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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-Feb-21 5:18 PM View:  | National Holdings Corp. (NHLD) | 25-Feb-21 | Disposition (change in control) | 407,010 | $3.25 | $1,322,780.00 | (100%) 407.01K to 0 | (< 1%) |
| 14-Feb-20 7:19 PM View: | National Holdings Corp. (NHLD) | 13-Feb-20 | Option Exercise | 5,160 | -- | -- | 1% 401.85K to 407.01K | |
| 14-Feb-20 7:19 PM View: | National Holdings Corp. (NHLD) | 12-Feb-20 | Option Exercise | 28,496 | -- | -- | 8% 373.35K to 401.85K | |
| 06-Mar-19 7:47 PM View: | National Holdings Corp. (NHLD) | 12-Feb-19 | Option Exercise | 28,495 | -- | -- | 8% 344.86K to 373.35K | |
| 05-Dec-16 4:46 PM View: | Document Security Systems I... (DSS) | 01-Dec-16 | Market Purchase | 1,653 | $0.70 | $1,153.79 | < 1% 346.28K to 347.93K | (4%) |
| 30-Nov-16 4:23 PM View: | Document Security Systems I... (DSS) | 28-Nov-16 | Market Purchase | 2,347 | $0.71 | $1,676.93 | < 1% 343.93K to 346.28K | (7%) |
| 04-Oct-16 4:25 PM View: | Document Security Systems I... (DSS) | 29-Sep-16 | Market Purchase | 1,874 | $0.63 | $1,180.62 | < 1% 342.06K to 343.93K | 6% |
| 29-Sep-16 5:00 PM View: | Document Security Systems I... (DSS) | 27-Sep-16 | Market Purchase | 101 | $0.61 | $61.61 | < 1% 341.96K to 342.06K | 9% |
| 27-Sep-16 5:54 PM View: | Document Security Systems I... (DSS) | 26-Sep-16 | Market Purchase | 1,025 | $0.61 | $625.25 | < 1% 340.93K to 341.96K | 9% |
| 27-Sep-16 5:54 PM View: | Document Security Systems I... (DSS) | 23-Sep-16 | Market Purchase | 7,100 | $0.61 | $4,331.00 | 2% 333.83K to 340.93K | 9% |
| 13-Sep-16 4:33 PM View: | National Holdings Corp. (NHLD) | 12-Sep-16 | Disposition (change in control) | 5,000 | $3.25 | $16,250.00 | (< 1%) 896.92K to 891.92K | 9% |
| 13-Sep-16 4:33 PM View: | National Holdings Corp. (NHLD) | 12-Sep-16 | Disposition (change in control) | 545,061 | $3.25 | $1,771,450.00 | (61%) 891.92K to 346.86K | 9% |
| 13-Oct-15 4:15 PM View: | National Holdings Corp. (NHLD) | 12-Oct-15 | Market Purchase | 1,000 | $2.42 | $2,420.00 | < 1% 895.9K to 896.9K | 23% |
| 13-Oct-15 4:15 PM View: | National Holdings Corp. (NHLD) | 09-Oct-15 | Market Purchase | 1,000 | $2.41 | $2,410.00 | < 1% 894.9K to 895.9K | 23% |
| 17-Sep-15 4:01 PM View: | Document Security Systems I... (DSS) | 15-Sep-15 | Market Purchase | 454,545 | $0.22 | $99,999.90 | 52% 880.77K to 1.34M | (35%) |
| 06-Mar-15 4:17 PM View: | National Holdings Corp. (NHLD) | 04-Mar-15 | Market Purchase | 1,000 | $4.50 | $4,500.00 | < 1% 8.86M to 8.86M | (34%) |
| 04-Mar-15 4:15 PM View: | National Holdings Corp. (NHLD) | 03-Mar-15 | Market Purchase | 1,000 | $4.60 | $4,600.00 | < 1% 8.86M to 8.86M | (32%) |
| 26-Feb-15 4:19 PM View: | National Holdings Corp. (NHLD) | 25-Feb-15 | Market Purchase | 1,000 | $4.50 | $4,500.00 | < 1% 8.86M to 8.86M | (34%) |
| 25-Feb-15 4:15 PM View: | National Holdings Corp. (NHLD) | 24-Feb-15 | Market Purchase | 2,000 | $4.40 | $8,800.00 | < 1% 8.85M to 8.86M | (29%) |
| 24-Feb-15 4:15 PM View: | National Holdings Corp. (NHLD) | 23-Feb-15 | Market Purchase | 5,000 | $4.31 | $21,538.00 | < 1% 8.85M to 8.85M | (31%) |
| 17-Mar-14 4:10 PM View: | Document Security Systems I... (DSS) | 13-Mar-14 | Grant | 61,286 | -- | -- | 7% 819.49K to 880.78K | |
| 17-Sep-13 4:03 PM View: | Document Security Systems I... (DSS) | 13-Sep-13 | Market Purchase | 5,000 | $1.29 | $6,450.00 | < 1% 814.5K to 819.5K | (88%) |
| 13-Sep-13 4:17 PM View: | Document Security Systems I... (DSS) | 12-Sep-13 | Market Purchase | 3,000 | $1.28 | $3,840.00 | < 1% 811.5K to 814.5K | (88%) |
| 13-Sep-13 4:17 PM View: | Document Security Systems I... (DSS) | 11-Sep-13 | Market Purchase | 2,000 | $1.13 | $2,260.00 | < 1% 809.5K to 811.5K | (87%) |
| 29-Jan-13 7:04 PM View: | National Holdings Corp. (NHLD) | 25-Jan-13 | Conversion | 16,697,100 | $0.30 | $5,000,000.00 | (167%) (-10.0M) to 6.7M | (8%) |
| 29-Jan-13 7:04 PM View: | National Holdings Corp. (NHLD) | 25-Jan-13 | Market Purchase | 166,667 | $0.30 | $50,000.00 | 2% 6.7M to 6.86M | (8%) |
| 12-Aug-11 2:58 PM View: | Document Security Systems I... (DSS) | 10-Aug-11 | Market Purchase | 6,000 | $2.18 | $13,080.00 | < 1% 803.5K to 809.5K | (95%) |
| 24-Nov-08 11:23 AM View: | Document Security Systems I... (DSS) | 21-Nov-08 | Market Purchase | 3,000 | $1.50 | $4,497.00 | < 1% 1.02M to 1.02M | (93%) |
| 19-Nov-08 2:15 PM View: | Document Security Systems I... (DSS) | 18-Nov-08 | Market Purchase | 3,000 | $1.52 | $4,557.00 | < 1% 1.01M to 1.02M | (93%) |
| 18-Nov-08 2:48 PM View: | Document Security Systems I... (DSS) | 17-Nov-08 | Market Purchase | 3,000 | $1.52 | $4,551.00 | < 1% 1.01M to 1.01M | (93%) |
| 17-Nov-08 11:58 AM View: | Document Security Systems I... (DSS) | 14-Nov-08 | Grant | 3,300 | $1.48 | $4,870.80 | < 1% 1.01M to 1.01M | (93%) |
| 14-Nov-08 3:21 PM View: | Document Security Systems I... (DSS) | 13-Nov-08 | Grant | 2,700 | $1.50 | $4,041.90 | < 1% 1.0M to 1.01M | (93%) |
| 14-Nov-08 3:21 PM View: | Document Security Systems I... (DSS) | 12-Nov-08 | Grant | 4,000 | $1.55 | $6,212.00 | < 1% 1000.0K to 1.0M | (93%) |
| 03-Jan-07 1:44 PM View: | Cash Technologies, Inc. (TQ) | 28-Dec-06 | Market Purchase | 100,000 | $1.00 | $100,000.00 | 100% 0 to 100.0K | (94%) |
| 16-Nov-06 11:12 AM View: | Rent Way Inc (RWY) | 15-Nov-06 | Disposition | 266,220 | $10.65 | $2,835,240.00 | (90%) 294.22K to 28.0K | |
| 16-Nov-06 11:12 AM View: | Rent Way Inc (RWY) | 15-Nov-06 | Disposition | 28,000 | $10.65 | $298,200.00 | (100%) 28.0K to 0 | |
| 18-Sep-06 4:46 PM View: | Rent Way Inc (RWY) | 14-Sep-06 | Payment of Exercise | 4,280 | $10.45 | $44,726.00 | (1%) 298.5K to 294.22K | |
| 18-Sep-06 4:46 PM View: | Rent Way Inc (RWY) | 14-Sep-06 | Option Exercise | 8,000 | $5.59 | $44,720.00 | 3% 290.5K to 298.5K | < 1% |