov-03 10:00 PM View: | Exxon Mobil Corp. (XOM) | 25-Nov-03 | Grant | 73,400 | -- | -- | 31% 239.17K to 312.57K | |
| 16-Sep-03 10:00 PM View: | Exxon Mobil Corp. (XOM) | 15-Sep-03 | Option Exercise | 15,000 | $19.73 | $296,016.00 | 6% 239.17K to 254.17K | |
| 16-Sep-03 10:00 PM View: | Exxon Mobil Corp. (XOM) | 15-Sep-03 | Market Option Sale | 15,000 | $37.70 | $565,556.00 | (6%) 254.17K to 239.17K | (57%) |
| 05-Sep-03 10:00 PM View: | Exxon Mobil Corp. (XOM) | 04-Sep-03 | Market Sale | 15,000 | $38.00 | $570,000.00 | (6%) 253.96K to 238.96K | (56%) |
| 26-Aug-03 10:00 PM View: | Exxon Mobil Corp. (XOM) | 25-Aug-03 | Option Exercise | 16,392 | $19.34 | $317,070.00 | 7% 237.56K to 253.96K |