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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-May-23 4:30 PM View:  | Virtus Investment Partners,... (VRTS) | 17-May-23 | Grant | 602 | $178.54 | $107,481.00 | 26% 2.34K to 2.95K | |
| 20-May-22 4:36 PM View: | Virtus Investment Partners,... (VRTS) | 18-May-22 | Grant | 585 | $175.00 | $102,375.00 | 33% 1.76K to 2.34K | |
| 17-May-21 5:31 PM View: | Virtus Investment Partners,... (VRTS) | 14-May-21 | Grant | 370 | $268.04 | $99,174.80 | 27% 1.39K to 1.76K | (< 1%) |
| 19-May-20 5:20 PM View: | Virtus Investment Partners,... (VRTS) | 18-May-20 | Grant | 1,177 | $89.16 | $104,941.00 | 555% 0.21K to 1.39K | 180% |
| 03-Oct-19 4:51 PM View: | Virtus Investment Partners,... (VRTS) | 01-Oct-19 | Grant | 212 | $105.74 | $22,416.90 | 100% 0 to 0.21K | 131% |
| 14-Aug-17 8:47 AM View: | Brightsphere Investment Gro... (BSIG) | 11-Aug-17 | Market Sale | 44,106 | $13.54 | $597,195.00 | (12%) 380.55K to 336.44K | 3% |
| 14-Aug-17 8:47 AM View: | Brightsphere Investment Gro... (BSIG) | 10-Aug-17 | Market Sale | 54,039 | $13.70 | $740,334.00 | (12%) 434.59K to 380.55K | 4% |
| 09-Aug-17 5:13 PM View: | Brightsphere Investment Gro... (BSIG) | 09-Aug-17 | Market Sale | 71,155 | $13.99 | $995,458.00 | (14%) 505.74K to 434.59K | 6% |
| 09-Aug-17 5:13 PM View: | Brightsphere Investment Gro... (BSIG) | 08-Aug-17 | Market Sale | 91,118 | $14.24 | $1,297,520.00 | (15%) 596.86K to 505.74K | 8% |
| 09-Aug-17 5:13 PM View: | Brightsphere Investment Gro... (BSIG) | 07-Aug-17 | Market Sale | 111,612 | $14.33 | $1,599,400.00 | (16%) 708.47K to 596.86K | 8% |
| 07-Aug-17 4:06 PM View: | Brightsphere Investment Gro... (BSIG) | 04-Aug-17 | Market Sale | 70,000 | $14.25 | $997,290.00 | (9%) 778.47K to 708.47K | 8% |
| 07-Aug-17 4:06 PM View: | Brightsphere Investment Gro... (BSIG) | 03-Aug-17 | Market Sale | 75,842 | $14.59 | $1,106,310.00 | (9%) 854.32K to 778.47K | 10% |
| 12-Apr-17 5:47 PM View: | Brightsphere Investment Gro... (BSIG) | 12-Apr-17 | Market Sale (Planned) | 1,414 | $14.93 | $21,108.10 | (< 1%) 855.73K to 854.32K | 12% |
| 12-Apr-17 5:47 PM View: | Brightsphere Investment Gro... (BSIG) | 11-Apr-17 | Market Sale (Planned) | 57,627 | $14.96 | $862,088.00 | (6%) 913.36K to 855.73K | 12% |
| 12-Apr-17 5:47 PM View: | Brightsphere Investment Gro... (BSIG) | 10-Apr-17 | Market Sale (Planned) | 75,210 | $15.02 | $1,129,340.00 | (8%) 988.57K to 913.36K | 13% |
| 08-Mar-17 7:45 PM View: | Brightsphere Investment Gro... (BSIG) | 07-Mar-17 | Market Sale (Planned) | 25,123 | $14.86 | $373,338.00 | (2%) 1.01M to 988.57K | 11% |
| 15-Feb-17 5:59 PM View: | Brightsphere Investment Gro... (BSIG) | 15-Feb-17 | Grant | 136,154 | -- | -- | 16% 877.54K to 1.01M | |
| 15-Feb-17 5:59 PM View: | Brightsphere Investment Gro... (BSIG) | 14-Feb-17 | Market Sale (Planned) | 12,987 | $14.93 | $193,857.00 | (1%) 890.52K to 877.54K | 12% |
| 15-Feb-17 5:59 PM View: | Brightsphere Investment Gro... (BSIG) | 13-Feb-17 | Market Sale (Planned) | 21,539 | $14.98 | $322,607.00 | (2%) 912.06K to 890.52K | 12% |
| 28-Dec-16 9:20 PM View: | Brightsphere Investment Gro... (BSIG) | 27-Dec-16 | Gift | 10,320 | -- | -- | (1%) 922.38K to 912.06K | |
| 20-Apr-16 5:17 PM View: | Brightsphere Investment Gro... (BSIG) | 19-Apr-16 | Market Sale (Planned) | 14,264 | $13.70 | $195,474.00 | (2%) 936.65K to 922.38K | 2% |
| 20-Apr-16 5:17 PM View: | Brightsphere Investment Gro... (BSIG) | 18-Apr-16 | Market Sale (Planned) | 15,111 | $13.73 | $207,414.00 | (2%) 951.76K to 936.65K | 2% |
| 18-Apr-16 5:11 PM View: | Brightsphere Investment Gro... (BSIG) | 15-Apr-16 | Market Sale (Planned) | 15,111 | $13.58 | $205,144.00 | (2%) 966.87K to 951.76K | 1% |
| 18-Apr-16 5:11 PM View: | Brightsphere Investment Gro... (BSIG) | 14-Apr-16 | Market Sale (Planned) | 15,111 | $13.73 | $207,486.00 | (2%) 981.98K to 966.87K | 2% |
| 13-Apr-16 4:53 PM View: | Brightsphere Investment Gro... (BSIG) | 13-Apr-16 | Market Sale (Planned) | 15,111 | $13.70 | $206,953.00 | (2%) 997.09K to 981.98K | 2% |
| 13-Apr-16 4:53 PM View: | Brightsphere Investment Gro... (BSIG) | 12-Apr-16 | Market Sale (Planned) | 15,111 | $12.90 | $194,941.00 | (1%) 1.01M to 997.09K | (4%) |
| 13-Apr-16 4:53 PM View: | Brightsphere Investment Gro... (BSIG) | 11-Apr-16 | Market Sale (Planned) | 15,111 | $12.82 | $193,712.00 | (1%) 1.03M to 1.01M | (5%) |
| 11-Mar-16 6:16 PM View: | Brightsphere Investment Gro... (BSIG) | 10-Mar-16 | Market Sale (Planned) | 4,203 | $11.59 | $48,712.40 | (< 1%) 1.03M to 1.03M | (17%) |
| 11-Mar-16 6:16 PM View: | Brightsphere Investment Gro... (BSIG) | 09-Mar-16 | Market Sale (Planned) | 8,378 | $11.72 | $98,181.80 | (< 1%) 1.04M to 1.03M | (15%) |
| 08-Mar-16 6:27 PM View: | Brightsphere Investment Gro... (BSIG) | 08-Mar-16 | Market Sale (Planned) | 4,434 | $11.60 | $51,455.20 | (< 1%) 1.04M to 1.04M | (17%) |
| 08-Mar-16 6:27 PM View: | Brightsphere Investment Gro... (BSIG) | 07-Mar-16 | Market Sale (Planned) | 8,314 | $12.00 | $99,797.10 | (< 1%) 1.05M to 1.04M | (13%) |
| 12-Feb-16 4:24 PM View: | Brightsphere Investment Gro... (BSIG) | 10-Feb-16 | Grant | 221,304 | -- | -- | 27% 831.34K to 1.05M | |
| 10-Mar-15 11:43 AM View: | Brightsphere Investment Gro... (BSIG) | 06-Mar-15 | Grant | 158,263 | -- | -- | 24% 673.07K to 831.34K | |
| 15-Oct-14 2:21 PM View: | Brightsphere Investment Gro... (BSIG) | 10-Oct-14 | Acquisition (other) | 673,074 | $14.00 | $9,423,040.00 | 100% 0 to 673.07K | |
| 30-Mar-09 4:33 PM View: | Legg Mason Inc. (LM) | 27-Mar-09 | Sale | 29,434 | -- | -- | (50%) 59.45K to 30.01K | |
| 25-Feb-09 2:55 PM View: | Legg Mason Inc. (LM) | 23-Feb-09 | Market Sale | 48 | $13.43 | $644.64 | (< 1%) 59.49K to 59.45K | (135%) |
| 19-Aug-08 5:39 PM View: | Legg Mason Inc. (LM) | 15-Aug-08 | Market Purchase | 48 | $43.72 | $2,098.56 | < 1% 59.45K to 59.49K | (46%) |
| 23-Jul-08 1:42 PM View: | Legg Mason Inc. (LM) | 21-Jul-08 | Grant | 9,850 | -- | -- | 20% 49.6K to 59.45K | |
| 23-Jun-08 4:35 PM View: | Legg Mason Inc. (LM) | 19-Jun-08 | Payment of Exercise | 23,191 | $51.95 | $1,204,770.00 | (32%) 72.79K to 49.6K | 54% |
| 23-Jun-08 4:35 PM View: | Legg Mason Inc. (LM) | 19-Jun-08 | Option Exercise | 34,160 | $35.27 | $1,204,820.00 | 88% 38.63K to 72.79K | 44% |
| 16-May-08 4:16 PM View: | Legg Mason Inc. (LM) | 16-May-08 | Grant | 9,604 | -- | -- | 33% 29.02K to 38.63K | |
| 16-May-07 12:50 PM View: | Legg Mason Inc. (LM) | 16-May-07 | Grant | 4,619 | -- | -- | 19% 24.41K to 29.02K | |
| 05-Dec-06 2:40 PM View: | Legg Mason Inc. (LM) | 04-Dec-06 | Gift | 605 | -- | -- | (2%) 25.01K to 24.41K | |
| 29-Nov-06 10:42 AM View: | Legg Mason Inc. (LM) | 28-Nov-06 | Gift | 1,052 | -- | -- | (4%) 26.06K to 25.01K | |
| 17-May-06 10:28 AM View: | Legg Mason Inc. (LM) | 16-May-06 | Grant | 3,752 | -- | -- | 17% 22.31K to 26.06K | |
| 30-Dec-05 11:29 AM View: | Legg Mason Inc. (LM) | 28-Dec-05 | Gift | 500 | -- | -- | (2%) 22.81K to 22.31K | |
| 30-Dec-05 11:29 AM View: | Legg Mason Inc. (LM) | 22-Dec-05 | Gift | 209 | -- | -- | (< 1%) 23.02K to 22.81K | |
| 05-Jul-05 12:56 PM View: | Legg Mason Inc. (LM) | 30-Jun-05 | Payment of Exercise | 1,108 | $106.27 | $117,747.00 | (5%) 24.13K to 23.02K | 77% |
| 05-Jul-05 12:56 PM View: | Legg Mason Inc. (LM) | 30-Jun-05 | Option Exercise | 3,340 | $35.27 | $117,802.00 | 16% 20.79K to 24.13K | |
| 18-May-05 9:28 AM View: | Legg Mason Inc. (LM) | 16-May-05 | Grant | 3,189 | -- | -- | 18% 17.6K to 20.79K |