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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Dec-17 7:20 AM View:  | Amerigon Inc. (THRM) | 01-Dec-17 | Payment of Exercise | 19,608 | $35.50 | $696,084.00 | 57% 34.26K to 53.87K | 103% |
| 27-Feb-17 10:54 AM View: | Amerigon Inc. (THRM) | 24-Feb-17 | Payment of Exercise | 1,896 | $36.55 | $69,298.80 | (3%) 75.38K to 73.48K | (97%) |
| 23-Feb-17 4:02 PM View: | Amerigon Inc. (THRM) | 22-Feb-17 | Grant | 25,000 | -- | -- | 50% 50.38K to 75.38K | |
| 21-Feb-17 5:58 PM View: | Amerigon Inc. (THRM) | 19-Feb-17 | Payment of Exercise | 1,905 | $35.70 | $68,008.50 | (4%) 52.28K to 50.38K | (102%) |
| 21-Feb-17 5:58 PM View: | Amerigon Inc. (THRM) | 18-Feb-17 | Payment of Exercise | 1,905 | $35.70 | $68,008.50 | (4%) 54.19K to 52.28K | (102%) |
| 05-Jul-16 11:44 AM View: | Amerigon Inc. (THRM) | 02-Jul-16 | Payment of Exercise | 4,030 | $34.71 | $139,881.00 | (7%) 58.22K to 54.19K | (107%) |
| 25-Feb-16 1:03 PM View: | Amerigon Inc. (THRM) | 24-Feb-16 | Grant | 18,000 | $40.64 | $731,520.00 | 45% 40.22K to 58.22K | 77% |
| 19-Feb-16 5:04 PM View: | Amerigon Inc. (THRM) | 19-Feb-16 | Payment of Exercise | 1,896 | $41.15 | $78,020.40 | (5%) 42.11K to 40.22K | (75%) |
| 19-Feb-16 5:04 PM View: | Amerigon Inc. (THRM) | 18-Feb-16 | Payment of Exercise | 1,152 | $42.38 | $48,821.80 | (3%) 43.26K to 42.11K | (70%) |
| 30-Nov-15 4:39 PM View: | Amerigon Inc. (THRM) | 30-Nov-15 | Market Sale | 6,120 | $50.61 | $309,706.00 | (12%) 49.38K to 43.26K | (42%) |
| 03-Nov-15 4:07 PM View: | Amerigon Inc. (THRM) | 02-Nov-15 | Option Exercise | 27,710 | $16.38 | $453,771.00 | 42% 65.77K to 93.48K | |
| 03-Nov-15 4:07 PM View: | Amerigon Inc. (THRM) | 02-Nov-15 | Market Option Sale | 27,710 | $48.93 | $1,355,770.00 | (30%) 93.48K to 65.77K | (47%) |
| 03-Nov-15 4:07 PM View: | Amerigon Inc. (THRM) | 02-Nov-15 | Market Sale | 16,384 | $48.93 | $801,620.00 | (25%) 65.77K to 49.38K | (47%) |
| 11-Aug-15 5:51 PM View: | Amerigon Inc. (THRM) | 11-Aug-15 | Option Exercise | 26,090 | $22.43 | $585,209.00 | 40% 65.77K to 91.86K | |
| 11-Aug-15 5:51 PM View: | Amerigon Inc. (THRM) | 11-Aug-15 | Market Option Sale | 15,210 | $50.21 | $763,720.00 | (17%) 91.86K to 76.65K | (43%) |
| 11-Aug-15 5:51 PM View: | Amerigon Inc. (THRM) | 11-Aug-15 | Market Sale | 10,880 | $50.21 | $546,303.00 | (14%) 76.65K to 65.77K | (43%) |
| 11-Aug-15 5:51 PM View: | Amerigon Inc. (THRM) | 10-Aug-15 | Option Exercise | 6,200 | $19.10 | $118,420.00 | 8% 76.65K to 82.85K | |
| 11-Aug-15 5:51 PM View: | Amerigon Inc. (THRM) | 10-Aug-15 | Market Option Sale | 17,080 | $50.90 | $869,374.00 | (21%) 82.85K to 65.77K | (41%) |
| 06-Jul-15 10:46 AM View: | Amerigon Inc. (THRM) | 02-Jul-15 | Payment of Exercise | 4,560 | $55.03 | $250,937.00 | (6%) 81.21K to 76.65K | (31%) |
| 13-Mar-15 4:27 PM View: | Amerigon Inc. (THRM) | 12-Mar-15 | Option Exercise | 20,000 | $12.60 | $252,000.00 | 25% 81.21K to 101.21K | |
| 13-Mar-15 4:27 PM View: | Amerigon Inc. (THRM) | 12-Mar-15 | Market Option Sale | 20,000 | $47.12 | $942,466.00 | (20%) 101.21K to 81.21K | (53%) |
| 19-Feb-15 9:14 PM View: | Amerigon Inc. (THRM) | 19-Feb-15 | Payment of Exercise | 2,736 | $41.50 | $113,544.00 | (3%) 83.94K to 81.21K | (73%) |
| 19-Feb-15 9:14 PM View: | Amerigon Inc. (THRM) | 18-Feb-15 | Grant | 18,000 | $41.69 | $750,420.00 | 27% 65.94K to 83.94K | 73% |
| 21-Nov-14 3:41 PM View: | Amerigon Inc. (THRM) | 20-Nov-14 | Market Sale | 5,130 | $40.09 | $205,674.00 | (7%) 71.07K to 65.94K | (80%) |
| 13-Aug-14 4:51 PM View: | Amerigon Inc. (THRM) | 11-Aug-14 | Option Exercise | 20,000 | $19.10 | $382,000.00 | 28% 71.07K to 91.07K | |
| 13-Aug-14 4:51 PM View: | Amerigon Inc. (THRM) | 11-Aug-14 | Market Option Sale | 20,000 | $46.81 | $936,108.00 | (22%) 91.07K to 71.07K | (54%) |
| 03-Jul-14 11:29 AM View: | Amerigon Inc. (THRM) | 02-Jul-14 | Payment of Exercise | 4,560 | $45.33 | $206,705.00 | (6%) 75.63K to 71.07K | (59%) |
| 06-May-14 1:22 PM View: | Amerigon Inc. (THRM) | 05-May-14 | Option Exercise | 38,200 | $12.60 | $481,320.00 | 51% 75.63K to 113.83K | |
| 06-May-14 1:22 PM View: | Amerigon Inc. (THRM) | 05-May-14 | Market Option Sale | 38,200 | $39.08 | $1,492,970.00 | (34%) 113.83K to 75.63K | (84%) |
| 06-May-14 1:22 PM View: | Amerigon Inc. (THRM) | 02-May-14 | Option Exercise | 1,800 | $12.60 | $22,680.00 | 2% 75.63K to 77.43K | |
| 06-May-14 1:22 PM View: | Amerigon Inc. (THRM) | 02-May-14 | Market Option Sale | 1,800 | $38.98 | $70,158.60 | (2%) 77.43K to 75.63K | (85%) |
| 07-Mar-14 8:30 AM View: | Amerigon Inc. (THRM) | 06-Mar-14 | Market Sale | 9,809 | $31.76 | $311,583.00 | (11%) 85.44K to 75.63K | (127%) |
| 21-Feb-14 1:10 PM View: | Amerigon Inc. (THRM) | 19-Feb-14 | Grant | 18,000 | -- | -- | 27% 67.44K to 85.44K | |
| 22-Nov-13 3:54 PM View: | Amerigon Inc. (THRM) | 21-Nov-13 | Market Sale | 2,186 | $23.93 | $52,314.30 | (3%) 69.63K to 67.44K | (201%) |
| 22-Nov-13 3:54 PM View: | Amerigon Inc. (THRM) | 20-Nov-13 | Market Sale | 2,680 | $23.71 | $63,531.30 | (4%) 72.31K to 69.63K | (204%) |
| 15-Jul-13 12:13 PM View: | Amerigon Inc. (THRM) | 02-Jul-13 | Grant | 30,000 | -- | -- | 71% 42.31K to 72.31K | |
| 15-Jul-13 12:12 PM View: | Amerigon Inc. (THRM) | 09-May-13 | Option Exercise | 8,000 | $2.62 | $20,960.00 | 19% 42.31K to 50.31K | |
| 15-Jul-13 12:12 PM View: | Amerigon Inc. (THRM) | 09-May-13 | Market Option Sale | 8,000 | $17.14 | $137,082.00 | (16%) 50.31K to 42.31K | (320%) |
| 15-Jul-13 12:12 PM View: | Amerigon Inc. (THRM) | 08-May-13 | Option Exercise | 42,000 | $2.62 | $110,040.00 | 99% 42.31K to 84.31K | |
| 15-Jul-13 12:12 PM View: | Amerigon Inc. (THRM) | 08-May-13 | Market Option Sale | 42,000 | $17.06 | $716,566.00 | (50%) 84.31K to 42.31K | (322%) |
| 26-Dec-12 10:57 AM View: | Amerigon Inc. (THRM) | 21-Dec-12 | Grant | 22,500 | -- | -- | 114% 19.81K to 42.31K | |
| 14-Nov-11 10:08 AM View: | Amerigon Inc. (THRM) | 09-Nov-11 | Option Exercise | 275,000 | $6.50 | $1,788,500.00 | 677% 40.64K to 315.64K | |
| 14-Nov-11 10:08 AM View: | Amerigon Inc. (THRM) | 09-Nov-11 | Market Option Sale | 275,000 | $14.63 | $4,023,740.00 | (87%) 315.64K to 40.64K | (392%) |
| 14-Nov-11 10:08 AM View: | Amerigon Inc. (THRM) | 09-Nov-11 | Market Sale | 20,833 | $14.63 | $304,824.00 | (51%) 40.64K to 19.81K | (392%) |
| 05-May-11 12:09 PM View: | Amerigon Inc. (THRM) | 02-May-11 | Grant | 15,000 | -- | -- | 58% 25.64K to 40.64K | |
| 05-Nov-10 3:47 PM View: | Amerigon Inc. (THRM) | 04-Nov-10 | Market Option Sale | 37,700 | $11.41 | $430,285.00 | (60%) 63.34K to 25.64K | (523%) |
| 05-Nov-10 3:47 PM View: | Amerigon Inc. (THRM) | 03-Nov-10 | Option Exercise | 60,000 | $4.90 | $294,000.00 | 234% 25.64K to 85.64K | |
| 05-Nov-10 3:47 PM View: | Amerigon Inc. (THRM) | 03-Nov-10 | Market Option Sale | 22,300 | $11.09 | $247,414.00 | (26%) 85.64K to 63.34K | (541%) |
| 04-May-09 11:44 AM View: | Amerigon Inc. (THRM) | 01-May-09 | Option Exercise | 10,000 | $3.06 | $30,600.00 | 39% 25.64K to 35.64K | |
| 04-May-09 11:44 AM View: | Amerigon Inc. (THRM) | 01-May-09 | Market Option Sale | 10,000 | $5.68 | $56,789.00 | (28%) 35.64K to 25.64K | (1296%) |