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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Feb-23 10:00 PM View:  | Kkr & Co. Inc. (KKR) | 30-Nov-22 | Gift | 150,000 | -- | -- | (< 1%) 20.65M to 20.5M | |
| 13-Feb-23 10:00 PM View: | Kkr & Co. Inc. (KKR) | 30-Nov-22 | Gift | 481,540 | -- | -- | (2%) 20.5M to 20.02M | |
| 04-Oct-22 9:21 PM View: | Kkr & Co. Inc. (KKR) | 01-Oct-22 | Payment of Exercise | 245,361 | $43.00 | $10,550,500.00 | (1%) 20.89M to 20.65M | |
| 04-Oct-22 9:21 PM View: | Kkr & Co. Inc. (KKR) | 01-Oct-22 | Option Exercise | 450,000 | -- | -- | 2% 20.44M to 20.89M | |
| 31-May-22 6:19 PM View: | Kkr & Co. Inc. (KKR) | 31-May-22 | Grant | 523,727 | -- | -- | 21% 2.51M to 3.04M | |
| 31-May-22 6:19 PM View: | Kkr & Co. Inc. (KKR) | 31-May-22 | Grant | 51,629 | -- | -- | 2% 3.04M to 3.09M | |
| 31-May-22 6:19 PM View: | Kkr & Co. Inc. (KKR) | 31-May-22 | Option Exercise | 15,912,600 | -- | -- | 515% 3.09M to 19.0M | |
| 31-May-22 6:19 PM View: | Kkr & Co. Inc. (KKR) | 31-May-22 | Option Exercise | 1,568,670 | -- | -- | 8% 19.0M to 20.57M | |
| 11-Feb-22 10:00 PM View: | Kkr & Co. Inc. (KKR) | 14-Dec-21 | Gift | 600,000 | -- | -- | (19%) 3.11M to 2.51M | |
| 04-Oct-21 6:00 PM View: | Kkr & Co. Inc. (KKR) | 01-Oct-21 | Payment of Exercise | 215,175 | $60.88 | $13,099,900.00 | (6%) 3.33M to 3.11M | |
| 04-Oct-21 6:00 PM View: | Kkr & Co. Inc. (KKR) | 01-Oct-21 | Option Exercise | 375,000 | -- | -- | 13% 2.95M to 3.33M | |
| 21-May-21 5:02 PM View: | Fiserv Inc. (FI) | 19-May-21 | Grant | 1,699 | -- | -- | 5% 32.23K to 33.93K | |
| 05-Apr-21 6:02 PM View: | Kkr & Co. Inc. (KKR) | 01-Apr-21 | Payment of Exercise | 50,744 | $48.85 | $2,478,840.00 | (2%) 3.01M to 2.95M | |
| 05-Apr-21 6:02 PM View: | Kkr & Co. Inc. (KKR) | 01-Apr-21 | Option Exercise | 95,348 | -- | -- | 3% 2.91M to 3.01M | |
| 22-Jan-21 6:36 PM View: | Kkr & Co. Inc. (KKR) | 21-Jan-21 | Payment of Exercise | 1,327,020 | $41.46 | $55,018,200.00 | (31%) 4.24M to 2.91M | |
| 22-Jan-21 6:36 PM View: | Kkr & Co. Inc. (KKR) | 21-Jan-21 | Option Exercise | 2,500,000 | -- | -- | 144% 1.74M to 4.24M | |
| 02-Oct-20 6:00 PM View: | Kkr & Co. Inc. (KKR) | 01-Oct-20 | Payment of Exercise | 159,660 | $34.34 | $5,482,720.00 | (8%) 1.9M to 1.74M | |
| 02-Oct-20 6:00 PM View: | Kkr & Co. Inc. (KKR) | 01-Oct-20 | Option Exercise | 300,000 | -- | -- | 19% 1.6M to 1.9M | |
| 18-May-20 4:17 PM View: | Fiserv Inc. (FI) | 14-May-20 | Grant | 1,934 | -- | -- | 6% 30.3K to 32.23K | |
| 03-Apr-20 6:00 PM View: | Kkr & Co. Inc. (KKR) | 01-Apr-20 | Payment of Exercise | 44,483 | $23.47 | $1,044,020.00 | (3%) 1.64M to 1.6M | |
| 03-Apr-20 6:00 PM View: | Kkr & Co. Inc. (KKR) | 01-Apr-20 | Option Exercise | 95,347 | -- | -- | 6% 1.55M to 1.64M | |
| 03-Oct-19 6:00 PM View: | Kkr & Co. Inc. (KKR) | 01-Oct-19 | Payment of Exercise | 119,745 | $26.85 | $3,215,150.00 | (7%) 1.67M to 1.55M | |
| 03-Oct-19 6:00 PM View: | Kkr & Co. Inc. (KKR) | 01-Oct-19 | Option Exercise | 225,000 | -- | -- | 16% 1.44M to 1.67M | |
| 29-Jul-19 5:20 PM View: | First Data Corporation (FDC) | 29-Jul-19 | Disposition | 75,000 | -- | -- | (75%) 100.0K to 25.0K | |
| 29-Jul-19 5:20 PM View: | First Data Corporation (FDC) | 29-Jul-19 | Disposition | 25,000 | -- | -- | (100%) 25.0K to 0 | |
| 30-Jul-19 6:18 PM View: | Fiserv Inc. (FI) | 29-Jul-19 | Grant | 22,725 | -- | -- | 100% 0 to 22.73K | |
| 30-Jul-19 6:18 PM View: | Fiserv Inc. (FI) | 29-Jul-19 | Grant | 7,575 | -- | -- | 33% 22.73K to 30.3K | |
| 03-May-19 6:00 PM View: | Kkr & Co. Inc. (KKR) | 02-May-19 | Gift Duplicate | 250,000 | -- | -- | (15%) 1.69M to 1.44M | |
| 03-Apr-19 6:01 PM View: | Kkr & Co. Inc. (KKR) | 01-Apr-19 | Payment of Exercise | 44,476 | $23.49 | $1,044,740.00 | (3%) 1.74M to 1.69M | |
| 03-Apr-19 6:01 PM View: | Kkr & Co. Inc. (KKR) | 01-Apr-19 | Option Exercise | 95,347 | -- | -- | 6% 1.64M to 1.74M | |
| 03-Oct-18 5:43 PM View: | Kkr & Co. Inc. (KKR) | 01-Oct-18 | Payment of Exercise | 74,329 | $27.27 | $2,026,950.00 | (4%) 1.71M to 1.64M | 14% |
| 03-Oct-18 5:43 PM View: | Kkr & Co. Inc. (KKR) | 01-Oct-18 | Option Exercise | 150,000 | -- | -- | 10% 1.56M to 1.71M | |
| 18-May-18 6:20 PM View: | Kkr & Co. Inc. (KKR) | 16-May-18 | Conversion | 1,000,000 | -- | -- | 177% 564.26K to 1.56M | |
| 18-May-18 6:20 PM View: | Kkr & Co. Inc. (KKR) | 16-May-18 | Gift | 1,000,000 | -- | -- | 64% 1.56M to 2.56M | |
| 18-May-18 6:20 PM View: | Kkr & Co. Inc. (KKR) | 16-May-18 | Gift | 1,000,000 | -- | -- | (39%) 2.56M to 1.56M | |
| 19-May-16 5:08 PM View: | First Data Corporation (FDC) | 18-May-16 | Market Purchase | 75,000 | $10.63 | $797,250.00 | 100% 0 to 75.0K | 49% |
| 19-May-16 5:08 PM View: | First Data Corporation (FDC) | 18-May-16 | Market Purchase | 25,000 | $10.59 | $264,750.00 | 33% 75.0K to 100.0K | 50% |
| 02-May-14 5:17 PM View: | KKR Financial Holdings LLC (KFN.PR) | 30-Apr-14 | Disposition | 375,564 | -- | -- | (99%) 381.02K to 5.46K | |
| 02-May-14 5:17 PM View: | KKR Financial Holdings LLC (KFN.PR) | 30-Apr-14 | Disposition | 5,455 | -- | -- | (100%) 5.46K to 0 | |
| 29-Nov-11 4:22 PM View: | KKR Financial Holdings LLC (KFN.PR) | 28-Nov-11 | Market Purchase | 10,000 | $8.13 | $81,275.00 | 3% 365.56K to 375.56K | 48% |
| 27-Jul-11 4:36 PM View: | Legg Mason Inc. (LM) | 26-Jul-11 | Grant | 3,899 | -- | -- | 27% 14.21K to 18.11K | |
| 04-Mar-11 7:08 PM View: | KKR Financial Holdings LLC (KFN.PR) | 03-Mar-11 | Market Purchase | 20,000 | $10.09 | $201,800.00 | 6% 345.56K to 365.56K | 16% |
| 29-Jul-10 3:28 PM View: | Legg Mason Inc. (LM) | 27-Jul-10 | Grant | 4,226 | -- | -- | 42% 9.99K to 14.21K | |
| 23-Mar-10 6:07 PM View: | KKR Financial Holdings LLC (KFN.PR) | 17-Mar-10 | Market Purchase | 10,000 | $7.72 | $77,221.00 | 3% 328.93K to 338.93K | 61% |
| 29-Jul-09 2:49 PM View: | Legg Mason Inc. (LM) | 28-Jul-09 | Grant | 4,560 | $27.41 | $124,990.00 | 84% 5.43K to 9.99K | 14% |
| 23-Jul-08 3:04 PM View: | Legg Mason Inc. (LM) | 22-Jul-08 | Grant | 3,625 | -- | -- | 201% 1.8K to 5.43K | |
| 10-Apr-08 6:59 PM View: | KKR Financial Holdings LLC (KFN.PR) | 08-Apr-08 | Market Purchase | 189,426 | $11.85 | $2,244,700.00 | 136% 139.5K to 328.93K | (70%) |
| 03-Mar-08 4:04 PM View: | Legg Mason Inc. (LM) | 28-Feb-08 | Grant | 1,802 | -- | -- | 100% 0 to 1.8K | |
| 04-Oct-07 4:36 PM View: | KKR Financial Holdings LLC (KFN.PR) | 02-Oct-07 | Acquisition (other) | 82,000 | $14.40 | $1,180,800.00 | 143% 57.5K to 139.5K | |
| 26-Sep-07 4:34 PM View: | KKR Financial Holdings LLC (KFN.PR) | 24-Sep-07 | Exercise (in-the money or at-the-money) Duplicate | 12,665 | $14.40 | $182,376.00 | 19% 65.14K to 77.8K |