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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-Apr-21 10:00 PM View:  | Coursera, Inc. (COUR) | 14-Apr-21 | Option Exercise | 5 | $5.66 | $28.30 | < 1% 96.25K to 96.25K | |
| 14-Nov-17 5:21 PM View: | Financial Engines, Inc. (FNGN) | 11-Nov-17 | Payment of Exercise | 413 | $26.95 | $11,130.40 | (10%) 4.33K to 3.92K | (66%) |
| 14-Nov-17 5:21 PM View: | Financial Engines, Inc. (FNGN) | 11-Nov-17 | Option Exercise | 1,098 | -- | -- | 34% 3.23K to 4.33K | |
| 27-Oct-17 4:07 PM View: | Financial Engines, Inc. (FNGN) | 26-Oct-17 | Option Exercise | 6,180 | $26.22 | $162,040.00 | 191% 3.23K to 9.41K | |
| 27-Oct-17 4:07 PM View: | Financial Engines, Inc. (FNGN) | 26-Oct-17 | Market Option Sale (Planned) | 6,180 | $37.00 | $228,660.00 | (66%) 9.41K to 3.23K | (21%) |
| 25-Oct-17 7:39 PM View: | Financial Engines, Inc. (FNGN) | 23-Oct-17 | Option Exercise | 2,000 | $26.22 | $52,440.00 | 62% 3.23K to 5.23K | |
| 25-Oct-17 7:39 PM View: | Financial Engines, Inc. (FNGN) | 23-Oct-17 | Market Option Sale (Planned) | 2,000 | $37.00 | $74,000.00 | (38%) 5.23K to 3.23K | (21%) |
| 17-Oct-17 7:46 PM View: | Financial Engines, Inc. (FNGN) | 16-Oct-17 | Option Exercise | 7,783 | $8.75 | $68,101.20 | 241% 3.23K to 11.02K | |
| 17-Oct-17 7:46 PM View: | Financial Engines, Inc. (FNGN) | 16-Oct-17 | Market Option Sale (Planned) | 7,783 | $36.83 | $286,656.00 | (71%) 11.02K to 3.23K | (21%) |
| 03-Oct-17 4:59 PM View: | Financial Engines, Inc. (FNGN) | 02-Oct-17 | Option Exercise | 7,783 | $8.75 | $68,101.20 | 188% 4.14K to 11.92K | |
| 03-Oct-17 4:59 PM View: | Financial Engines, Inc. (FNGN) | 02-Oct-17 | Market Option Sale (Planned) | 7,783 | $35.00 | $272,405.00 | (65%) 11.92K to 4.14K | (28%) |
| 03-Oct-17 4:59 PM View: | Financial Engines, Inc. (FNGN) | 02-Oct-17 | Market Sale (Planned) | 906 | $35.00 | $31,710.00 | (22%) 4.14K to 3.23K | (28%) |
| 07-Aug-17 6:38 PM View: | Financial Engines, Inc. (FNGN) | 07-Aug-17 | Market Sale (Planned) | 7,718 | $37.63 | $290,397.00 | (65%) 11.86K to 4.14K | (18%) |
| 13-Jun-17 7:32 PM View: | Financial Engines, Inc. (FNGN) | 12-Jun-17 | Option Exercise | 1,454 | $21.39 | $31,101.10 | 11% 13.28K to 14.73K | |
| 13-Jun-17 7:32 PM View: | Financial Engines, Inc. (FNGN) | 12-Jun-17 | Market Option Sale (Planned) | 1,454 | $39.55 | $57,505.70 | (10%) 14.73K to 13.28K | (13%) |
| 13-Jun-17 7:32 PM View: | Financial Engines, Inc. (FNGN) | 12-Jun-17 | Market Sale (Planned) | 1,420 | $39.55 | $56,161.00 | (11%) 13.28K to 11.86K | (13%) |
| 12-May-17 7:01 PM View: | Financial Engines, Inc. (FNGN) | 10-May-17 | Option Exercise | 1,454 | $21.39 | $31,101.10 | 10% 14.7K to 16.15K | |
| 12-May-17 7:01 PM View: | Financial Engines, Inc. (FNGN) | 10-May-17 | Market Option Sale (Planned) | 1,454 | $39.80 | $57,869.20 | (9%) 16.15K to 14.7K | (12%) |
| 12-May-17 7:01 PM View: | Financial Engines, Inc. (FNGN) | 10-May-17 | Market Sale (Planned) | 1,420 | $39.80 | $56,516.00 | (10%) 14.7K to 13.28K | (12%) |
| 11-Apr-17 4:51 PM View: | Financial Engines, Inc. (FNGN) | 10-Apr-17 | Option Exercise | 1,454 | $21.39 | $31,101.10 | 10% 14.7K to 16.15K | |
| 11-Apr-17 4:51 PM View: | Financial Engines, Inc. (FNGN) | 10-Apr-17 | Market Option Sale (Planned) | 1,454 | $40.55 | $58,959.70 | (9%) 16.15K to 14.7K | (10%) |
| 13-Mar-17 4:42 PM View: | Financial Engines, Inc. (FNGN) | 10-Mar-17 | Option Exercise | 1,454 | $21.39 | $31,101.10 | 9% 16.12K to 17.57K | |
| 13-Mar-17 4:42 PM View: | Financial Engines, Inc. (FNGN) | 10-Mar-17 | Market Option Sale (Planned) | 1,454 | $41.60 | $60,486.40 | (8%) 17.57K to 16.12K | (7%) |
| 13-Mar-17 4:42 PM View: | Financial Engines, Inc. (FNGN) | 10-Mar-17 | Market Sale (Planned) | 1,420 | $41.60 | $59,072.00 | (9%) 16.12K to 14.7K | (7%) |
| 28-Feb-17 10:00 PM View: | Financial Engines, Inc. (FNGN) | 26-Feb-17 | Payment of Exercise | 720 | $42.45 | $30,564.00 | (4%) 16.84K to 16.12K | (5%) |
| 28-Feb-17 10:00 PM View: | Financial Engines, Inc. (FNGN) | 26-Feb-17 | Option Exercise | 1,912 | -- | -- | 13% 14.93K to 16.84K | |
| 13-Feb-17 7:35 PM View: | Financial Engines, Inc. (FNGN) | 10-Feb-17 | Option Exercise | 1,454 | $21.39 | $31,101.10 | 9% 16.35K to 17.8K | |
| 13-Feb-17 7:35 PM View: | Financial Engines, Inc. (FNGN) | 10-Feb-17 | Market Option Sale (Planned) | 1,454 | $39.55 | $57,505.70 | (8%) 17.8K to 16.35K | (13%) |
| 13-Feb-17 7:35 PM View: | Financial Engines, Inc. (FNGN) | 10-Feb-17 | Market Sale (Planned) | 1,420 | $39.55 | $56,161.00 | (9%) 16.35K to 14.93K | (13%) |
| 11-Jan-17 4:42 PM View: | Financial Engines, Inc. (FNGN) | 10-Jan-17 | Option Exercise | 2,000 | $8.75 | $17,500.00 | 12% 17.35K to 19.35K | |
| 11-Jan-17 4:42 PM View: | Financial Engines, Inc. (FNGN) | 10-Jan-17 | Market Option Sale (Planned) | 2,000 | $37.05 | $74,100.00 | (10%) 19.35K to 17.35K | (20%) |
| 11-Jan-17 4:42 PM View: | Financial Engines, Inc. (FNGN) | 10-Jan-17 | Market Sale (Planned) | 1,000 | $37.05 | $37,050.00 | (6%) 17.35K to 16.35K | (20%) |
| 17-Nov-16 6:56 PM View: | Financial Engines, Inc. (FNGN) | 16-Nov-16 | Payment of Exercise | 310 | $33.30 | $10,323.00 | (2%) 17.66K to 17.35K | (34%) |
| 17-Nov-16 6:56 PM View: | Financial Engines, Inc. (FNGN) | 16-Nov-16 | Option Exercise | 823 | -- | -- | 5% 16.83K to 17.66K | |
| 14-Nov-16 7:54 PM View: | Financial Engines, Inc. (FNGN) | 11-Nov-16 | Payment of Exercise | 413 | $30.75 | $12,699.80 | (2%) 17.25K to 16.83K | (45%) |
| 14-Nov-16 7:54 PM View: | Financial Engines, Inc. (FNGN) | 11-Nov-16 | Option Exercise | 1,098 | -- | -- | 7% 16.15K to 17.25K | |
| 19-Nov-15 7:22 PM View: | Financial Engines, Inc. (FNGN) | 18-Nov-15 | Payment of Exercise | 323 | $32.59 | $10,526.60 | (2%) 16.16K to 15.84K | (38%) |
| 19-Nov-15 7:22 PM View: | Financial Engines, Inc. (FNGN) | 18-Nov-15 | Option Exercise | 858 | -- | -- | 6% 15.3K to 16.16K | |
| 17-Nov-15 7:43 PM View: | Financial Engines, Inc. (FNGN) | 16-Nov-15 | Payment of Exercise | 310 | $33.53 | $10,394.30 | (2%) 15.62K to 15.3K | (34%) |
| 17-Nov-15 7:43 PM View: | Financial Engines, Inc. (FNGN) | 16-Nov-15 | Option Exercise | 823 | -- | -- | 6% 14.79K to 15.62K | |
| 12-Nov-15 6:35 PM View: | Financial Engines, Inc. (FNGN) | 11-Nov-15 | Payment of Exercise | 413 | $34.47 | $14,236.10 | (3%) 15.21K to 14.79K | (31%) |
| 12-Nov-15 6:35 PM View: | Financial Engines, Inc. (FNGN) | 11-Nov-15 | Option Exercise | 1,097 | -- | -- | 8% 14.11K to 15.21K | |
| 27-Feb-15 6:59 PM View: | Financial Engines, Inc. (FNGN) | 26-Feb-15 | Payment of Exercise | 226 | $41.45 | $9,367.70 | (2%) 14.33K to 14.11K | (9%) |
| 27-Feb-15 6:59 PM View: | Financial Engines, Inc. (FNGN) | 26-Feb-15 | Option Exercise | 514 | -- | -- | 4% 13.82K to 14.33K | |
| 19-Nov-14 7:27 PM View: | Financial Engines, Inc. (FNGN) | 18-Nov-14 | Payment of Exercise | 323 | $32.29 | $10,429.70 | (2%) 14.14K to 13.82K | (41%) |
| 19-Nov-14 7:27 PM View: | Financial Engines, Inc. (FNGN) | 18-Nov-14 | Option Exercise | 858 | -- | -- | 6% 13.29K to 14.14K | |
| 17-Nov-14 9:11 PM View: | Financial Engines, Inc. (FNGN) | 16-Nov-14 | Payment of Exercise | 309 | $32.91 | $10,169.20 | (2%) 13.59K to 13.29K | (38%) |
| 17-Nov-14 9:11 PM View: | Financial Engines, Inc. (FNGN) | 16-Nov-14 | Option Exercise | 822 | -- | -- | 6% 12.77K to 13.59K | |
| 17-Mar-14 8:09 PM View: | Financial Engines, Inc. (FNGN) | 17-Mar-14 | Option Exercise | 2,000 | $8.75 | $17,500.00 | 16% 12.77K to 14.77K | |
| 17-Mar-14 8:09 PM View: | Financial Engines, Inc. (FNGN) | 17-Mar-14 | Market Option Sale (Planned) | 2,000 | $59.85 | $119,700.00 | (14%) 14.77K to 12.77K | 24% |