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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-May-15 4:12 PM View:  | Duke Energy Corp. (DUK) | 15-May-15 | Market Sale | 1,767 | $76.10 | $134,477.00 | (7%) 26.14K to 24.37K | (12%) |
| 03-Mar-15 5:34 PM View: | Duke Energy Corp. (DUK) | 27-Feb-15 | Payment of Exercise | 906 | $78.55 | $71,166.30 | (3%) 30.74K to 29.83K | (7%) |
| 03-Mar-15 5:34 PM View: | Duke Energy Corp. (DUK) | 27-Feb-15 | Market Sale | 3,705 | $78.74 | $291,739.00 | (12%) 29.83K to 26.13K | (7%) |
| 27-Feb-15 7:18 PM View: | Duke Energy Corp. (DUK) | 26-Feb-15 | Market Option Sale | 2,295 | $78.62 | $180,433.00 | (7%) 33.03K to 30.74K | (7%) |
| 27-Feb-15 7:18 PM View: | Duke Energy Corp. (DUK) | 25-Feb-15 | Grant | 4,556 | $79.01 | $359,970.00 | 18% 25.96K to 30.52K | 6% |
| 27-Feb-15 7:18 PM View: | Duke Energy Corp. (DUK) | 25-Feb-15 | Payment of Exercise | 7,361 | $79.01 | $581,593.00 | (16%) 46.39K to 39.03K | (6%) |
| 27-Feb-15 7:18 PM View: | Duke Energy Corp. (DUK) | 25-Feb-15 | Option Exercise | 15,874 | $79.01 | $1,254,200.00 | 52% 30.52K to 46.39K | 6% |
| 27-Feb-15 7:18 PM View: | Duke Energy Corp. (DUK) | 25-Feb-15 | Market Option Sale | 6,000 | $79.95 | $479,700.00 | (15%) 39.03K to 33.03K | (5%) |
| 20-Nov-14 4:33 PM View: | Duke Energy Corp. (DUK) | 18-Nov-14 | Market Sale | 1,076 | $80.75 | $86,887.00 | (4%) 27.03K to 25.95K | (3%) |
| 03-Mar-14 5:43 PM View: | Duke Energy Corp. (DUK) | 28-Feb-14 | Market Sale | 17,000 | $70.89 | $1,205,130.00 | (39%) 44.0K to 27.0K | (14%) |
| 03-Mar-14 5:43 PM View: | Duke Energy Corp. (DUK) | 27-Feb-14 | Payment of Exercise | 907 | $70.43 | $63,880.00 | (2%) 44.91K to 44.0K | (15%) |
| 27-Feb-14 6:51 PM View: | Duke Energy Corp. (DUK) | 25-Feb-14 | Grant | 5,068 | $71.03 | $359,980.00 | 19% 27.09K to 32.15K | 14% |
| 27-Feb-14 6:51 PM View: | Duke Energy Corp. (DUK) | 25-Feb-14 | Payment of Exercise | 9,925 | $71.03 | $704,973.00 | (18%) 54.83K to 44.91K | (14%) |
| 27-Feb-14 6:51 PM View: | Duke Energy Corp. (DUK) | 25-Feb-14 | Option Exercise | 22,676 | $71.03 | $1,610,680.00 | 71% 32.15K to 54.83K | 14% |
| 25-Feb-14 6:19 PM View: | Duke Energy Corp. (DUK) | 22-Feb-14 | Payment of Exercise | 732 | $71.49 | $52,330.70 | (3%) 27.82K to 27.09K | (13%) |
| 14-Nov-13 4:20 PM View: | Duke Energy Corp. (DUK) | 13-Nov-13 | Market Sale | 2,323 | $70.59 | $163,981.00 | (8%) 30.13K to 27.81K | (13%) |
| 15-May-13 4:29 PM View: | Duke Energy Corp. (DUK) | 14-May-13 | Market Sale | 9,393 | $72.50 | $680,992.00 | (24%) 39.5K to 30.11K | (7%) |
| 15-May-13 4:29 PM View: | Duke Energy Corp. (DUK) | 13-May-13 | Market Sale | 9,000 | $71.95 | $647,550.00 | (19%) 48.5K to 39.5K | (7%) |
| 01-Mar-13 4:40 PM View: | Duke Energy Corp. (DUK) | 27-Feb-13 | Payment of Exercise | 911 | $70.13 | $63,888.40 | (2%) 49.4K to 48.49K | (10%) |
| 27-Feb-13 8:37 PM View: | Duke Energy Corp. (DUK) | 25-Feb-13 | Grant | 5,209 | $69.11 | $359,994.00 | 17% 30.38K to 35.59K | 12% |
| 27-Feb-13 8:37 PM View: | Duke Energy Corp. (DUK) | 25-Feb-13 | Payment of Exercise | 9,994 | $69.11 | $690,685.00 | (17%) 59.4K to 49.4K | (12%) |
| 27-Feb-13 8:37 PM View: | Duke Energy Corp. (DUK) | 25-Feb-13 | Option Exercise | 23,810 | $69.11 | $1,645,510.00 | 67% 35.59K to 59.4K | 12% |
| 26-Feb-13 5:09 PM View: | Duke Energy Corp. (DUK) | 22-Feb-13 | Payment of Exercise | 1,550 | $69.46 | $107,663.00 | (5%) 31.93K to 30.38K | (11%) |
| 15-May-12 2:54 PM View: | Duke Energy Corp. (DUK) | 10-May-12 | Gift | 5,000 | -- | -- | (5%) 100.69K to 95.69K | |
| 29-Feb-12 4:43 PM View: | Duke Energy Corp. (DUK) | 28-Feb-12 | Gift | 1,000 | -- | -- | (< 1%) 101.66K to 100.66K | |
| 29-Feb-12 4:43 PM View: | Duke Energy Corp. (DUK) | 27-Feb-12 | Grant | 17,086 | $21.07 | $360,002.00 | 36% 47.41K to 64.49K | 266% |
| 29-Feb-12 4:43 PM View: | Duke Energy Corp. (DUK) | 27-Feb-12 | Payment of Exercise | 24,380 | $21.07 | $513,687.00 | (19%) 126.04K to 101.66K | (266%) |
| 28-Feb-12 5:17 PM View: | Duke Energy Corp. (DUK) | 27-Feb-12 | Option Exercise | 38,476 | $14.99 | $576,831.00 | 68% 56.41K to 94.88K | |
| 29-Feb-12 4:43 PM View: | Duke Energy Corp. (DUK) | 27-Feb-12 | Option Exercise | 61,551 | $21.07 | $1,296,880.00 | 95% 64.49K to 126.04K | 266% |
| 28-Feb-12 5:17 PM View: | Duke Energy Corp. (DUK) | 27-Feb-12 | Market Option Sale | 33,540 | $21.00 | $704,340.00 | (35%) 94.88K to 61.34K | (267%) |
| 28-Feb-12 5:17 PM View: | Duke Energy Corp. (DUK) | 27-Feb-12 | Market Sale | 13,936 | $21.00 | $292,656.00 | (23%) 61.34K to 47.41K | (267%) |
| 28-Feb-12 5:17 PM View: | Duke Energy Corp. (DUK) | 24-Feb-12 | Market Option Sale | 4,936 | $20.99 | $103,594.00 | (5%) 96.41K to 91.47K | (267%) |
| 28-Feb-12 5:17 PM View: | Duke Energy Corp. (DUK) | 24-Feb-12 | Market Sale | 35,064 | $20.99 | $735,906.00 | (38%) 91.47K to 56.41K | (267%) |
| 24-Feb-12 4:34 PM View: | Duke Energy Corp. (DUK) | 22-Feb-12 | Payment of Exercise | 4,536 | $20.93 | $94,938.50 | (4%) 100.94K to 96.41K | (268%) |
| 22-Feb-12 4:45 PM View: | Duke Energy Corp. (DUK) | 19-Feb-12 | Payment of Exercise | 2,686 | $20.90 | $56,137.40 | (3%) 103.63K to 100.94K | (268%) |
| 09-May-11 1:28 PM View: | Duke Energy Corp. (DUK) | 06-May-11 | Market Sale | 31,569 | $18.85 | $595,017.00 | (23%) 135.11K to 103.54K | (330%) |
| 06-Apr-11 1:15 PM View: | Duke Energy Corp. (DUK) | 04-Apr-11 | Payment of Exercise | 1,378 | $18.38 | $25,327.60 | (1%) 136.49K to 135.11K | (341%) |
| 06-Apr-11 1:15 PM View: | Duke Energy Corp. (DUK) | 04-Apr-11 | Option Exercise | 3,242 | $18.38 | $59,588.00 | 2% 133.24K to 136.49K | 341% |
| 01-Mar-11 3:17 PM View: | Duke Energy Corp. (DUK) | 26-Feb-11 | Payment of Exercise | 2,767 | $17.87 | $49,446.30 | (2%) 135.98K to 133.21K | (353%) |
| 24-Feb-11 5:12 PM View: | Duke Energy Corp. (DUK) | 22-Feb-11 | Grant | 20,020 | $17.98 | $359,960.00 | 17% 119.06K to 139.08K | 351% |
| 24-Feb-11 5:12 PM View: | Duke Energy Corp. (DUK) | 22-Feb-11 | Payment of Exercise | 3,101 | $17.98 | $55,756.00 | (2%) 139.08K to 135.98K | (351%) |
| 23-Feb-11 4:35 PM View: | Duke Energy Corp. (DUK) | 21-Feb-11 | Payment of Exercise | 21,199 | $17.94 | $380,310.00 | (15%) 140.26K to 119.06K | (352%) |
| 23-Feb-11 4:35 PM View: | Duke Energy Corp. (DUK) | 21-Feb-11 | Option Exercise | 60,642 | $17.94 | $1,087,920.00 | 76% 79.62K to 140.26K | 352% |
| 23-Feb-11 4:35 PM View: | Duke Energy Corp. (DUK) | 19-Feb-11 | Payment of Exercise | 2,686 | $17.94 | $48,186.80 | (3%) 82.3K to 79.62K | (352%) |
| 14-May-10 1:27 PM View: | Duke Energy Corp. (DUK) | 12-May-10 | Market Sale | 7,000 | $16.97 | $118,790.00 | (8%) 89.2K to 82.2K | (404%) |
| 12-May-10 4:20 PM View: | Duke Energy Corp. (DUK) | 10-May-10 | Market Sale | 7,031 | $16.79 | $118,050.00 | (7%) 96.23K to 89.2K | (410%) |
| 06-Apr-10 4:45 PM View: | Duke Energy Corp. (DUK) | 04-Apr-10 | Payment of Exercise | 1,378 | $16.41 | $22,613.00 | (1%) 97.61K to 96.23K | (422%) |
| 06-Apr-10 4:45 PM View: | Duke Energy Corp. (DUK) | 04-Apr-10 | Option Exercise | 3,242 | $16.41 | $53,201.20 | 3% 94.37K to 97.61K | 422% |
| 04-Mar-10 4:17 PM View: | Duke Energy Corp. (DUK) | 02-Mar-10 | Payment of Exercise | 3,087 | $16.44 | $50,750.30 | (3%) 97.42K to 94.34K | (421%) |
| 04-Mar-10 4:17 PM View: | Duke Energy Corp. (DUK) | 02-Mar-10 | Option Exercise | 9,510 | $16.44 | $156,344.00 | 11% 87.91K to 97.42K | 421% |