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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Apr-24 5:45 PM View:  | Broadcom Inc. (AVGO) | 02-Apr-24 | Private Sale | 2,000 | $1,312.25 | $2,624,500.00 | (1%) 170.1K to 168.1K | |
| 01-Apr-24 6:48 PM View: | Broadcom Inc. (AVGO) | 28-Mar-24 | Gift | 7,700 | -- | -- | (4%) 177.8K to 170.1K | |
| 08-Jan-24 5:02 PM View: | Broadcom Inc. (AVGO) | 04-Jan-24 | Gift | 32,000 | -- | -- | (15%) 209.8K to 177.8K | |
| 22-Dec-23 7:40 PM View: | Broadcom Inc. (AVGO) | 21-Dec-23 | Private Sale | 20,000 | $1,122.46 | $22,449,100.00 | (9%) 229.8K to 209.8K | |
| 18-Dec-23 5:53 PM View: | Broadcom Inc. (AVGO) | 14-Dec-23 | Private Sale | 20,000 | $1,089.69 | $21,793,800.00 | (8%) 249.8K to 229.8K | |
| 07-Nov-23 5:49 PM View: | Broadcom Inc. (AVGO) | 03-Nov-23 | Grant | 179,400 | -- | -- | 105% 170.71K to 350.11K | |
| 07-Nov-23 5:49 PM View: | Broadcom Inc. (AVGO) | 03-Nov-23 | Payment of Exercise | 84,561 | $882.68 | $74,640,304.00 | (24%) 350.11K to 265.55K | |
| 07-Nov-23 5:49 PM View: | Broadcom Inc. (AVGO) | 03-Nov-23 | Gift | 15,757 | -- | -- | (6%) 265.55K to 249.8K | |
| 29-Jun-23 7:05 PM View: | Broadcom Inc. (AVGO) | 28-Jun-23 | Gift | 5,800 | -- | -- | (3%) 176.51K to 170.71K | |
| 29-Jun-23 7:05 PM View: | Broadcom Inc. (AVGO) | 27-Jun-23 | Gift | 38,000 | -- | -- | (18%) 214.51K to 176.51K | |
| 20-Mar-23 5:53 PM View: | Broadcom Inc. (AVGO) | 16-Mar-23 | Sale | 30,000 | $626.04 | $18,781,200.00 | (12%) 244.51K to 214.51K | |
| 20-Mar-23 5:53 PM View: | Broadcom Inc. (AVGO) | 21-Dec-22 | Gift | 16,000 | -- | -- | (6%) 260.51K to 244.51K | |
| 15-Nov-22 5:28 PM View: | Broadcom Inc. (AVGO) | 14-Nov-22 | Payment of Exercise | 9,100 | $518.09 | $4,714,620.00 | (3%) 269.61K to 260.51K | |
| 15-Nov-22 5:28 PM View: | Broadcom Inc. (AVGO) | 11-Nov-22 | Grant | 18,937 | -- | -- | 8% 250.68K to 269.61K | |
| 02-Nov-22 8:11 PM View: | Broadcom Inc. (AVGO) | 25-Mar-22 | Gift | 16,000 | -- | -- | (6%) 266.68K to 250.68K | |
| 02-Nov-22 8:11 PM View: | Broadcom Inc. (AVGO) | 23-Mar-22 | Gift | 20,000 | -- | -- | (7%) 286.68K to 266.68K | |
| 02-Nov-22 8:11 PM View: | Broadcom Inc. (AVGO) | 04-Jan-22 | Gift | 48,000 | -- | -- | (14%) 334.68K to 286.68K | |
| 12-Nov-21 10:00 PM View: | Broadcom Inc. (AVGO) | 07-Oct-21 | Gift | 37,000 | -- | -- | (10%) 371.68K to 334.68K | |
| 12-Nov-21 10:00 PM View: | Broadcom Inc. (AVGO) | 24-Jun-21 | Gift | 30,000 | -- | -- | (7%) 401.68K to 371.68K | |
| 21-Jun-21 5:11 PM View: | Broadcom Inc. (AVGO) | 17-Jun-21 | Grant | 363,996 | -- | -- | 167% 217.83K to 581.83K | |
| 21-Jun-21 5:11 PM View: | Broadcom Inc. (AVGO) | 17-Jun-21 | Payment of Exercise | 180,151 | $471.17 | $84,881,800.00 | (31%) 581.83K to 401.68K | (23%) |
| 28-Dec-20 5:03 PM View: | Broadcom Inc. (AVGO) | 22-Dec-20 | Option Exercise | 78,125 | $52.65 | $4,113,280.00 | 36% 217.83K to 295.96K | |
| 28-Dec-20 5:03 PM View: | Broadcom Inc. (AVGO) | 22-Dec-20 | Market Option Sale (Planned) | 78,125 | $431.27 | $33,693,000.00 | (26%) 295.96K to 217.83K | (35%) |
| 21-Dec-20 4:58 PM View: | Broadcom Inc. (AVGO) | 17-Dec-20 | Market Sale | 14,025 | $424.90 | $5,959,220.00 | (6%) 231.86K to 217.83K | (36%) |
| 17-Dec-20 5:25 PM View: | Broadcom Inc. (AVGO) | 15-Dec-20 | Payment of Exercise | 745 | $418.06 | $311,455.00 | (< 1%) 232.6K to 231.86K | (38%) |
| 10-Dec-20 6:06 PM View: | Broadcom Inc. (AVGO) | 08-Dec-20 | Option Exercise | 78,125 | $52.65 | $4,113,280.00 | 34% 232.6K to 310.73K | |
| 10-Dec-20 6:06 PM View: | Broadcom Inc. (AVGO) | 08-Dec-20 | Market Option Sale (Planned) | 78,125 | $422.43 | $33,002,600.00 | (25%) 310.73K to 232.6K | (37%) |
| 27-Nov-20 4:43 PM View: | Broadcom Inc. (AVGO) | 24-Nov-20 | Option Exercise | 78,125 | $52.65 | $4,113,280.00 | 34% 232.6K to 310.73K | |
| 27-Nov-20 4:43 PM View: | Broadcom Inc. (AVGO) | 24-Nov-20 | Market Option Sale (Planned) | 78,125 | $390.20 | $30,484,100.00 | (25%) 310.73K to 232.6K | (48%) |
| 12-Nov-20 4:47 PM View: | Broadcom Inc. (AVGO) | 10-Nov-20 | Option Exercise | 78,125 | $52.65 | $4,113,280.00 | 34% 232.6K to 310.73K | |
| 12-Nov-20 4:47 PM View: | Broadcom Inc. (AVGO) | 10-Nov-20 | Market Option Sale (Planned) | 78,125 | $365.24 | $28,534,200.00 | (25%) 310.73K to 232.6K | (58%) |
| 29-Oct-20 4:49 PM View: | Broadcom Inc. (AVGO) | 27-Oct-20 | Option Exercise | 78,125 | $52.65 | $4,113,280.00 | 34% 232.6K to 310.73K | |
| 29-Oct-20 4:49 PM View: | Broadcom Inc. (AVGO) | 27-Oct-20 | Market Option Sale (Planned) | 78,125 | $361.33 | $28,228,600.00 | (25%) 310.73K to 232.6K | (60%) |
| 15-Oct-20 5:00 PM View: | Broadcom Inc. (AVGO) | 13-Oct-20 | Option Exercise | 78,125 | $52.65 | $4,113,280.00 | 34% 232.6K to 310.73K | |
| 15-Oct-20 5:00 PM View: | Broadcom Inc. (AVGO) | 13-Oct-20 | Market Option Sale (Planned) | 78,125 | $382.36 | $29,872,000.00 | (25%) 310.73K to 232.6K | (51%) |
| 13-Oct-20 4:42 PM View: | Broadcom Inc. (AVGO) | 09-Oct-20 | Market Sale | 14,500 | $376.94 | $5,465,630.00 | (6%) 247.1K to 232.6K | (53%) |
| 01-Oct-20 4:38 PM View: | Broadcom Inc. (AVGO) | 29-Sep-20 | Option Exercise | 78,125 | $52.65 | $4,113,280.00 | 32% 247.1K to 325.23K | |
| 01-Oct-20 4:38 PM View: | Broadcom Inc. (AVGO) | 29-Sep-20 | Market Option Sale (Planned) | 78,125 | $366.81 | $28,657,000.00 | (24%) 325.23K to 247.1K | (57%) |
| 17-Sep-20 4:49 PM View: | Broadcom Inc. (AVGO) | 15-Sep-20 | Option Exercise | 78,125 | $52.65 | $4,113,280.00 | 32% 247.1K to 325.23K | |
| 17-Sep-20 4:49 PM View: | Broadcom Inc. (AVGO) | 15-Sep-20 | Market Option Sale (Planned) | 78,125 | $368.60 | $28,797,000.00 | (24%) 325.23K to 247.1K | (55%) |
| 10-Sep-20 5:25 PM View: | Broadcom Inc. (AVGO) | 08-Sep-20 | Option Exercise | 57,172 | $38.99 | $2,229,140.00 | 23% 247.1K to 304.27K | |
| 10-Sep-20 5:25 PM View: | Broadcom Inc. (AVGO) | 08-Sep-20 | Market Option Sale (Planned) | 57,172 | $356.20 | $20,364,700.00 | (19%) 304.27K to 247.1K | (61%) |
| 03-Sep-20 5:31 PM View: | Broadcom Inc. (AVGO) | 01-Sep-20 | Option Exercise | 57,172 | $38.99 | $2,229,140.00 | 23% 247.1K to 304.27K | |
| 03-Sep-20 5:31 PM View: | Broadcom Inc. (AVGO) | 01-Sep-20 | Market Option Sale (Planned) | 57,172 | $357.97 | $20,465,900.00 | (19%) 304.27K to 247.1K | (60%) |
| 27-Aug-20 4:27 PM View: | Broadcom Inc. (AVGO) | 25-Aug-20 | Option Exercise | 57,172 | $38.99 | $2,229,140.00 | 23% 247.1K to 304.27K | |
| 27-Aug-20 4:27 PM View: | Broadcom Inc. (AVGO) | 25-Aug-20 | Market Option Sale (Planned) | 57,172 | $335.05 | $19,155,400.00 | (19%) 304.27K to 247.1K | (71%) |
| 20-Aug-20 4:14 PM View: | Broadcom Inc. (AVGO) | 18-Aug-20 | Option Exercise | 57,172 | $38.99 | $2,229,140.00 | 23% 247.1K to 304.27K | |
| 20-Aug-20 4:14 PM View: | Broadcom Inc. (AVGO) | 18-Aug-20 | Market Option Sale (Planned) | 57,172 | $329.41 | $18,833,200.00 | (19%) 304.27K to 247.1K | (74%) |
| 13-Aug-20 5:19 PM View: | Broadcom Inc. (AVGO) | 11-Aug-20 | Option Exercise | 57,172 | $38.99 | $2,229,140.00 | 23% 247.1K to 304.27K | |
| 13-Aug-20 5:19 PM View: | Broadcom Inc. (AVGO) | 11-Aug-20 | Market Option Sale (Planned) | 57,172 | $328.33 | $18,771,200.00 | (19%) 304.27K to 247.1K | (74%) |