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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Apr-20 4:40 PM View:  | JPMorgan Chase & Co (JPM) | 31-Mar-20 | Grant | 500 | $90.03 | $45,000.00 | < 1% 198.97K to 199.47K | 34% |
| 23-Jan-20 4:32 PM View: | JPMorgan Chase & Co (JPM) | 21-Jan-20 | Grant | 1,820 | $137.38 | $250,000.00 | < 1% 196.04K to 197.86K | (12%) |
| 02-Jan-20 4:51 PM View: | JPMorgan Chase & Co (JPM) | 31-Dec-19 | Grant | 341 | $139.40 | $47,500.00 | < 1% 195.7K to 196.04K | (14%) |
| 02-Oct-19 4:18 PM View: | JPMorgan Chase & Co (JPM) | 30-Sep-19 | Grant | 319 | $117.69 | $37,500.00 | < 1% 194.06K to 194.38K | 1% |
| 02-Jul-19 5:15 PM View: | JPMorgan Chase & Co (JPM) | 30-Jun-19 | Grant | 380 | $111.80 | $42,500.00 | < 1% 192.51K to 192.89K | 6% |
| 02-Apr-19 4:14 PM View: | JPMorgan Chase & Co (JPM) | 31-Mar-19 | Grant | 469 | $101.23 | $47,500.00 | < 1% 190.79K to 191.26K | 18% |
| 17-Jan-19 4:19 PM View: | JPMorgan Chase & Co (JPM) | 15-Jan-19 | Grant | 2,487 | $100.54 | $250,000.00 | 1% 187.02K to 189.51K | 19% |
| 03-Jan-19 4:16 PM View: | JPMorgan Chase & Co (JPM) | 31-Dec-18 | Grant | 461 | $97.62 | $45,000.00 | < 1% 186.56K to 187.02K | 23% |
| 02-Oct-18 4:08 PM View: | JPMorgan Chase & Co (JPM) | 30-Sep-18 | Grant | 377 | $112.84 | $42,500.00 | < 1% 185.07K to 185.44K | 6% |
| 03-Jul-18 2:04 PM View: | JPMorgan Chase & Co (JPM) | 30-Jun-18 | Grant | 480 | $104.20 | $50,000.00 | < 1% 183.74K to 184.22K | 14% |
| 03-Apr-18 4:06 PM View: | JPMorgan Chase & Co (JPM) | 31-Mar-18 | Grant | 409 | $109.97 | $45,000.00 | < 1% 182.53K to 182.94K | 8% |
| 22-Jan-18 4:10 PM View: | JPMorgan Chase & Co (JPM) | 19-Jan-18 | Payment of Exercise | 725 | $113.57 | $82,339.70 | (< 1%) 183.22K to 182.5K | (4%) |
| 22-Jan-18 4:10 PM View: | JPMorgan Chase & Co (JPM) | 19-Jan-18 | Option Exercise | 1,346 | $44.55 | $59,964.30 | < 1% 181.88K to 183.22K | |
| 18-Jan-18 4:51 PM View: | JPMorgan Chase & Co (JPM) | 16-Jan-18 | Grant | 2,227 | $112.25 | $250,000.00 | 1% 179.65K to 181.88K | 5% |
| 03-Jan-18 4:17 PM View: | JPMorgan Chase & Co (JPM) | 31-Dec-17 | Grant | 468 | $106.94 | $50,000.00 | < 1% 178.42K to 178.89K | 10% |
| 03-Oct-17 4:15 PM View: | JPMorgan Chase & Co (JPM) | 30-Sep-17 | Grant | 524 | $95.51 | $50,000.00 | < 1% 177.02K to 177.54K | 22% |
| 05-Jul-17 5:46 PM View: | JPMorgan Chase & Co (JPM) | 30-Jun-17 | Grant | 492 | $91.40 | $45,000.00 | < 1% 175.72K to 176.21K | 27% |
| 04-Apr-17 4:08 PM View: | JPMorgan Chase & Co (JPM) | 31-Mar-17 | Grant | 602 | $87.84 | $52,916.70 | < 1% 173.86K to 174.46K | 33% |
| 01-May-17 5:07 PM View: | JPMorgan Chase & Co (JPM) | 31-Mar-17 | txn.W.title | 392 | -- | -- | < 1% 174.46K to 174.85K | |
| 23-Jan-17 4:12 PM View: | JPMorgan Chase & Co (JPM) | 19-Jan-17 | Payment of Exercise | 1,105 | $83.89 | $92,704.00 | (< 1%) 174.93K to 173.82K | (39%) |
| 23-Jan-17 4:12 PM View: | JPMorgan Chase & Co (JPM) | 19-Jan-17 | Option Exercise | 2,105 | $28.49 | $59,971.40 | 1% 172.82K to 174.93K | |
| 19-Jan-17 4:59 PM View: | JPMorgan Chase & Co (JPM) | 17-Jan-17 | Grant | 2,967 | $84.25 | $250,000.00 | 2% 169.86K to 172.82K | 39% |
| 04-Jan-17 4:40 PM View: | JPMorgan Chase & Co (JPM) | 31-Dec-16 | Grant | 550 | $86.29 | $47,500.00 | < 1% 168.53K to 169.08K | 36% |
| 02-Nov-16 4:48 PM View: | JPMorgan Chase & Co (JPM) | 31-Oct-16 | Market Purchase | 40 | $69.52 | $2,780.80 | < 1% 168.49K to 168.53K | 69% |
| 04-Oct-16 5:30 PM View: | JPMorgan Chase & Co (JPM) | 30-Sep-16 | Grant | 713 | $66.59 | $47,500.00 | < 1% 166.8K to 167.52K | 78% |
| 04-Oct-16 5:30 PM View: | JPMorgan Chase & Co (JPM) | 10-Aug-16 | Gift | 1 | -- | -- | (< 1%) 166.8K | |
| 05-Jul-16 4:25 PM View: | JPMorgan Chase & Co (JPM) | 30-Jun-16 | Grant | 805 | $62.14 | $50,000.00 | < 1% 164.87K to 165.68K | 92% |
| 04-Apr-16 5:20 PM View: | JPMorgan Chase & Co (JPM) | 31-Mar-16 | Grant | 887 | $59.22 | $52,500.00 | < 1% 162.94K to 163.83K | 103% |
| 20-Jan-16 5:09 PM View: | JPMorgan Chase & Co (JPM) | 19-Jan-16 | Grant | 3,931 | $57.24 | $225,000.00 | 2% 158.06K to 161.99K | 110% |
| 20-Jan-16 5:09 PM View: | JPMorgan Chase & Co (JPM) | 15-Jan-16 | Payment of Exercise | 1,467 | $56.90 | $83,465.00 | (< 1%) 159.52K to 158.06K | (111%) |
| 20-Jan-16 5:09 PM View: | JPMorgan Chase & Co (JPM) | 15-Jan-16 | Option Exercise | 2,525 | $23.76 | $59,994.00 | 2% 157.0K to 159.52K | |
| 05-Jan-16 6:09 PM View: | JPMorgan Chase & Co (JPM) | 31-Dec-15 | Grant | 833 | $66.03 | $55,000.00 | < 1% 156.16K to 157.0K | 83% |
| 22-Oct-15 4:07 PM View: | JPMorgan Chase & Co (JPM) | 21-Oct-15 | Private Sale | 400 | $1,037.81 | $415,124.00 | (100%) 0.4K to 0 | |
| 02-Oct-15 4:03 PM View: | JPMorgan Chase & Co (JPM) | 30-Sep-15 | Grant | 984 | $60.97 | $60,000.00 | < 1% 154.23K to 155.22K | 100% |
| 02-Jul-15 4:21 PM View: | JPMorgan Chase & Co (JPM) | 30-Jun-15 | Grant | 812 | $67.76 | $55,000.00 | < 1% 152.56K to 153.37K | 81% |
| 02-Apr-15 4:43 PM View: | JPMorgan Chase & Co (JPM) | 31-Mar-15 | Grant | 949 | $60.58 | $57,500.00 | < 1% 150.75K to 151.7K | 104% |
| 22-Jan-15 4:16 PM View: | JPMorgan Chase & Co (JPM) | 20-Jan-15 | Grant | 4,025 | $55.91 | $225,000.00 | 3% 145.89K to 149.91K | 121% |
| 16-Jan-15 4:50 PM View: | JPMorgan Chase & Co (JPM) | 15-Jan-15 | Payment of Exercise | 1,590 | $55.56 | $88,332.50 | (1%) 147.48K to 145.89K | (122%) |
| 16-Jan-15 4:50 PM View: | JPMorgan Chase & Co (JPM) | 15-Jan-15 | Option Exercise | 3,117 | $19.25 | $60,002.20 | 2% 144.36K to 147.48K | |
| 05-Jan-15 5:27 PM View: | JPMorgan Chase & Co (JPM) | 31-Dec-14 | Grant | 879 | $62.58 | $55,000.00 | < 1% 143.48K to 144.36K | 99% |
| 02-Oct-14 4:47 PM View: | JPMorgan Chase & Co (JPM) | 30-Sep-14 | Grant | 955 | $60.24 | $57,500.00 | < 1% 141.72K to 142.68K | 108% |
| 02-Jul-14 5:58 PM View: | JPMorgan Chase & Co (JPM) | 30-Jun-14 | Grant | 1,041 | $57.62 | $60,000.00 | < 1% 139.84K to 140.88K | 119% |
| 02-Apr-14 4:25 PM View: | JPMorgan Chase & Co (JPM) | 31-Mar-14 | Grant | 906 | $60.71 | $55,000.00 | < 1% 138.19K to 139.09K | 109% |
| 24-Jan-14 5:29 PM View: | JPMorgan Chase & Co (JPM) | 22-Jan-14 | Grant | 3,888 | $57.88 | $225,000.00 | 3% 133.57K to 137.46K | 119% |
| 16-Jan-14 3:23 PM View: | JPMorgan Chase & Co (JPM) | 15-Jan-14 | Payment of Exercise | 833 | $58.69 | $48,888.80 | (< 1%) 134.41K to 133.57K | (116%) |
| 16-Jan-14 3:23 PM View: | JPMorgan Chase & Co (JPM) | 15-Jan-14 | Option Exercise | 1,597 | $21.20 | $33,856.40 | 1% 132.81K to 134.41K | |
| 03-Jan-14 4:52 PM View: | JPMorgan Chase & Co (JPM) | 31-Dec-13 | Grant | 1,026 | $58.48 | $60,000.00 | < 1% 131.74K to 132.77K | 118% |
| 02-Oct-13 6:47 PM View: | JPMorgan Chase & Co (JPM) | 30-Sep-13 | Grant | 990 | $51.69 | $51,166.70 | < 1% 129.96K to 130.95K | 149% |
| 04-Sep-13 3:40 PM View: | JPMorgan Chase & Co (JPM) | 01-Sep-13 | Disposition (other) | 15,000 | $25.00 | $375,000.00 | (100%) 15.0K to 0 | |
| 02-Jul-13 5:19 PM View: | JPMorgan Chase & Co (JPM) | 30-Jun-13 | Grant | 852 | $52.79 | $45,000.00 | < 1% 128.38K to 129.23K | 145% |