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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 26-Jun-23 4:04 PM View:  | Hercules Technology Growth ... (HTGC) | 22-Jun-23 | Grant | 4,234 | $14.17 | $59,995.80 | 4% 107.45K to 111.69K | |
| 26-Jun-23 4:04 PM View: | Hercules Technology Growth ... (HTGC) | 22-Jun-23 | Grant | 107,452 | -- | -- | 96% 111.69K to 219.14K | |
| 26-Jun-23 4:04 PM View: | Hercules Technology Growth ... (HTGC) | 22-Jun-23 | Disposition | 107,452 | -- | -- | (49%) 219.14K to 111.69K | |
| 05-May-21 4:16 PM View: | Hercules Technology Growth ... (HTGC) | 04-May-21 | Market Sale | 20,000 | $17.50 | $350,000.00 | (16%) 127.45K to 107.45K | (< 1%) |
| 03-Mar-21 5:42 PM View: | Hercules Technology Growth ... (HTGC) | 01-Mar-21 | Option Exercise | 5,000 | $10.60 | $53,000.00 | 4% 122.45K to 127.45K | |
| 18-Dec-20 5:04 PM View: | Hercules Technology Growth ... (HTGC) | 18-Dec-20 | Gift | 10,000 | -- | -- | (8%) 132.45K to 122.45K | |
| 16-Jun-20 5:01 PM View: | Hercules Technology Growth ... (HTGC) | 12-Jun-20 | Grant | 5,499 | $10.91 | $59,994.10 | 4% 126.95K to 132.45K | 23% |
| 09-Dec-19 4:06 PM View: | Hercules Technology Growth ... (HTGC) | 05-Dec-19 | Gift | 17,500 | $14.20 | $248,500.00 | (12%) 144.45K to 126.95K | 11% |
| 18-Nov-19 4:37 PM View: | Hercules Technology Growth ... (HTGC) | 14-Nov-19 | Gift | 15,250 | $14.11 | $215,178.00 | (10%) 159.7K to 144.45K | 10% |
| 20-Aug-19 4:15 PM View: | Hercules Technology Growth ... (HTGC) | 19-Aug-19 | Grant | 4,149 | $12.74 | $52,858.30 | 3% 155.55K to 159.7K | (3%) |
| 22-May-19 4:16 PM View: | Hercules Technology Growth ... (HTGC) | 20-May-19 | Grant | 3,753 | $13.13 | $49,276.90 | 2% 151.8K to 155.55K | (8%) |
| 13-Mar-19 4:32 PM View: | Hercules Technology Growth ... (HTGC) | 11-Mar-19 | Grant | 3,469 | $13.47 | $46,727.40 | 2% 148.33K to 151.8K | (8%) |
| 21-Nov-18 4:29 PM View: | Hercules Technology Growth ... (HTGC) | 19-Nov-18 | Grant | 3,627 | $12.28 | $44,539.60 | 3% 144.37K to 148.0K | 3% |
| 19-Sep-18 4:53 PM View: | Hercules Technology Growth ... (HTGC) | 17-Sep-18 | Grant | 3,802 | $13.15 | $49,996.30 | 3% 140.57K to 144.37K | (6%) |
| 21-Aug-18 12:48 PM View: | Hercules Technology Growth ... (HTGC) | 20-Aug-18 | Grant | 3,027 | $13.44 | $40,682.90 | 2% 137.54K to 140.57K | (8%) |
| 12-Jul-18 1:51 PM View: | Hercules Technology Growth ... (HTGC) | 11-Jul-18 | Grant | 4,580 | $12.98 | $59,448.40 | 3% 132.96K to 137.54K | (7%) |
| 23-May-18 4:19 PM View: | Hercules Technology Growth ... (HTGC) | 21-May-18 | Grant | 3,219 | $12.40 | $39,915.60 | 2% 129.74K to 132.96K | (3%) |
| 14-Mar-18 4:33 PM View: | Hercules Technology Growth ... (HTGC) | 12-Mar-18 | Grant | 3,238 | $12.27 | $39,730.30 | 3% 126.5K to 129.74K | (4%) |
| 08-Feb-18 10:00 PM View: | Hercules Technology Growth ... (HTGC) | 31-Dec-17 | Grant | 2 | $13.63 | $27.26 | < 1% 126.5K to 126.5K | (16%) |
| 01-Dec-17 4:04 PM View: | Hercules Technology Growth ... (HTGC) | 30-Nov-17 | Gift | 5,000 | $13.43 | $67,150.00 | (4%) 131.5K to 126.5K | 15% |
| 22-Nov-17 5:36 PM View: | Hercules Technology Growth ... (HTGC) | 20-Nov-17 | Grant | 2,938 | $13.44 | $39,486.70 | 2% 128.56K to 131.5K | (15%) |
| 22-Aug-17 4:06 PM View: | Hercules Technology Growth ... (HTGC) | 21-Aug-17 | Grant | 2,936 | $12.92 | $37,933.10 | 2% 125.63K to 128.56K | (13%) |
| 16-Aug-17 6:45 PM View: | Hercules Technology Growth ... (HTGC) | 15-Aug-17 | Grant | 3,903 | $12.81 | $49,997.40 | 3% 121.73K to 125.63K | (13%) |
| 24-May-17 4:17 PM View: | Hercules Technology Growth ... (HTGC) | 22-May-17 | Grant | 2,795 | $13.31 | $37,201.50 | 2% 118.93K to 121.73K | (18%) |
| 15-Mar-17 5:18 PM View: | Hercules Technology Growth ... (HTGC) | 13-Mar-17 | Grant | 2,429 | $14.85 | $36,070.70 | 2% 120.09K to 122.52K | (28%) |
| 20-Jan-17 10:00 PM View: | Hercules Technology Growth ... (HTGC) | 31-Dec-16 | Grant | 168 | -- | -- | < 1% 119.92K to 120.09K | |
| 28-Nov-16 11:57 AM View: | Hercules Technology Growth ... (HTGC) | 23-Nov-16 | Gift | 20,000 | -- | -- | (14%) 139.93K to 119.92K | |
| 19-Sep-16 4:30 PM View: | Hercules Technology Growth ... (HTGC) | 15-Sep-16 | Grant | 3,720 | $13.44 | $49,996.80 | 3% 136.21K to 139.93K | (17%) |
| 19-Sep-16 4:31 PM View: | Hercules Technology Growth ... (HTGC) | 15-Sep-16 | Grant | 3,720 | $13.44 | $49,996.80 | 2% 242.9K to 246.62K | (17%) |
| 15-Mar-16 5:27 PM View: | Hercules Technology Growth ... (HTGC) | 14-Mar-16 | Grant | 90 | $11.51 | $1,035.90 | < 1% 136.12K to 136.21K | 2% |
| 10-Feb-16 8:14 AM View: | Constant Contact, Inc. (CTCT) | 09-Feb-16 | Disposition | 14,288 | $32.00 | $457,216.00 | (69%) 20.79K to 6.5K | (< 1%) |
| 10-Feb-16 8:14 AM View: | Constant Contact, Inc. (CTCT) | 09-Feb-16 | Disposition | 6,500 | $32.00 | $208,000.00 | (100%) 6.5K to 0 | (< 1%) |
| 05-Jan-16 4:15 PM View: | Hercules Technology Growth ... (HTGC) | 31-Dec-15 | Grant | 2,050 | $12.19 | $24,989.50 | 2% 133.64K to 135.69K | (1%) |
| 12-Feb-16 4:26 PM View: | Hercules Technology Growth ... (HTGC) | 31-Dec-15 | Grant | 424 | -- | -- | < 1% 135.69K to 136.12K | |
| 02-Oct-15 4:15 PM View: | Hercules Technology Growth ... (HTGC) | 30-Sep-15 | Grant | 2,472 | $10.11 | $24,991.90 | 2% 131.17K to 133.64K | 23% |
| 22-May-15 4:03 PM View: | Constant Contact, Inc. (CTCT) | 20-May-15 | Option Exercise | 4,288 | -- | -- | 26% 16.5K to 20.79K | |
| 13-Feb-15 1:50 PM View: | Hercules Technology Growth ... (HTGC) | 31-Dec-14 | Grant | 270 | -- | -- | < 1% 130.9K to 131.17K | |
| 31-Dec-14 4:22 PM View: | Hercules Technology Growth ... (HTGC) | 23-Dec-14 | Gift | 1,000 | -- | -- | (< 1%) 126.9K to 125.9K | |
| 31-Dec-14 4:22 PM View: | Hercules Technology Growth ... (HTGC) | 22-Dec-14 | Gift | 3,500 | -- | -- | (3%) 130.4K to 126.9K | |
| 13-Nov-14 10:00 PM View: | Constant Contact, Inc. (CTCT) | 11-Nov-14 | Option Exercise | 10,000 | $6.89 | $68,900.00 | 154% 6.5K to 16.5K | |
| 13-Nov-14 10:00 PM View: | Constant Contact, Inc. (CTCT) | 11-Nov-14 | Market Option Sale | 10,000 | $35.38 | $353,805.00 | (61%) 16.5K to 6.5K | 12% |
| 10-Jul-14 12:33 PM View: | Hercules Technology Growth ... (HTGC) | 08-Jul-14 | Grant | 5,000 | $16.34 | $81,700.00 | 4% 130.4K to 135.4K | (15%) |
| 07-Feb-14 5:04 PM View: | Hercules Technology Growth ... (HTGC) | 31-Dec-13 | Grant | 2,320 | -- | -- | 2% 128.08K to 130.4K | |
| 18-Sep-13 9:50 PM View: | Hercules Technology Growth ... (HTGC) | 16-Sep-13 | Payment of Exercise | 21,881 | $15.03 | $328,871.00 | (14%) 152.96K to 131.08K | 2% |
| 18-Sep-13 9:50 PM View: | Hercules Technology Growth ... (HTGC) | 16-Sep-13 | Option Exercise | 30,000 | $10.96 | $328,850.00 | 24% 122.96K to 152.96K | |
| 07-Aug-13 5:07 PM View: | Hercules Technology Growth ... (HTGC) | 06-Aug-13 | Market Purchase | 5,000 | $14.63 | $73,150.00 | 4% 117.96K to 122.96K | 2% |
| 07-Aug-13 5:07 PM View: | Hercules Technology Growth ... (HTGC) | 05-Aug-13 | Grant | 3,445 | $14.51 | $49,986.90 | 3% 112.13K to 115.58K | 3% |
| 07-Feb-13 5:42 PM View: | Hercules Technology Growth ... (HTGC) | 31-Dec-12 | Grant | 2,873 | -- | -- | 3% 109.26K to 112.13K | |
| 27-Dec-13 2:57 PM View: | Hercules Technology Growth ... (HTGC) | 24-Dec-12 | Gift | 3,000 | -- | -- | (2%) 131.08K to 128.08K | |
| 20-Dec-12 8:02 PM View: | Hercules Technology Growth ... (HTGC) | 19-Dec-12 | Gift | 7,176 | -- | -- | (6%) 116.44K to 109.26K |