Riepe James S

Number of records: 50
SEC FilingCompany/StockTrade DateTransactionSharesAvg. PriceTotal% HoldingsGain/Loss
02-Apr-20 5:03 PM
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Lpl Financial Holdings Inc. (LPLA) 31-Mar-20Grant 53----< 1%
131.18K to 131.23K
25-Nov-19 5:57 PM
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Lpl Financial Holdings Inc. (LPLA) 21-Nov-19Grant 31----< 1%
131.15K to 131.18K
27-Aug-19 6:46 PM
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Lpl Financial Holdings Inc. (LPLA) 23-Aug-19Grant 40----< 1%
131.1K to 131.15K
05-Jun-19 6:41 PM
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Lpl Financial Holdings Inc. (LPLA) 03-Jun-19Grant 35----< 1%
131.07K to 131.1K
10-May-19 5:12 PM
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Lpl Financial Holdings Inc. (LPLA) 09-May-19Grant 3,144----2%
127.93K to 131.07K
02-Apr-19 8:26 PM
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Lpl Financial Holdings Inc. (LPLA) 29-Mar-19Grant 30----< 1%
127.9K to 127.93K
14-Dec-18 8:07 PM
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Lpl Financial Holdings Inc. (LPLA) 12-Dec-18Option Exercise 13,500$20.27$273,600.0011%
118.91K to 132.41K
14-Dec-18 8:07 PM
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Lpl Financial Holdings Inc. (LPLA) 12-Dec-18Market Option Sale 4,517$60.69$274,137.00(3%)
132.41K to 127.9K
(140%)
28-Nov-18 8:22 PM
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Lpl Financial Holdings Inc. (LPLA) 26-Nov-18Grant 35----< 1%
118.88K to 118.91K
27-Aug-18 6:16 PM
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Lpl Financial Holdings Inc. (LPLA) 23-Aug-18Grant 32----< 1%
118.85K to 118.88K
05-Jun-18 7:02 PM
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Lpl Financial Holdings Inc. (LPLA) 01-Jun-18Grant 30----< 1%
118.82K to 118.85K
22-May-18 6:30 PM
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Lpl Financial Holdings Inc. (LPLA) 18-May-18Grant 3,734----3%
115.08K to 118.82K
27-Mar-18 7:43 PM
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Lpl Financial Holdings Inc. (LPLA) 23-Mar-18Grant 22----< 1%
115.06K to 115.08K
02-Mar-18 5:44 PM
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Lpl Financial Holdings Inc. (LPLA) 02-Mar-18Option Exercise 13,500$26.15$353,070.0013%
107.19K to 120.69K
02-Mar-18 5:44 PM
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Lpl Financial Holdings Inc. (LPLA) 02-Mar-18Market Option Sale 5,632$62.77$353,521.00(5%)
120.69K to 115.06K
(129%)
09-Jan-18 5:17 PM
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Lpl Financial Holdings Inc. (LPLA) 08-Jan-18Option Exercise 4,500$27.80$125,100.004%
102.69K to 107.19K
29-Nov-17 5:38 PM
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Lpl Financial Holdings Inc. (LPLA) 27-Nov-17Grant 25----< 1%
102.67K to 102.69K
28-Aug-17 9:32 PM
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Lpl Financial Holdings Inc. (LPLA) 24-Aug-17Grant 28----< 1%
102.64K to 102.67K
30-May-17 5:55 PM
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Lpl Financial Holdings Inc. (LPLA) 25-May-17Grant 33----< 1%
102.61K to 102.64K
22-May-17 9:46 PM
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Lpl Financial Holdings Inc. (LPLA) 18-May-17Grant 5,167----5%
97.44K to 102.61K
28-Mar-17 8:26 PM
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Lpl Financial Holdings Inc. (LPLA) 24-Mar-17Grant 33----< 1%
97.41K to 97.44K
16-Dec-16 7:26 PM
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Lpl Financial Holdings Inc. (LPLA) 14-Dec-16Grant 5,202----6%
92.2K to 97.41K
20-May-15 6:10 PM
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Lpl Financial Holdings Inc. (LPLA) 18-May-15Grant 1,592$42.85$68,217.202%
90.61K to 92.2K
14-May-15 5:59 PM
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Lpl Financial Holdings Inc. (LPLA) 12-May-15Grant 3,185$40.81$129,980.004%
87.43K to 90.61K
09-May-14 4:48 PM
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Lpl Financial Holdings Inc. (LPLA) 07-May-14Grant 1,706$46.89$79,994.302%
85.72K to 87.43K
10-Mar-14 7:16 PM
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Lpl Financial Holdings Inc. (LPLA) 06-Mar-14Grant 935$53.47$49,994.401%
84.79K to 85.72K
21-Nov-13 4:51 PM
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Lpl Financial Holdings Inc. (LPLA) 19-Nov-13Grant 1,183----1%
83.6K to 84.79K
24-May-13 4:19 PM
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Nasdaq OMX Group Inc (NDAQ) 22-May-13Grant 3,713----13%
28.06K to 31.78K
26-Feb-13 5:25 PM
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Lpl Financial Holdings Inc. (LPLA) 22-Feb-13Grant 1,582----2%
82.02K to 83.6K
13-Nov-12 4:15 PM
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Lpl Financial Holdings Inc. (LPLA) 08-Nov-12Grant 1,785----2%
80.24K to 82.02K
24-May-12 5:49 PM
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Nasdaq OMX Group Inc (NDAQ) 22-May-12Grant 5,153----22%
22.91K to 28.06K
22-May-12 10:19 AM
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Genworth Financial Inc. (GNW) 21-May-12Market Purchase 45,000$5.01$225,324.00196%
23.0K to 68.0K
(18%)
13-Feb-12 12:32 PM
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Lpl Financial Holdings Inc. (LPLA) 09-Feb-12Grant 1,550----4%
42.72K to 44.27K
05-Dec-11 4:26 PM
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Lpl Financial Holdings Inc. (LPLA) 01-Dec-11Grant 1,667----4%
41.05K to 42.72K
31-May-11 6:32 PM
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Nasdaq OMX Group Inc (NDAQ) 26-May-11Grant 6,358----38%
16.55K to 22.91K
18-Feb-11 4:45 PM
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Lpl Financial Holdings Inc. (LPLA) 16-Feb-11Grant 1,513----4%
39.53K to 41.05K
03-Dec-10 6:16 PM
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Lpl Financial Holdings Inc. (LPLA) 01-Dec-10Grant 1,428----4%
38.11K to 39.53K
01-Jun-10 6:50 PM
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Nasdaq OMX Group Inc (NDAQ) 27-May-10Grant 3,961----31%
12.59K to 16.55K
17-Mar-10 5:55 PM
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Lpl Financial Holdings Inc. (LPLA) 15-Mar-10Grant 2,136----3%
71.94K to 74.08K
22-May-09 12:15 PM
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Nasdaq OMX Group Inc (NDAQ) 20-May-09Grant 4,201----50%
8.39K to 12.59K
25-Aug-08 2:59 PM
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Genworth Financial Inc. (GNW) 22-Aug-08Market Purchase 10,000$15.23$152,253.0077%
13.0K to 23.0K
(82%)
23-May-08 1:58 PM
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Nasdaq OMX Group Inc (NDAQ) 21-May-08Grant 2,272----37%
6.12K to 8.39K
11-Mar-08 4:49 PM
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Genworth Financial Inc. (GNW) 10-Mar-08Market Purchase 10,000$21.69$216,950.00333%
3.0K to 13.0K
(87%)
06-Nov-07 10:51 AM
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Genworth Financial Inc. (GNW) 02-Nov-07Market Purchase 2,400$25.38$60,912.00400%
0.6K to 3.0K
(89%)
25-May-07 4:11 PM
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Nasdaq OMX Group Inc (NDAQ) 23-May-07Grant 1,506----33%
4.61K to 6.12K
25-May-06 3:48 PM
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Nasdaq OMX Group Inc (NDAQ) 23-May-06Grant 1,592----53%
3.02K to 4.61K
11-Apr-06 5:13 PM
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T. Rowe Price Group, Inc. (TROW) 06-Apr-06Gift 30,000----2%
1.71M to 1.74M
11-Apr-06 5:13 PM
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T. Rowe Price Group, Inc. (TROW) 06-Apr-06Gift 30,000----(2%)
1.74M to 1.71M
11-Apr-06 5:13 PM
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T. Rowe Price Group, Inc. (TROW) 04-Apr-06Gift 10,000----(< 1%)
1.72M to 1.71M
21-Mar-06 11:23 AM
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T. Rowe Price Group, Inc. (TROW) 20-Mar-06Option Exercise 135,900$35.18$4,780,300.008%
1.72M to 1.86M