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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 24-Feb-21 1:22 PM View:  | Principal Financial Group I... (PFG) | 22-Feb-21 | Market Sale | 3,000 | $59.85 | $179,550.00 | (6%) 53.0K to 50.0K | 2% |
| 10-Feb-21 1:55 PM View: | Principal Financial Group I... (PFG) | 08-Feb-21 | Option Exercise | 7,410 | $44.88 | $332,561.00 | 14% 54.0K to 61.41K | |
| 10-Feb-21 1:55 PM View: | Principal Financial Group I... (PFG) | 08-Feb-21 | Market Option Sale | 7,410 | $53.93 | $399,621.00 | (12%) 61.41K to 54.0K | |
| 10-Feb-21 1:55 PM View: | Principal Financial Group I... (PFG) | 08-Feb-21 | Market Sale | 1,000 | $53.93 | $53,930.00 | (2%) 54.0K to 53.0K | |
| 08-Jan-21 1:31 PM View: | Principal Financial Group I... (PFG) | 06-Jan-21 | Market Sale (Planned) | 1,094 | $50.09 | $54,803.40 | (2%) 55.09K to 54.0K | (3%) |
| 23-Dec-20 3:04 PM View: | Principal Financial Group I... (PFG) | 21-Dec-20 | Grant | 86 | -- | -- | < 1% 55.01K to 55.09K | |
| 03-Dec-20 10:02 AM View: | Principal Financial Group I... (PFG) | 01-Dec-20 | Market Sale (Planned) | 1,000 | $50.00 | $50,000.00 | (2%) 49.5K to 48.5K | 3% |
| 20-Nov-20 12:24 PM View: | Principal Financial Group I... (PFG) | 18-Nov-20 | Market Sale (Planned) | 11,000 | $50.00 | $550,000.00 | (18%) 60.5K to 49.5K | 4% |
| 29-Sep-20 4:38 PM View: | Principal Financial Group I... (PFG) | 25-Sep-20 | Grant | 105 | -- | -- | < 1% 54.9K to 55.01K | |
| 30-Jun-20 7:05 PM View: | Principal Financial Group I... (PFG) | 26-Jun-20 | Grant | 102 | -- | -- | < 1% 54.78K to 54.88K | |
| 31-Mar-20 5:47 PM View: | Principal Financial Group I... (PFG) | 27-Mar-20 | Grant | 120 | -- | -- | < 1% 54.19K to 54.31K | |
| 02-Mar-20 4:15 PM View: | Principal Financial Group I... (PFG) | 27-Feb-20 | Payment of Exercise | 1,526 | $46.81 | $71,432.10 | (3%) 55.7K to 54.17K | 1% |
| 31-Dec-19 4:15 PM View: | Principal Financial Group I... (PFG) | 27-Dec-19 | Grant | 124 | -- | -- | (< 1%) 54.29K to 54.17K | |
| 04-Dec-19 11:57 AM View: | Principal Financial Group I... (PFG) | 02-Dec-19 | Market Sale (Planned) | 1,000 | $54.63 | $54,630.00 | (2%) 55.03K to 54.03K | 16% |
| 04-Nov-19 3:38 PM View: | Principal Financial Group I... (PFG) | 01-Nov-19 | Market Sale (Planned) | 1,000 | $53.94 | $53,940.00 | (2%) 56.03K to 55.03K | 15% |
| 03-Oct-19 3:40 PM View: | Principal Financial Group I... (PFG) | 01-Oct-19 | Market Sale (Planned) | 1,000 | $57.56 | $57,560.00 | (2%) 57.03K to 56.03K | 21% |
| 01-Oct-19 5:01 PM View: | Principal Financial Group I... (PFG) | 27-Sep-19 | Grant | 117 | -- | -- | < 1% 56.92K to 57.03K | |
| 04-Sep-19 3:02 PM View: | Principal Financial Group I... (PFG) | 03-Sep-19 | Market Sale (Planned) | 1,000 | $52.95 | $52,950.00 | (2%) 57.9K to 56.9K | 15% |
| 02-Aug-19 10:32 AM View: | Principal Financial Group I... (PFG) | 01-Aug-19 | Market Sale (Planned) | 1,000 | $57.99 | $57,990.00 | (2%) 58.9K to 57.9K | 22% |
| 02-Jul-19 6:22 PM View: | Principal Financial Group I... (PFG) | 01-Jul-19 | Market Sale (Planned) | 1,000 | $58.54 | $58,540.00 | (2%) 59.9K to 58.9K | 23% |
| 02-Jul-19 6:22 PM View: | Principal Financial Group I... (PFG) | 28-Jun-19 | Grant | 113 | -- | -- | < 1% 59.79K to 59.9K | |
| 03-Jun-19 5:11 PM View: | Principal Financial Group I... (PFG) | 03-Jun-19 | Market Sale (Planned) | 1,000 | $51.50 | $51,500.00 | 2% 58.21K to 59.21K | (12%) |
| 01-May-19 5:19 PM View: | Principal Financial Group I... (PFG) | 01-May-19 | Market Sale (Planned) | 1,000 | $57.25 | $57,250.00 | 2% 59.21K to 60.21K | (20%) |
| 02-Apr-19 5:18 PM View: | Principal Financial Group I... (PFG) | 01-Apr-19 | Market Sale (Planned) | 1,000 | $50.74 | $50,740.00 | 2% 59.34K to 60.34K | (10%) |
| 02-Apr-19 5:18 PM View: | Principal Financial Group I... (PFG) | 29-Mar-19 | Grant | 129 | -- | -- | < 1% 61.21K to 61.34K | |
| 04-Mar-19 12:31 PM View: | Principal Financial Group I... (PFG) | 01-Mar-19 | Market Sale (Planned) | 1,000 | $52.38 | $52,380.00 | 2% 60.2K to 61.2K | (13%) |
| 05-Feb-19 12:05 PM View: | Principal Financial Group I... (PFG) | 01-Feb-19 | Market Sale (Planned) | 1,000 | $50.17 | $50,170.00 | 2% 61.2K to 62.2K | (8%) |
| 22-Jan-19 4:34 PM View: | Principal Financial Group I... (PFG) | 18-Jan-19 | Market Sale (Planned) | 1,000 | $50.00 | $50,000.00 | 2% 62.2K to 63.2K | (8%) |
| 02-Jan-19 5:03 PM View: | Principal Financial Group I... (PFG) | 28-Dec-18 | Grant | 688 | -- | -- | 1% 63.51K to 64.2K | |
| 02-Oct-18 4:28 PM View: | Principal Financial Group I... (PFG) | 28-Sep-18 | Grant | 497 | -- | -- | < 1% 62.99K to 63.48K | |
| 03-Jul-18 4:56 PM View: | Principal Financial Group I... (PFG) | 29-Jun-18 | Grant | 536 | -- | -- | < 1% 62.43K to 62.97K | |
| 02-Apr-18 5:20 PM View: | Principal Financial Group I... (PFG) | 29-Mar-18 | Grant | 426 | -- | -- | < 1% 60.39K to 60.82K | |
| 28-Feb-18 5:13 PM View: | Principal Financial Group I... (PFG) | 26-Feb-18 | Grant | 5,778 | -- | -- | 11% 54.61K to 60.39K | |
| 22-May-12 3:42 PM View: | Principal Financial Group I... (PFG) | 20-May-12 | Payment of Exercise | 605 | $23.47 | $14,199.30 | (2%) 33.71K to 33.11K | (114%) |
| 03-Apr-12 7:51 PM View: | Principal Financial Group I... (PFG) | 30-Mar-12 | Grant | 11 | -- | -- | < 1% 33.7K to 33.71K | |
| 29-Feb-12 6:09 PM View: | Principal Financial Group I... (PFG) | 27-Feb-12 | Payment of Exercise | 3,321 | $27.46 | $91,194.70 | (9%) 36.91K to 33.59K | (84%) |
| 06-Dec-11 7:10 PM View: | Principal Financial Group I... (PFG) | 02-Dec-11 | Grant | 338 | -- | -- | < 1% 36.49K to 36.83K | |
| 07-Dec-10 6:30 PM View: | Principal Financial Group I... (PFG) | 03-Dec-10 | Grant | 214 | -- | -- | < 1% 35.17K to 35.39K | |
| 08-Dec-09 6:14 PM View: | Principal Financial Group I... (PFG) | 04-Dec-09 | Grant | 235 | -- | -- | < 1% 33.66K to 33.9K | |
| 22-May-09 4:13 PM View: | Principal Financial Group I... (PFG) | 20-May-09 | Grant | 1,732 | -- | -- | 6% 30.55K to 32.28K | |
| 26-Feb-09 6:18 PM View: | Principal Financial Group I... (PFG) | 24-Feb-09 | Grant | 9,567 | -- | -- | 46% 20.98K to 30.55K | |
| 10-Feb-09 4:38 PM View: | Principal Financial Group I... (PFG) | 06-Feb-09 | Grant | 12,293 | -- | -- | 96% 12.82K to 25.11K | |
| 10-Feb-09 4:38 PM View: | Principal Financial Group I... (PFG) | 06-Feb-09 | Payment of Exercise | 4,208 | $16.83 | $70,820.60 | (17%) 25.11K to 20.9K | (221%) |
| 03-Mar-08 4:21 PM View: | Principal Financial Group I... (PFG) | 28-Feb-08 | Payment of Exercise | 1,213 | $57.60 | $69,868.80 | (9%) 13.43K to 12.22K | 4% |
| 11-Dec-07 7:41 PM View: | Principal Financial Group I... (PFG) | 07-Dec-07 | Grant | 49 | -- | -- | < 1% 13.38K to 13.43K | |
| 05-Mar-07 4:03 PM View: | Principal Financial Group I... (PFG) | 01-Mar-07 | Payment of Exercise | 1,323 | $62.89 | $83,203.50 | (10%) 13.65K to 12.33K | 11% |
| 19-Dec-06 6:21 PM View: | Principal Financial Group I... (PFG) | 15-Dec-06 | Grant | 96 | -- | -- | < 1% 13.55K to 13.65K | |
| 20-Dec-05 6:29 PM View: | Principal Financial Group I... (PFG) | 16-Dec-05 | Grant | 91 | -- | -- | < 1% 13.35K to 13.45K | |
| 09-Aug-05 4:27 PM View: | Principal Financial Group I... (PFG) | 08-Aug-05 | Option Exercise | 17,130 | $27.57 | $472,274.00 | 135% 12.67K to 29.8K | |
| 09-Aug-05 4:27 PM View: | Principal Financial Group I... (PFG) | 08-Aug-05 | Market Option Sale | 17,130 | $44.51 | $762,371.00 | (57%) 29.8K to 12.67K | (29%) |