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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Feb-22 6:37 PM View:  | Ameriprise Financial Inc. (AMP) | 31-Jan-22 | Payment of Exercise | 455 | $304.31 | $138,461.00 | (< 1%) 66.97K to 66.52K | (5%) |
| 01-Feb-22 6:37 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-22 | Payment of Exercise | 377 | $298.09 | $112,380.00 | (< 1%) 67.35K to 66.97K | (7%) |
| 11-Aug-21 4:30 PM View: | Ameriprise Financial Inc. (AMP) | 03-Aug-21 | Gift | 777 | -- | -- | (1%) 68.13K to 67.35K | |
| 09-Feb-21 5:43 PM View: | Ameriprise Financial Inc. (AMP) | 05-Feb-21 | Grant | 18,280 | -- | -- | (19%) 94.33K to 76.06K | |
| 09-Feb-21 5:43 PM View: | Ameriprise Financial Inc. (AMP) | 05-Feb-21 | Payment of Exercise | 7,929 | $211.06 | $1,673,490.00 | (10%) 76.06K to 68.13K | |
| 03-Feb-21 5:05 PM View: | Ameriprise Financial Inc. (AMP) | 03-Feb-21 | Payment of Exercise | 131,940 | $205.09 | $27,059,600.00 | (56%) 233.78K to 101.84K | |
| 03-Feb-21 5:05 PM View: | Ameriprise Financial Inc. (AMP) | 03-Feb-21 | Option Exercise | 176,008 | $112.96 | $19,882,100.00 | 305% 57.77K to 233.78K | |
| 03-Feb-21 5:05 PM View: | Ameriprise Financial Inc. (AMP) | 03-Feb-21 | Market Option Sale | 44,068 | $202.60 | $8,928,040.00 | (43%) 101.84K to 57.77K | |
| 03-Feb-21 5:05 PM View: | Ameriprise Financial Inc. (AMP) | 01-Feb-21 | Payment of Exercise | 986 | $200.84 | $198,028.00 | (2%) 58.76K to 57.77K | (< 1%) |
| 02-Feb-21 6:22 PM View: | Ameriprise Financial Inc. (AMP) | 31-Jan-21 | Payment of Exercise | 404 | $197.87 | $79,939.50 | (< 1%) 59.16K to 58.76K | |
| 02-Feb-21 6:22 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-21 | Grant | 4,604 | -- | -- | 8% 54.56K to 59.16K | |
| 28-Jan-21 5:59 PM View: | Ameriprise Financial Inc. (AMP) | 26-Jan-21 | Payment of Exercise | 400 | $211.27 | $84,508.00 | (< 1%) 54.96K to 54.56K | 5% |
| 13-Nov-20 4:00 PM View: | Ameriprise Financial Inc. (AMP) | 11-Nov-20 | Market Sale | 12,322 | $181.86 | $2,240,850.00 | (18%) 67.37K to 55.05K | (2%) |
| 17-Jun-20 5:13 PM View: | Ameriprise Financial Inc. (AMP) | 05-Jun-20 | Gift | 1,598 | -- | -- | (2%) 68.97K to 67.37K | |
| 19-Feb-20 5:00 PM View: | Ameriprise Financial Inc. (AMP) | 14-Feb-20 | Grant | 19,452 | -- | -- | 32% 60.33K to 79.79K | |
| 19-Feb-20 5:00 PM View: | Ameriprise Financial Inc. (AMP) | 14-Feb-20 | Payment of Exercise | 10,815 | $178.82 | $1,933,940.00 | (14%) 79.79K to 68.97K | (1%) |
| 10-Feb-20 5:25 PM View: | Ameriprise Financial Inc. (AMP) | 06-Feb-20 | Payment of Exercise | 339 | $175.91 | $59,633.50 | (< 1%) 60.67K to 60.33K | (2%) |
| 04-Feb-20 4:47 PM View: | Ameriprise Financial Inc. (AMP) | 01-Feb-20 | Payment of Exercise | 790 | $165.41 | $130,674.00 | (1%) 61.46K to 60.67K | (9%) |
| 04-Feb-20 4:47 PM View: | Ameriprise Financial Inc. (AMP) | 31-Jan-20 | Grant | 5,507 | -- | -- | 10% 55.96K to 61.46K | |
| 28-Jan-20 6:04 PM View: | Ameriprise Financial Inc. (AMP) | 26-Jan-20 | Payment of Exercise | 491 | $167.57 | $82,276.90 | (< 1%) 56.45K to 55.96K | (8%) |
| 27-Feb-19 5:18 PM View: | Ameriprise Financial Inc. (AMP) | 25-Feb-19 | Market Sale | 24,032 | $133.64 | $3,211,580.00 | (30%) 80.48K to 56.45K | (34%) |
| 20-Feb-19 6:09 PM View: | Ameriprise Financial Inc. (AMP) | 15-Feb-19 | Grant | 14,950 | -- | -- | 21% 72.17K to 87.13K | |
| 20-Feb-19 6:09 PM View: | Ameriprise Financial Inc. (AMP) | 15-Feb-19 | Payment of Exercise | 6,646 | $130.68 | $868,499.00 | (8%) 87.13K to 80.48K | (37%) |
| 08-Feb-19 5:00 PM View: | Ameriprise Financial Inc. (AMP) | 06-Feb-19 | Payment of Exercise | 339 | $126.69 | $42,947.90 | (< 1%) 72.51K to 72.17K | (40%) |
| 05-Feb-19 5:36 PM View: | Ameriprise Financial Inc. (AMP) | 01-Feb-19 | Grant | 7,825 | -- | -- | 12% 65.17K to 73.0K | |
| 05-Feb-19 5:36 PM View: | Ameriprise Financial Inc. (AMP) | 01-Feb-19 | Payment of Exercise | 483 | $126.89 | $61,287.90 | (< 1%) 73.0K to 72.51K | (40%) |
| 29-Jan-19 5:02 PM View: | Ameriprise Financial Inc. (AMP) | 26-Jan-19 | Payment of Exercise | 572 | $121.12 | $69,280.60 | (< 1%) 65.74K to 65.17K | (47%) |
| 08-Feb-18 5:13 PM View: | Ameriprise Financial Inc. (AMP) | 06-Feb-18 | Payment of Exercise | 528 | $160.56 | $84,775.70 | (< 1%) 66.27K to 65.74K | (8%) |
| 06-Feb-18 5:04 PM View: | Ameriprise Financial Inc. (AMP) | 02-Feb-18 | Grant | 12,648 | -- | -- | 21% 60.01K to 72.65K | |
| 06-Feb-18 5:04 PM View: | Ameriprise Financial Inc. (AMP) | 02-Feb-18 | Payment of Exercise | 6,382 | $167.50 | $1,068,980.00 | (9%) 72.65K to 66.27K | (3%) |
| 05-Feb-18 5:02 PM View: | Ameriprise Financial Inc. (AMP) | 01-Feb-18 | Payment of Exercise | 751 | $171.08 | $128,481.00 | (1%) 60.76K to 60.01K | (1%) |
| 30-Jan-18 4:21 PM View: | Ameriprise Financial Inc. (AMP) | 26-Jan-18 | Grant | 5,443 | -- | -- | 10% 55.31K to 60.76K | |
| 30-Oct-17 4:32 PM View: | Ameriprise Financial Inc. (AMP) | 26-Oct-17 | Payment of Exercise | 14,091 | $157.06 | $2,213,130.00 | (19%) 73.69K to 59.6K | (10%) |
| 30-Oct-17 4:32 PM View: | Ameriprise Financial Inc. (AMP) | 26-Oct-17 | Option Exercise | 18,376 | $87.79 | $1,613,230.00 | 33% 55.31K to 73.69K | |
| 30-Oct-17 4:32 PM View: | Ameriprise Financial Inc. (AMP) | 26-Oct-17 | Market Option Sale | 4,285 | $161.09 | $690,271.00 | (7%) 59.6K to 55.31K | (7%) |
| 04-Apr-17 4:13 PM View: | Ameriprise Financial Inc. (AMP) | 31-Mar-17 | Market Sale | 20,233 | $129.08 | $2,611,600.00 | (27%) 75.55K to 55.31K | (32%) |
| 08-Feb-17 4:52 PM View: | Ameriprise Financial Inc. (AMP) | 07-Feb-17 | Payment of Exercise | 37,552 | $123.36 | $4,632,610.00 | (33%) 113.1K to 75.55K | (37%) |
| 08-Feb-17 4:52 PM View: | Ameriprise Financial Inc. (AMP) | 07-Feb-17 | Option Exercise | 50,862 | $58.05 | $2,952,410.00 | 82% 62.24K to 113.1K | |
| 08-Feb-17 4:52 PM View: | Ameriprise Financial Inc. (AMP) | 06-Feb-17 | Grant | 3,752 | -- | -- | 6% 58.48K to 62.24K | |
| 07-Feb-17 4:56 PM View: | Ameriprise Financial Inc. (AMP) | 03-Feb-17 | Grant | 11,838 | -- | -- | 23% 52.23K to 64.06K | |
| 07-Feb-17 4:56 PM View: | Ameriprise Financial Inc. (AMP) | 03-Feb-17 | Payment of Exercise | 5,579 | $121.26 | $676,510.00 | (9%) 64.06K to 58.48K | (40%) |
| 03-Feb-17 4:31 PM View: | Ameriprise Financial Inc. (AMP) | 02-Feb-17 | Payment of Exercise | 801 | $117.90 | $94,437.90 | (2%) 53.03K to 52.23K | (44%) |
| 03-Feb-17 4:31 PM View: | Ameriprise Financial Inc. (AMP) | 01-Feb-17 | Payment of Exercise | 803 | $113.08 | $90,803.20 | (1%) 53.83K to 53.03K | (50%) |
| 09-Feb-16 5:44 PM View: | Ameriprise Financial Inc. (AMP) | 07-Feb-16 | Payment of Exercise | 927 | $82.79 | $76,746.30 | (2%) 54.76K to 53.83K | (98%) |
| 08-Feb-16 4:26 PM View: | Ameriprise Financial Inc. (AMP) | 04-Feb-16 | Payment of Exercise | 1,181 | $85.47 | $100,940.00 | (2%) 55.94K to 54.76K | (92%) |
| 03-Feb-16 5:06 PM View: | Ameriprise Financial Inc. (AMP) | 02-Feb-16 | Payment of Exercise | 794 | $83.94 | $66,648.40 | (1%) 56.73K to 55.94K | (95%) |
| 03-Feb-16 5:06 PM View: | Ameriprise Financial Inc. (AMP) | 01-Feb-16 | Grant | 5,342 | -- | -- | 10% 51.39K to 56.73K | |
| 10-Feb-15 5:03 PM View: | Ameriprise Financial Inc. (AMP) | 07-Feb-15 | Payment of Exercise | 934 | $134.79 | $125,894.00 | (2%) 52.32K to 51.39K | (20%) |
| 10-Feb-15 5:03 PM View: | Ameriprise Financial Inc. (AMP) | 06-Feb-15 | Payment of Exercise | 1,380 | $134.79 | $186,010.00 | (3%) 53.7K to 52.32K | (20%) |
| 06-Feb-15 5:35 PM View: | Ameriprise Financial Inc. (AMP) | 04-Feb-15 | Payment of Exercise | 1,190 | $131.88 | $156,937.00 | (2%) 54.89K to 53.7K | (22%) |