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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Sep-23 6:54 PM View:  | Smartsheet Inc (SMAR) | 12-Sep-23 | Market Sale | 150,000 | $44.72 | $6,707,300.00 | (42%) 355.86K to 205.86K | 3% |
| 22-Jun-22 6:31 PM View: | Smartsheet Inc (SMAR) | 17-Jun-22 | Grant | 5,162 | -- | -- | 1% 346.29K to 351.46K | |
| 11-Jan-22 8:35 PM View: | Smartsheet Inc (SMAR) | 07-Jan-22 | Purchase | 150,000 | $63.07 | $9,460,460.00 | 76% 196.29K to 346.29K | |
| 21-Jun-21 4:31 PM View: | Smartsheet Inc (SMAR) | 17-Jun-21 | Grant | 2,952 | -- | -- | < 1% 430.3K to 433.25K | |
| 03-Feb-21 10:00 PM View: | Smartsheet Inc (SMAR) | 24-Sep-20 | Gift | 95,428 | -- | -- | (18%) 525.72K to 430.3K | |
| 19-Jun-20 4:24 PM View: | Smartsheet Inc (SMAR) | 17-Jun-20 | Grant | 3,032 | -- | -- | < 1% 522.69K to 525.72K | |
| 16-Mar-20 10:00 PM View: | Smartsheet Inc (SMAR) | 06-Jan-20 | Gift | 236,954 | -- | -- | 45% 522.69K to 759.65K | |
| 16-Mar-20 10:00 PM View: | Smartsheet Inc (SMAR) | 06-Jan-20 | Gift | 236,954 | -- | -- | (31%) 759.65K to 522.69K | |
| 23-Sep-19 7:06 PM View: | Smartsheet Inc (SMAR) | 19-Sep-19 | Conversion | 350,111 | -- | -- | 203% 172.58K to 522.69K | |
| 14-Jun-19 6:57 PM View: | Smartsheet Inc (SMAR) | 12-Jun-19 | Grant | 3,159 | -- | -- | 2% 169.06K to 172.22K | |
| 28-Mar-19 5:01 PM View: | Smartsheet Inc (SMAR) | 26-Mar-19 | Market Sale | 43,557 | $41.80 | $1,820,820.00 | (20%) 212.62K to 169.06K | 2% |
| 11-Feb-19 10:00 PM View: | Smartsheet Inc (SMAR) | 24-Dec-18 | Gift | 108,445 | -- | -- | 51% 212.62K to 321.06K | |
| 11-Feb-19 10:00 PM View: | Smartsheet Inc (SMAR) | 24-Dec-18 | Gift | 108,445 | -- | -- | (34%) 321.06K to 212.62K | |
| 19-Dec-18 6:39 PM View: | Smartsheet Inc (SMAR) | 18-Dec-18 | Conversion | 108,445 | -- | -- | 104% 104.17K to 212.62K | |
| 10-Dec-18 8:03 PM View: | Smartsheet Inc (SMAR) | 06-Dec-18 | Conversion | 4,802,020 | -- | -- | 48020% 10.0K to 4.81M | |
| 10-Dec-18 8:03 PM View: | Smartsheet Inc (SMAR) | 06-Dec-18 | Acquisition (other) | 94,174 | -- | -- | 2% 4.81M to 4.91M | |
| 10-Dec-18 8:03 PM View: | Smartsheet Inc (SMAR) | 06-Dec-18 | Disposition (other) | 4,802,020 | -- | -- | (98%) 4.91M to 104.17K | |
| 03-Jul-18 7:42 PM View: | Forty Seven, Inc. (FTSV) | 02-Jul-18 | Conversion | 4,516 | -- | -- | 100% 0 to 4.52K | |
| 03-Jul-18 7:42 PM View: | Forty Seven, Inc. (FTSV) | 02-Jul-18 | Conversion | 2,919,640 | -- | -- | 64651% 4.52K to 2.92M | |
| 03-Jul-18 7:42 PM View: | Forty Seven, Inc. (FTSV) | 02-Jul-18 | Purchase | 142,150 | $16.00 | $2,274,400.00 | 5% 2.92M to 3.07M | |
| 30-Apr-18 7:12 PM View: | Smartsheet Inc (SMAR) | 26-Apr-18 | Grant | 10,000 | -- | -- | 100% 0 to 10.0K | |
| 12-Jan-18 6:33 PM View: | Pure Storage, Inc. (PSTG) | 11-Jan-18 | Conversion | 95,123 | -- | -- | 144% 66.0K to 161.12K | |
| 12-Jan-18 6:33 PM View: | Pure Storage, Inc. (PSTG) | 11-Jan-18 | Market Sale | 95,123 | $16.62 | $1,580,480.00 | (59%) 161.12K to 66.0K | (16%) |
| 23-Feb-18 10:00 PM View: | Pure Storage, Inc. (PSTG) | 01-Jan-18 | Gift | -- | -- | -- | 0% 66.03K | |
| 05-Dec-17 4:58 PM View: | Yext, Inc. (YEXT) | 01-Dec-17 | Acquisition (other) | 185,823 | -- | -- | 2% 9.48M to 9.66M | |
| 05-Dec-17 4:58 PM View: | Yext, Inc. (YEXT) | 01-Dec-17 | Disposition (other) Duplicate | 8,614,630 | -- | -- | (89%) 9.66M to 1.05M | |
| 18-Oct-17 2:59 PM View: | Venus Concept Inc. (VERO) | 16-Oct-17 | Conversion | 2,193,560 | $0.35 | $778,001.00 | 100% 0 to 2.19M | |
| 23-Feb-18 10:00 PM View: | Pure Storage, Inc. (PSTG) | 11-Sep-17 | Gift | 1,200 | -- | -- | 2% 66.03K to 67.23K | |
| 23-Feb-18 10:00 PM View: | Pure Storage, Inc. (PSTG) | 11-Sep-17 | Gift | 1,200 | -- | -- | (2%) 67.23K to 66.03K | |
| 02-Jun-17 6:17 PM View: | eLoyalty Corp. (MATR) | 01-Jun-17 | Purchase | 215,667 | $3.65 | $787,034.00 | 21% 1.04M to 1.26M | |
| 02-Jun-17 6:17 PM View: | eLoyalty Corp. (MATR) | 31-May-17 | Disposition (other) Duplicate | 271,391 | -- | -- | (21%) 1.31M to 1.04M | |
| 21-Apr-17 5:41 PM View: | Yext, Inc. (YEXT) | 19-Apr-17 | Conversion | 10,687,800 | -- | -- | 3014% 354.6K to 11.04M | |
| 23-Feb-18 10:00 PM View: | Pure Storage, Inc. (PSTG) | 16-Mar-17 | Gift | 3,600 | -- | -- | 5% 66.03K to 69.63K | |
| 23-Feb-18 10:00 PM View: | Pure Storage, Inc. (PSTG) | 16-Mar-17 | Gift | 3,600 | -- | -- | (5%) 69.63K to 66.03K | |
| 10-Mar-17 10:00 PM View: | Pure Storage, Inc. (PSTG) | 01-Jan-17 | Gift | -- | -- | -- | 0% 66.0K | |
| 10-Mar-17 10:00 PM View: | Pure Storage, Inc. (PSTG) | 01-Oct-16 | Gift | -- | -- | -- | 0% 66.0K | |
| 20-Jun-16 7:19 PM View: | Pure Storage, Inc. (PSTG) | 16-Jun-16 | Market Purchase | 66,000 | $10.12 | $667,847.00 | 100% 0 to 66.0K | 90% |
| 23-Nov-15 5:37 PM View: | eLoyalty Corp. (MATR) | 19-Nov-15 | Acquisition (other) | 43,572 | -- | -- | 3% 1.59M to 1.63M | |
| 23-Nov-15 5:37 PM View: | eLoyalty Corp. (MATR) | 19-Nov-15 | Disposition (other) Duplicate | 319,847 | -- | -- | (20%) 1.63M to 1.31M | |
| 12-Nov-15 6:55 PM View: | eLoyalty Corp. (MATR) | 09-Nov-15 | Market Sale Duplicate | 1,000,000 | $7.29 | $7,290,000.00 | (39%) 2.59M to 1.59M | 64% |
| 03-Oct-14 7:09 PM View: | Threshold Pharmaceuticals I... (MTEM) | 01-Oct-14 | Market Sale | 239,538 | $3.77 | $903,537.00 | (5%) 5.22M to 4.98M | 76% |
| 03-Oct-14 7:09 PM View: | Threshold Pharmaceuticals I... (MTEM) | 01-Oct-14 | Exercise (in-the money or at-the-money) | 440,754 | $2.05 | $903,546.00 | 9% 4.78M to 5.22M | |
| 23-Jun-14 6:11 PM View: | Threshold Pharmaceuticals I... (MTEM) | 20-Jun-14 | Market Sale Duplicate | 13,988 | $4.01 | $56,065.30 | (< 1%) 4.8M to 4.78M | 77% |
| 16-Jun-14 7:22 PM View: | eLoyalty Corp. (MATR) | 12-Jun-14 | Market Sale Duplicate | 20,700 | $5.12 | $105,984.00 | (< 1%) 2.61M to 2.59M | 48% |
| 23-May-14 7:26 PM View: | Shutterfly, Inc. (SFLY) | 21-May-14 | Grant | 4,986 | -- | -- | 24% 20.75K to 25.73K | |
| 05-Dec-13 4:59 PM View: | eLoyalty Corp. (MATR) | 03-Dec-13 | Private Purchase | 238,761 | $3.90 | $931,168.00 | 10% 2.37M to 2.61M | |
| 04-Jun-13 5:31 PM View: | Threshold Pharmaceuticals I... (MTEM) | 31-May-13 | Market Sale | 275,529 | $5.72 | $1,577,130.00 | (5%) 5.07M to 4.8M | 84% |
| 04-Jun-13 5:31 PM View: | Threshold Pharmaceuticals I... (MTEM) | 31-May-13 | Exercise (in-the money or at-the-money) | 847,923 | $1.86 | $1,577,140.00 | 20% 4.22M to 5.07M | |
| 23-May-13 5:57 PM View: | Shutterfly, Inc. (SFLY) | 21-May-13 | Grant | 4,068 | -- | -- | 24% 16.68K to 20.75K | |
| 22-Mar-13 7:07 PM View: | Cardica Inc. (DXTR) | 20-Mar-13 | Private Purchase | 1,027,580 | $1.05 | $1,078,960.00 | 40% 2.58M to 3.61M |