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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Jun-23 4:02 PM View:  | Applied Optoelectronics, Inc. (AAOI) | 26-Jun-23 | Grant | 40,925 | -- | -- | 30% 138.57K to 179.49K | |
| 29-Jun-22 4:27 PM View: | Applied Optoelectronics, Inc. (AAOI) | 27-Jun-22 | Grant | 52,995 | -- | -- | 62% 85.57K to 138.57K | |
| 15-Jun-21 4:32 PM View: | Applied Optoelectronics, Inc. (AAOI) | 11-Jun-21 | Grant | 14,538 | -- | -- | 20% 71.03K to 85.57K | |
| 16-Jun-20 4:01 PM View: | Applied Optoelectronics, Inc. (AAOI) | 12-Jun-20 | Grant | 13,053 | -- | -- | 23% 57.98K to 71.03K | |
| 04-Jun-19 4:01 PM View: | Applied Optoelectronics, Inc. (AAOI) | 31-May-19 | Grant | 12,806 | -- | -- | 28% 45.17K to 57.98K | |
| 12-Jun-18 7:19 PM View: | Applied Optoelectronics, Inc. (AAOI) | 08-Jun-18 | Grant | 2,535 | -- | -- | 6% 42.64K to 45.17K | |
| 16-Jan-18 4:01 PM View: | Applied Optoelectronics, Inc. (AAOI) | 11-Jan-18 | Market Sale (Planned) | 1,000 | $35.37 | $35,370.00 | (2%) 43.64K to 42.64K | 58% |
| 11-Dec-17 4:03 PM View: | Applied Optoelectronics, Inc. (AAOI) | 07-Dec-17 | Market Sale (Planned) | 1,000 | $40.43 | $40,430.00 | (2%) 44.64K to 43.64K | 63% |
| 13-Nov-17 4:03 PM View: | Applied Optoelectronics, Inc. (AAOI) | 09-Nov-17 | Market Sale (Planned) | 1,000 | $43.00 | $43,000.00 | (2%) 45.64K to 44.64K | 65% |
| 16-Oct-17 4:45 PM View: | Applied Optoelectronics, Inc. (AAOI) | 12-Oct-17 | Market Sale (Planned) | 1,000 | $60.62 | $60,620.00 | (2%) 46.64K to 45.64K | 75% |
| 11-Sep-17 5:22 PM View: | Applied Optoelectronics, Inc. (AAOI) | 07-Sep-17 | Market Sale (Planned) | 1,000 | $58.52 | $58,520.00 | (2%) 47.64K to 46.64K | 74% |
| 14-Aug-17 4:19 PM View: | Applied Optoelectronics, Inc. (AAOI) | 10-Aug-17 | Market Sale (Planned) | 1,000 | $66.10 | $66,100.00 | (2%) 48.64K to 47.64K | 77% |
| 10-Jul-17 4:06 PM View: | Applied Optoelectronics, Inc. (AAOI) | 06-Jul-17 | Market Sale (Planned) | 1,000 | $59.70 | $59,700.00 | (2%) 49.64K to 48.64K | 75% |
| 12-Jun-17 4:11 PM View: | Applied Optoelectronics, Inc. (AAOI) | 09-Jun-17 | Grant | 1,236 | $64.71 | $79,981.60 | 1% 88.65K to 89.88K | (77%) |
| 12-Jun-17 4:11 PM View: | Applied Optoelectronics, Inc. (AAOI) | 08-Jun-17 | Market Sale (Planned) | 1,000 | $71.73 | $71,730.00 | (1%) 89.65K to 88.65K | 79% |
| 15-May-17 4:04 PM View: | Applied Optoelectronics, Inc. (AAOI) | 11-May-17 | Market Sale (Planned) | 1,000 | $64.37 | $64,370.00 | (2%) 50.4K to 49.4K | 77% |
| 10-Apr-17 4:07 PM View: | Applied Optoelectronics, Inc. (AAOI) | 06-Apr-17 | Market Sale (Planned) | 1,000 | $44.76 | $44,760.00 | (2%) 51.4K to 50.4K | 66% |
| 19-Jan-17 4:15 PM View: | Applied Optoelectronics, Inc. (AAOI) | 17-Jan-17 | Grant | 1,250 | -- | -- | 2% 50.15K to 51.4K | |
| 08-Jun-16 5:13 PM View: | Applied Optoelectronics, Inc. (AAOI) | 06-Jun-16 | Grant | 7,011 | -- | -- | 16% 43.14K to 50.15K | |
| 04-Aug-15 7:37 PM View: | Applied Optoelectronics, Inc. (AAOI) | 31-Jul-15 | Grant | 2,827 | -- | -- | 7% 40.32K to 43.14K | |
| 02-Sep-14 4:16 PM View: | Applied Optoelectronics, Inc. (AAOI) | 08-Aug-14 | Grant | 3,021 | -- | -- | 8% 37.3K to 40.32K | |
| 18-Nov-13 8:50 AM View: | Applied Optoelectronics, Inc. (AAOI) | 14-Nov-13 | Grant | 5,500 | -- | -- | 100% 0 to 5.5K | |
| 02-Oct-13 4:34 PM View: | Applied Optoelectronics, Inc. (AAOI) | 01-Oct-13 | Conversion | 20,093 | -- | -- | (81%) (-24.88K) to (-4.79K) | |
| 02-Oct-13 4:34 PM View: | Applied Optoelectronics, Inc. (AAOI) | 01-Oct-13 | Conversion | 8,162 | -- | -- | (171%) (-4.79K) to 3.38K | |
| 27-Jul-10 5:43 PM View: | GSI Group Inc. (NOVT) | 23-Jul-10 | Grant | 127,279 | -- | -- | 509% 25.01K to 152.29K | |
| 27-Jul-10 5:43 PM View: | GSI Group Inc. (NOVT) | 23-Jul-10 | Disposition (other) | 25,007 | -- | -- | (13%) 191.37K to 166.36K | |
| 27-Jul-10 5:43 PM View: | GSI Group Inc. (NOVT) | 23-Jul-10 | Option Exercise | 39,083 | $1.80 | $70,349.40 | 26% 152.29K to 191.37K | |
| 31-Jul-08 12:42 PM View: | GSI Group Inc. (NOVT) | 28-Jul-08 | Grant | 9,328 | $5.36 | $49,998.10 | 40% 23.38K to 32.71K | (< 1%) |
| 24-Jun-08 5:36 PM View: | Alliance Fiber Optic Produc... (AFOP) | 02-May-08 | Option Exercise | 30,000 | $0.57 | $17,100.00 | 100% 0 to 30.0K | 146% |
| 26-Jul-07 11:24 AM View: | GSI Group Inc. (NOVT) | 24-Jul-07 | Grant | 4,457 | $11.22 | $50,007.50 | 24% 18.93K to 23.38K | (52%) |
| 27-Sep-06 2:45 PM View: | GSI Group Inc. (NOVT) | 22-Sep-06 | Grant | 5,400 | $9.26 | $50,004.00 | 40% 13.53K to 18.93K | (42%) |
| 14-Jun-05 4:40 PM View: | GSI Group Inc. (NOVT) | 10-Jun-05 | Option Exercise | 15,000 | $4.38 | $65,700.00 | 223% 6.74K to 21.73K | |
| 14-Jun-05 4:40 PM View: | GSI Group Inc. (NOVT) | 10-Jun-05 | Market Option Sale | 8,210 | $7.98 | $65,515.80 | (38%) 21.73K to 13.53K | 4% |