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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 24-Apr-24 6:47 PM View:  | Broadcom Inc. (AVGO) | 22-Apr-24 | Grant | 189 | -- | -- | < 1% 8.83M to 8.83M | |
| 17-Apr-24 4:47 PM View: | Broadcom Inc. (AVGO) | 15-Apr-24 | Gift | 18,601 | -- | -- | (< 1%) 8.85M to 8.83M | |
| 19-Dec-23 4:15 PM View: | Broadcom Inc. (AVGO) | 18-Dec-23 | Gift | 3,600 | -- | -- | (< 1%) 8.86M to 8.85M | |
| 19-Dec-23 4:15 PM View: | Broadcom Inc. (AVGO) | 15-Dec-23 | Gift | 14,385 | -- | -- | (< 1%) 8.87M to 8.86M | |
| 15-Dec-23 5:50 PM View: | Broadcom Inc. (AVGO) | 14-Dec-23 | Gift | 14,549 | -- | -- | (< 1%) 8.89M to 8.87M | |
| 15-Dec-23 5:50 PM View: | Broadcom Inc. (AVGO) | 13-Dec-23 | Gift | 14,823 | -- | -- | (< 1%) 8.9M to 8.89M | |
| 06-Oct-23 7:53 PM View: | Broadcom Inc. (AVGO) | 04-Oct-23 | Gift | 3,520 | -- | -- | (< 1%) 8.9M to 8.9M | |
| 26-Sep-23 6:46 PM View: | Broadcom Inc. (AVGO) | 26-Sep-23 | Gift | 12,476 | -- | -- | (< 1%) 8.92M to 8.9M | |
| 26-Sep-23 6:46 PM View: | Broadcom Inc. (AVGO) | 22-Sep-23 | Gift | 14,125 | -- | -- | (< 1%) 8.93M to 8.92M | |
| 06-Jan-23 10:19 AM View: | Broadcom Inc. (AVGO) | 29-Dec-22 | Gift | 51,135 | -- | -- | (< 1%) 8.98M to 8.93M | |
| 06-Jan-23 10:19 AM View: | Broadcom Inc. (AVGO) | 28-Dec-22 | Gift | 57,551 | -- | -- | (< 1%) 9.04M to 8.98M | |
| 01-Apr-22 6:06 PM View: | Broadcom Inc. (AVGO) | 25-Mar-22 | Gift | 269,207 | -- | -- | 3% 9.04M to 9.31M | |
| 01-Apr-22 6:06 PM View: | Broadcom Inc. (AVGO) | 25-Mar-22 | Gift | 269,207 | -- | -- | (3%) 9.31M to 9.04M | |
| 04-Mar-22 5:05 PM View: | Broadcom Inc. (AVGO) | 02-Mar-22 | Grant | 2,500 | -- | -- | < 1% 9.04M to 9.04M | |
| 11-Jan-22 5:44 PM View: | Broadcom Inc. (AVGO) | 04-Jan-22 | Gift | 19,859 | -- | -- | (< 1%) 9.06M to 9.04M | |
| 11-Jan-22 5:44 PM View: | Broadcom Inc. (AVGO) | 03-Jan-22 | Gift | 22,466 | -- | -- | (< 1%) 9.08M to 9.06M | |
| 11-Jan-22 5:44 PM View: | Broadcom Inc. (AVGO) | 30-Dec-21 | Gift | 39,237 | -- | -- | (< 1%) 9.12M to 9.08M | |
| 11-Jan-22 5:44 PM View: | Broadcom Inc. (AVGO) | 29-Dec-21 | Gift | 43,850 | -- | -- | (< 1%) 9.16M to 9.12M | |
| 11-Jan-22 5:44 PM View: | Broadcom Inc. (AVGO) | 28-Dec-21 | Gift | 40,970 | -- | -- | (< 1%) 9.2M to 9.16M | |
| 11-Jan-22 5:44 PM View: | Broadcom Inc. (AVGO) | 27-Dec-21 | Gift | 44,249 | -- | -- | (< 1%) 9.25M to 9.2M | |
| 11-Jan-22 5:44 PM View: | Broadcom Inc. (AVGO) | 23-Dec-21 | Gift | 44,245 | -- | -- | (< 1%) 9.29M to 9.25M | |
| 17-Mar-21 5:53 PM View: | Broadcom Inc. (AVGO) | 15-Mar-21 | Grant | 3,625 | -- | -- | < 1% 9.29M to 9.29M | |
| 04-Mar-21 5:22 PM View: | Broadcom Inc. (AVGO) | 02-Mar-21 | Grant | 500 | -- | -- | < 1% 9.29M to 9.29M | |
| 07-Jan-21 11:57 AM View: | Broadcom Inc. (AVGO) | 04-Jan-21 | Gift | 183,600 | -- | -- | (2%) 9.47M to 9.29M | |
| 21-Sep-20 4:33 PM View: | Broadcom Inc. (AVGO) | 18-Sep-20 | Gift | 169,912 | -- | -- | 2% 9.2M to 9.37M | |
| 21-Sep-20 4:33 PM View: | Broadcom Inc. (AVGO) | 18-Sep-20 | Market Purchase | 101,740 | $361.45 | $36,773,900.00 | 1% 9.37M to 9.47M | 58% |
| 15-Jun-20 6:17 PM View: | Broadcom Inc. (AVGO) | 11-Jun-20 | Disposition (other) | 374,808 | -- | -- | (4%) 9.57M to 9.2M | |
| 15-Jun-20 6:17 PM View: | Broadcom Inc. (AVGO) | 09-Jun-20 | Gift | 118,560 | -- | -- | (1%) 9.69M to 9.58M | |
| 17-Mar-20 5:39 PM View: | Broadcom Inc. (AVGO) | 15-Mar-20 | Grant | 725 | -- | -- | < 1% 9.69M to 9.69M | |
| 17-Mar-20 5:39 PM View: | Broadcom Inc. (AVGO) | 15-Mar-20 | Option Exercise | 2,897 | -- | -- | < 1% 9.69M to 9.69M | |
| 12-Mar-20 6:24 PM View: | Broadcom Inc. (AVGO) | 10-Mar-20 | Grant | 500 | -- | -- | < 1% 9.69M to 9.69M | |
| 20-Mar-19 6:13 PM View: | Broadcom Inc. (AVGO) | 18-Mar-19 | Grant | 725 | -- | -- | < 1% 9.69M to 9.69M | |
| 19-Mar-19 7:11 PM View: | Broadcom Inc. (AVGO) | 15-Mar-19 | Option Exercise | 2,897 | -- | -- | < 1% 9.69M to 9.69M | |
| 06-Mar-19 9:00 PM View: | Broadcom Inc. (AVGO) | 04-Mar-19 | Grant | 500 | -- | -- | < 1% 9.68M to 9.69M | |
| 14-Sep-18 5:19 PM View: | Broadcom Inc. (AVGO) | 14-Sep-18 | Gift | 31,129 | -- | -- | (< 1%) 9.72M to 9.68M | |
| 17-Apr-18 2:21 PM View: | Broadcom Inc. (AVGO) | 13-Apr-18 | Disposition (other) | 48,988 | $248.45 | $12,171,100.00 | (< 1%) 9.76M to 9.72M | |
| 06-Apr-18 4:08 PM View: | Broadcom Inc. (AVGO) | 04-Apr-18 | Acquisition (other) | 53,649 | -- | -- | 27% 200.69K to 254.34K | |
| 06-Apr-18 4:08 PM View: | Broadcom Inc. (AVGO) | 04-Apr-18 | Acquisition (other) | 9,461,330 | -- | -- | 3720% 254.34K to 9.72M | |
| 16-Mar-18 5:32 PM View: | Broadcom Ltd (AVGO) | 15-Mar-18 | Grant | 725 | -- | -- | < 1% 197.07K to 197.79K | |
| 16-Mar-18 5:32 PM View: | Broadcom Ltd (AVGO) | 15-Mar-18 | Option Exercise | 2,897 | -- | -- | 1% 197.79K to 200.69K | |
| 14-Mar-18 6:15 PM View: | Broadcom Ltd (AVGO) | 13-Mar-18 | Grant | 2,000 | -- | -- | 1% 195.07K to 197.07K | |
| 20-Mar-17 8:41 PM View: | Broadcom Ltd (AVGO) | 17-Mar-17 | Market Option Sale | 1,360 | $222.07 | $302,021.00 | (< 1%) 196.61K to 195.25K | (82%) |
| 20-Mar-17 8:41 PM View: | Broadcom Ltd (AVGO) | 17-Mar-17 | Market Sale | 180 | $222.07 | $39,973.30 | (< 1%) 195.25K to 195.07K | (82%) |
| 20-Mar-17 8:41 PM View: | Broadcom Ltd (AVGO) | 16-Mar-17 | Market Option Sale | 1,537 | $222.43 | $341,883.00 | (< 1%) 198.14K to 196.61K | (81%) |
| 20-Mar-17 8:41 PM View: | Broadcom Ltd (AVGO) | 15-Mar-17 | Option Exercise | 2,897 | -- | -- | 1% 195.25K to 198.14K | |
| 07-Mar-17 8:03 PM View: | Broadcom Ltd (AVGO) | 03-Mar-17 | Grant | 2,900 | -- | -- | 2% 192.35K to 195.25K | |
| 08-Feb-17 6:10 PM View: | Broadcom Ltd (AVGO) | 07-Feb-17 | Market Sale | 10,162 | $205.82 | $2,091,490.00 | (5%) 202.51K to 192.35K | (95%) |
| 10-Nov-16 7:12 PM View: | Broadcom Ltd (AVGO) | 08-Nov-16 | Market Sale | 10,531 | $176.99 | $1,863,860.00 | (5%) 213.04K to 202.51K | (128%) |
| 10-Aug-16 7:43 PM View: | Broadcom Ltd (AVGO) | 08-Aug-16 | Market Sale | 10,923 | $168.57 | $1,841,240.00 | (5%) 223.96K to 213.04K | (140%) |
| 10-Aug-16 7:43 PM View: | Broadcom Ltd (AVGO) | 06-May-16 | Market Sale | 10,936 | $141.12 | $1,543,320.00 | (5%) 234.9K to 223.96K | (186%) |