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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-Mar-24 4:18 PM View:  | Piper Jaffray Companies (PIPR) | 15-Mar-24 | Grant | 70 | -- | -- | < 1% 12.35K to 12.42K | |
| 07-Mar-24 12:06 PM View: | Deere & Co. (DE) | 06-Mar-24 | Grant | 450 | -- | -- | 4% 12.82K to 13.27K | |
| 11-Dec-23 4:18 PM View: | Piper Jaffray Companies (PIPR) | 08-Dec-23 | Grant | 31 | $164.55 | $5,101.05 | < 1% 12.32K to 12.35K | |
| 11-Sep-23 4:35 PM View: | Piper Jaffray Companies (PIPR) | 08-Sep-23 | Grant | 34 | $146.10 | $4,967.40 | < 1% 12.28K to 12.32K | |
| 12-Jun-23 5:29 PM View: | Piper Jaffray Companies (PIPR) | 09-Jun-23 | Grant | 36 | $137.14 | $4,937.04 | < 1% 12.25K to 12.28K | |
| 18-May-23 3:22 PM View: | Piper Jaffray Companies (PIPR) | 17-May-23 | Grant | 775 | $129.14 | $100,084.00 | 7% 11.47K to 12.25K | |
| 05-May-23 4:21 PM View: | Anywhere Real Estate Inc. (HOUS) | 03-May-23 | Grant | 27,211 | -- | -- | 39% 69.65K to 96.86K | |
| 20-Mar-23 4:07 PM View: | Piper Jaffray Companies (PIPR) | 17-Mar-23 | Grant | 99 | -- | -- | < 1% 11.37K to 11.47K | |
| 02-Mar-23 11:59 AM View: | Deere & Co. (DE) | 01-Mar-23 | Grant | 393 | -- | -- | 3% 12.43K to 12.82K | |
| 12-Dec-22 4:13 PM View: | Piper Jaffray Companies (PIPR) | 09-Dec-22 | Grant | 33 | $136.61 | $4,508.13 | < 1% 11.34K to 11.37K | |
| 12-Sep-22 4:25 PM View: | Piper Jaffray Companies (PIPR) | 09-Sep-22 | Grant | 38 | $115.97 | $4,406.86 | < 1% 11.3K to 11.34K | |
| 13-Jun-22 5:01 PM View: | Piper Jaffray Companies (PIPR) | 10-Jun-22 | Grant | 38 | $116.98 | $4,445.24 | < 1% 11.26K to 11.3K | |
| 09-May-22 4:39 PM View: | Piper Jaffray Companies (PIPR) | 06-May-22 | Grant | 756 | $125.75 | $95,067.00 | 7% 10.51K to 11.26K | |
| 06-May-22 5:27 PM View: | Anywhere Real Estate Inc. (HOUS) | 04-May-22 | Grant | 13,782 | -- | -- | 25% 55.87K to 69.65K | |
| 14-Mar-22 5:56 PM View: | Piper Jaffray Companies (PIPR) | 11-Mar-22 | Grant | 256 | $124.28 | $31,815.70 | 2% 10.25K to 10.51K | |
| 03-Mar-22 11:23 AM View: | Deere & Co. (DE) | 02-Mar-22 | Grant | 425 | -- | -- | 4% 12.0K to 12.43K | |
| 13-Dec-21 4:26 PM View: | Piper Jaffray Companies (PIPR) | 10-Dec-21 | Grant | 131 | $166.16 | $21,767.00 | 1% 10.12K to 10.25K | |
| 18-Nov-21 4:07 PM View: | Tuesday Morning Corp. (TUEM) | 16-Nov-21 | Grant | 50,910 | -- | -- | 25% 205.64K to 256.55K | |
| 10-Sep-21 6:04 PM View: | Piper Jaffray Companies (PIPR) | 10-Sep-21 | Grant | 25 | $135.04 | $3,376.00 | < 1% 10.1K to 10.12K | |
| 14-Jun-21 3:28 PM View: | Piper Jaffray Companies (PIPR) | 11-Jun-21 | Grant | 21 | $130.77 | $2,746.17 | < 1% 10.07K to 10.1K | |
| 24-May-21 4:17 PM View: | Piper Jaffray Companies (PIPR) | 21-May-21 | Grant | 757 | $125.51 | $95,011.10 | 8% 9.32K to 10.07K | |
| 07-May-21 4:54 PM View: | Anywhere Real Estate Inc. (HOUS) | 05-May-21 | Grant | 9,175 | -- | -- | 20% 46.68K to 55.86K | |
| 15-Mar-21 4:11 PM View: | Piper Jaffray Companies (PIPR) | 12-Mar-21 | Grant | 95 | $123.00 | $11,685.00 | 1% 9.22K to 9.32K | |
| 04-Mar-21 11:35 AM View: | Deere & Co. (DE) | 03-Mar-21 | Grant | 460 | -- | -- | 4% 11.54K to 12.0K | |
| 11-Feb-21 4:10 PM View: | Tuesday Morning Corp. (TUEM) | 09-Feb-21 | Exercise (in-the money or at-the-money) | 21,811 | $1.10 | $23,992.10 | 12% 183.82K to 205.64K | |
| 25-Jan-21 4:08 PM View: | Tuesday Morning Corp. (TUEM) | 21-Jan-21 | Grant | 91,000 | -- | -- | 98% 92.83K to 183.82K | |
| 14-Dec-20 2:52 PM View: | Piper Jaffray Companies (PIPR) | 11-Dec-20 | Grant | 19 | $102.91 | $1,955.29 | < 1% 9.2K to 9.22K | |
| 14-Sep-20 3:50 PM View: | Piper Jaffray Companies (PIPR) | 11-Sep-20 | Grant | 23 | $67.53 | $1,553.19 | < 1% 9.18K to 9.2K | |
| 15-Jun-20 3:12 PM View: | Piper Jaffray Companies (PIPR) | 12-Jun-20 | Grant | 17 | $63.86 | $1,085.62 | < 1% 9.16K to 9.18K | |
| 18-May-20 4:30 PM View: | Piper Jaffray Companies (PIPR) | 18-May-20 | Grant | 1,725 | $52.18 | $90,010.50 | 23% 7.44K to 9.16K | |
| 08-May-20 4:53 PM View: | Anywhere Real Estate Inc. (HOUS) | 06-May-20 | Grant | 14,433 | -- | -- | 45% 32.25K to 46.68K | |
| 17-Mar-20 4:32 PM View: | Piper Jaffray Companies (PIPR) | 13-Mar-20 | Grant | 115 | $49.47 | $5,689.05 | 2% 7.32K to 7.44K | |
| 05-Mar-20 4:14 PM View: | Deere & Co. (DE) | 04-Mar-20 | Grant | 987 | -- | -- | 9% 10.56K to 11.54K | |
| 16-Dec-19 4:29 PM View: | Piper Jaffray Companies (PIPR) | 13-Dec-19 | Grant | 23 | $81.62 | $1,877.26 | < 1% 7.3K to 7.32K | (10%) |
| 22-Nov-19 12:35 PM View: | Tuesday Morning Corp. (TUEM) | 20-Nov-19 | Grant | 32,912 | -- | -- | 55% 59.91K to 92.83K | |
| 17-Sep-19 8:21 AM View: | Piper Jaffray Companies (PIPR) | 13-Sep-19 | Grant | 24 | -- | -- | < 1% 7.28K to 7.3K | |
| 06-Sep-19 4:51 PM View: | Anywhere Real Estate Inc. (HOUS) | 04-Sep-19 | Grant | 551 | -- | -- | 2% 31.7K to 32.25K | |
| 17-Jun-19 3:42 PM View: | Piper Jaffray Companies (PIPR) | 14-Jun-19 | Grant | 26 | $73.43 | $1,909.18 | < 1% 7.25K to 7.28K | < 1% |
| 31-May-19 5:07 PM View: | Anywhere Real Estate Inc. (HOUS) | 29-May-19 | Grant | 328 | -- | -- | 1% 31.37K to 31.7K | |
| 20-May-19 4:24 PM View: | Piper Jaffray Companies (PIPR) | 20-May-19 | Grant | 1,149 | $78.36 | $90,035.60 | 19% 6.1K to 7.25K | (< 1%) |
| 02-May-19 4:54 PM View: | Anywhere Real Estate Inc. (HOUS) | 01-May-19 | Grant | 10,679 | -- | -- | 52% 20.69K to 31.37K | |
| 27-Mar-19 5:32 PM View: | Anywhere Real Estate Inc. (HOUS) | 25-Mar-19 | Grant | 124 | -- | -- | < 1% 20.57K to 20.69K | |
| 19-Mar-19 3:21 PM View: | Piper Jaffray Companies (PIPR) | 15-Mar-19 | Grant | 93 | $72.63 | $6,754.59 | 2% 6.01K to 6.1K | 3% |
| 07-Mar-19 12:57 PM View: | Deere & Co. (DE) | 06-Mar-19 | Grant | 1,002 | -- | -- | 10% 9.55K to 10.56K | |
| 18-Dec-18 5:02 PM View: | Piper Jaffray Companies (PIPR) | 14-Dec-18 | Grant | 28 | $66.64 | $1,865.92 | < 1% 5.98K to 6.01K | 12% |
| 03-Dec-18 1:17 PM View: | Tuesday Morning Corp. (TUEM) | 29-Nov-18 | Grant | 13,084 | -- | -- | 28% 46.83K to 59.91K | |
| 03-Dec-18 5:13 PM View: | Anywhere Real Estate Inc. (HOUS) | 29-Nov-18 | Grant | 75 | -- | -- | < 1% 20.49K to 20.57K | |
| 18-Sep-18 4:04 PM View: | Piper Jaffray Companies (PIPR) | 14-Sep-18 | Grant | 24 | $77.00 | $1,848.00 | < 1% 5.96K to 5.98K | (4%) |
| 04-Sep-18 5:07 PM View: | Anywhere Real Estate Inc. (HOUS) | 30-Aug-18 | Grant | 68 | -- | -- | < 1% 20.43K to 20.49K | |
| 18-Jun-18 4:08 PM View: | Piper Jaffray Companies (PIPR) | 15-Jun-18 | Grant | 23 | $80.10 | $1,842.30 | < 1% 5.93K to 5.96K | (8%) |