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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 26-Feb-20 5:26 PM View:  | Principal Financial Group I... (PFG) | 24-Feb-20 | Grant | 5,171 | -- | -- | 6% 81.82K to 86.99K | |
| 27-Feb-19 5:19 PM View: | Principal Financial Group I... (PFG) | 25-Feb-19 | Grant | 10,965 | -- | -- | 15% 70.83K to 81.79K | |
| 28-Feb-18 5:13 PM View: | Principal Financial Group I... (PFG) | 26-Feb-18 | Grant | 5,367 | -- | -- | 8% 64.76K to 70.12K | |
| 09-Jan-18 5:15 PM View: | Principal Financial Group I... (PFG) | 08-Jan-18 | Option Exercise | 24,310 | $30.70 | $746,317.00 | 38% 64.56K to 88.87K | |
| 09-Jan-18 5:15 PM View: | Principal Financial Group I... (PFG) | 08-Jan-18 | Market Option Sale (Planned) | 24,310 | $71.59 | $1,740,350.00 | (27%) 88.87K to 64.56K | 38% |
| 20-Nov-17 11:54 AM View: | Principal Financial Group I... (PFG) | 17-Nov-17 | Gift | 900 | -- | -- | (1%) 65.37K to 64.47K | |
| 26-Jul-17 11:18 AM View: | Principal Financial Group I... (PFG) | 25-Jul-17 | Option Exercise | 13,495 | $34.26 | $462,339.00 | 21% 64.19K to 77.69K | |
| 26-Jul-17 11:18 AM View: | Principal Financial Group I... (PFG) | 25-Jul-17 | Market Option Sale (Planned) | 13,495 | $67.00 | $904,165.00 | (17%) 77.69K to 64.19K | 35% |
| 16-Jun-17 4:30 PM View: | Principal Financial Group I... (PFG) | 15-Jun-17 | Option Exercise | 21,950 | $27.46 | $602,747.00 | 34% 64.11K to 86.06K | |
| 16-Jun-17 4:30 PM View: | Principal Financial Group I... (PFG) | 15-Jun-17 | Market Option Sale (Planned) | 21,950 | $65.04 | $1,427,630.00 | (26%) 86.06K to 64.11K | 33% |
| 01-Mar-17 5:27 PM View: | Principal Financial Group I... (PFG) | 27-Feb-17 | Grant | 6,838 | -- | -- | 12% 58.03K to 64.87K | |
| 23-Feb-17 5:30 PM View: | Principal Financial Group I... (PFG) | 22-Feb-17 | Option Exercise | 20,900 | $60.10 | $1,256,090.00 | 36% 58.03K to 78.93K | (27%) |
| 23-Feb-17 5:30 PM View: | Principal Financial Group I... (PFG) | 22-Feb-17 | Market Option Sale (Planned) | 20,900 | $63.10 | $1,318,790.00 | (26%) 78.93K to 58.03K | 31% |
| 09-Dec-16 5:47 PM View: | Principal Financial Group I... (PFG) | 09-Dec-16 | Market Sale (Planned) | 13,549 | $60.31 | $817,140.00 | (19%) 71.49K to 57.94K | 27% |
| 08-Dec-16 4:42 PM View: | Principal Financial Group I... (PFG) | 07-Dec-16 | Option Exercise | 24,480 | $31.65 | $774,789.00 | 34% 71.49K to 95.97K | |
| 08-Dec-16 4:42 PM View: | Principal Financial Group I... (PFG) | 07-Dec-16 | Market Option Sale (Planned) | 24,480 | $60.00 | $1,468,800.00 | (26%) 95.97K to 71.49K | 27% |
| 14-Nov-16 9:58 AM View: | Principal Financial Group I... (PFG) | 10-Nov-16 | Market Sale (Planned) | 13,000 | $58.00 | $754,000.00 | (15%) 84.49K to 71.49K | 24% |
| 04-Oct-16 4:54 PM View: | Principal Financial Group I... (PFG) | 30-Sep-16 | Grant | 17 | -- | -- | < 1% 84.47K to 84.49K | |
| 28-Jun-16 5:56 PM View: | Principal Financial Group I... (PFG) | 24-Jun-16 | Grant | 20 | -- | -- | < 1% 83.78K to 83.8K | |
| 29-Mar-16 6:21 PM View: | Principal Financial Group I... (PFG) | 25-Mar-16 | Grant | 20 | -- | -- | < 1% 83.65K to 83.67K | |
| 24-Feb-16 5:02 PM View: | Principal Financial Group I... (PFG) | 22-Feb-16 | Grant | 13,016 | -- | -- | 18% 70.52K to 83.53K | |
| 30-Dec-15 4:50 PM View: | Principal Financial Group I... (PFG) | 28-Dec-15 | Grant | 25 | -- | -- | < 1% 70.49K to 70.51K | |
| 29-Sep-15 5:34 PM View: | Principal Financial Group I... (PFG) | 25-Sep-15 | Grant | 23 | -- | -- | < 1% 70.37K to 70.4K | |
| 30-Jun-15 6:01 PM View: | Principal Financial Group I... (PFG) | 26-Jun-15 | Grant | 21 | -- | -- | < 1% 69.77K to 69.79K | |
| 31-Mar-15 6:21 PM View: | Principal Financial Group I... (PFG) | 27-Mar-15 | Grant | 21 | -- | -- | < 1% 69.67K to 69.69K | |
| 25-Feb-15 5:21 PM View: | Principal Financial Group I... (PFG) | 23-Feb-15 | Grant | 13,549 | -- | -- | 24% 56.06K to 69.61K | |
| 30-Dec-14 5:59 PM View: | Principal Financial Group I... (PFG) | 26-Dec-14 | Grant | 19 | -- | -- | < 1% 56.03K to 56.05K | |
| 30-Sep-14 5:48 PM View: | Principal Financial Group I... (PFG) | 26-Sep-14 | Grant | 18 | -- | -- | < 1% 55.95K to 55.97K | |
| 27-Aug-14 1:40 PM View: | Principal Financial Group I... (PFG) | 26-Aug-14 | Option Exercise | 12,775 | $49.25 | $629,169.00 | 23% 55.37K to 68.14K | |
| 27-Aug-14 1:40 PM View: | Principal Financial Group I... (PFG) | 26-Aug-14 | Market Option Sale (Planned) | 12,775 | $54.00 | $689,850.00 | (19%) 68.14K to 55.37K | 12% |
| 01-Jul-14 5:56 PM View: | Principal Financial Group I... (PFG) | 27-Jun-14 | Grant | 18 | -- | -- | < 1% 55.35K to 55.37K | |
| 24-Jun-14 2:11 PM View: | Principal Financial Group I... (PFG) | 20-Jun-14 | Option Exercise | 13,125 | $11.07 | $145,294.00 | 24% 55.29K to 68.41K | |
| 24-Jun-14 2:11 PM View: | Principal Financial Group I... (PFG) | 20-Jun-14 | Market Option Sale (Planned) | 13,125 | $50.00 | $656,250.00 | (19%) 68.41K to 55.29K | 5% |
| 01-Apr-14 6:17 PM View: | Principal Financial Group I... (PFG) | 28-Mar-14 | Grant | 17 | -- | -- | < 1% 55.27K to 55.29K | |
| 26-Feb-14 6:30 PM View: | Principal Financial Group I... (PFG) | 24-Feb-14 | Grant | 8,865 | -- | -- | 19% 46.35K to 55.22K | |
| 31-Dec-13 6:12 PM View: | Principal Financial Group I... (PFG) | 27-Dec-13 | Grant | 15 | -- | -- | < 1% 46.34K to 46.35K | |
| 01-Oct-13 5:44 PM View: | Principal Financial Group I... (PFG) | 27-Sep-13 | Grant | 17 | -- | -- | < 1% 46.26K to 46.28K | |
| 18-Sep-13 9:51 AM View: | Principal Financial Group I... (PFG) | 16-Sep-13 | Option Exercise | 30,000 | $44.00 | $1,320,000.00 | 66% 45.35K to 75.35K | 9% |
| 18-Sep-13 9:51 AM View: | Principal Financial Group I... (PFG) | 16-Sep-13 | Planned Option Sale | 30,000 | $11.07 | $332,100.00 | (40%) 75.35K to 45.35K | |
| 30-Jul-13 2:51 PM View: | Principal Financial Group I... (PFG) | 26-Jul-13 | Option Exercise | 25,720 | $39.02 | $1,003,590.00 | 57% 45.35K to 71.07K | |
| 30-Jul-13 2:51 PM View: | Principal Financial Group I... (PFG) | 26-Jul-13 | Market Option Sale (Planned) | 25,720 | $42.10 | $1,082,810.00 | (36%) 71.07K to 45.35K | (15%) |
| 02-Jul-13 6:02 PM View: | Principal Financial Group I... (PFG) | 28-Jun-13 | Grant | 17 | -- | -- | < 1% 45.34K to 45.35K | |
| 15-May-13 9:11 AM View: | Principal Financial Group I... (PFG) | 14-May-13 | Option Exercise | 12,730 | $36.30 | $462,099.00 | 28% 45.28K to 58.01K | 34% |
| 15-May-13 9:11 AM View: | Principal Financial Group I... (PFG) | 14-May-13 | Market Option Sale (Planned) | 12,730 | $37.50 | $477,375.00 | (22%) 58.01K to 45.28K | (30%) |
| 02-Apr-13 6:14 PM View: | Principal Financial Group I... (PFG) | 29-Mar-13 | Grant | 19 | -- | -- | < 1% 45.26K to 45.28K | |
| 27-Feb-13 5:53 PM View: | Principal Financial Group I... (PFG) | 25-Feb-13 | Grant | 18,050 | -- | -- | 66% 27.16K to 45.2K | |
| 04-Jan-13 4:52 PM View: | Principal Financial Group I... (PFG) | 02-Jan-13 | Option Exercise | 18,220 | $27.57 | $502,325.00 | 67% 27.16K to 45.38K | 78% |
| 04-Jan-13 4:52 PM View: | Principal Financial Group I... (PFG) | 02-Jan-13 | Market Option Sale (Planned) | 18,220 | $28.95 | $527,469.00 | (40%) 45.38K to 27.16K | (70%) |
| 02-Jan-13 3:01 PM View: | Principal Financial Group I... (PFG) | 28-Dec-12 | Grant | 21 | -- | -- | < 1% 27.13K to 27.16K | |
| 02-Oct-12 6:10 PM View: | Principal Financial Group I... (PFG) | 28-Sep-12 | Grant | 21 | -- | -- | < 1% 27.04K to 27.06K |