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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 20-Feb-24 9:56 PM View:  | Harmonic Inc. (HLIT) | 15-Feb-24 | Payment of Exercise | 201,956 | $13.67 | $2,760,740.00 | (21%) 982.35K to 780.39K | |
| 20-Feb-24 9:56 PM View: | Harmonic Inc. (HLIT) | 15-Feb-24 | Option Exercise | 378,136 | -- | -- | 63% 604.21K to 982.35K | |
| 17-Nov-23 6:00 PM View: | Harmonic Inc. (HLIT) | 15-Nov-23 | Payment of Exercise | 15,920 | -- | -- | (2%) 655.66K to 639.75K | |
| 17-Nov-23 6:00 PM View: | Harmonic Inc. (HLIT) | 15-Nov-23 | Option Exercise | 30,238 | -- | -- | 5% 625.43K to 655.66K | |
| 17-Aug-23 9:40 PM View: | Harmonic Inc. (HLIT) | 15-Aug-23 | Payment of Exercise | 15,920 | -- | -- | (2%) 641.75K to 625.84K | |
| 17-Aug-23 9:40 PM View: | Harmonic Inc. (HLIT) | 15-Aug-23 | Option Exercise | 30,239 | -- | -- | 5% 611.52K to 641.75K | |
| 17-May-23 4:13 PM View: | Harmonic Inc. (HLIT) | 15-May-23 | Payment of Exercise | 15,920 | $16.49 | $262,521.00 | (3%) 627.88K to 611.97K | |
| 17-May-23 4:13 PM View: | Harmonic Inc. (HLIT) | 15-May-23 | Option Exercise | 30,238 | -- | -- | 5% 597.65K to 627.88K | |
| 28-Feb-23 11:15 AM View: | Harmonic Inc. (HLIT) | 24-Feb-23 | Disposition (other) | 74,452 | $13.18 | $981,277.00 | (11%) 654.25K to 579.8K | |
| 21-Feb-23 4:52 PM View: | Harmonic Inc. (HLIT) | 17-Feb-23 | Payment of Exercise | 144,389 | $13.57 | $1,959,360.00 | (18%) 798.64K to 654.25K | |
| 21-Feb-23 4:52 PM View: | Harmonic Inc. (HLIT) | 17-Feb-23 | Option Exercise | 274,245 | -- | -- | 52% 524.4K to 798.64K | |
| 17-Feb-23 5:21 PM View: | Harmonic Inc. (HLIT) | 15-Feb-23 | Payment of Exercise | 45,769 | $14.03 | $642,139.00 | (8%) 570.17K to 524.4K | |
| 17-Feb-23 5:21 PM View: | Harmonic Inc. (HLIT) | 15-Feb-23 | Option Exercise | 86,526 | -- | -- | 18% 483.64K to 570.17K | |
| 15-Dec-22 3:18 PM View: | Harmonic Inc. (HLIT) | 14-Dec-22 | Option Exercise | 24,041 | $3.14 | $75,488.70 | 5% 474.78K to 498.82K | |
| 15-Dec-22 3:18 PM View: | Harmonic Inc. (HLIT) | 14-Dec-22 | Option Sale | 15,179 | $14.19 | $215,388.00 | (3%) 498.82K to 483.64K | |
| 15-Dec-22 3:18 PM View: | Harmonic Inc. (HLIT) | 13-Dec-22 | Option Exercise | 109,292 | $3.14 | $343,177.00 | 25% 434.58K to 543.87K | |
| 15-Dec-22 3:18 PM View: | Harmonic Inc. (HLIT) | 13-Dec-22 | Option Sale | 69,090 | $13.35 | $922,075.00 | (13%) 543.87K to 474.78K | |
| 17-Nov-22 2:59 PM View: | Harmonic Inc. (HLIT) | 16-Nov-22 | Planned Option Sale | 6,040 | $13.41 | $81,008.50 | (1%) 440.62K to 434.58K | |
| 17-Nov-22 2:59 PM View: | Harmonic Inc. (HLIT) | 15-Nov-22 | Payment of Exercise | 16,737 | $13.66 | $228,627.00 | (4%) 459.96K to 443.23K | |
| 17-Nov-22 2:59 PM View: | Harmonic Inc. (HLIT) | 15-Nov-22 | Option Exercise | 31,791 | -- | -- | 7% 428.17K to 459.96K | |
| 20-Sep-22 4:43 PM View: | Harmonic Inc. (HLIT) | 16-Sep-22 | Private Sale (Planned) | 150,000 | $12.00 | $1,800,000.00 | (26%) 578.17K to 428.17K | |
| 17-Aug-22 5:18 PM View: | Harmonic Inc. (HLIT) | 16-Aug-22 | Planned Option Sale | 6,040 | $11.39 | $68,799.80 | (1%) 584.21K to 578.17K | |
| 17-Aug-22 5:18 PM View: | Harmonic Inc. (HLIT) | 15-Aug-22 | Payment of Exercise | 16,737 | $11.46 | $191,806.00 | (3%) 603.56K to 586.82K | |
| 17-Aug-22 5:18 PM View: | Harmonic Inc. (HLIT) | 15-Aug-22 | Option Exercise | 31,791 | -- | -- | 6% 571.77K to 603.56K | |
| 05-Aug-22 4:38 PM View: | Harmonic Inc. (HLIT) | 03-Aug-22 | Market Sale (Planned) | 50,000 | $10.88 | $544,170.00 | (8%) 621.77K to 571.77K | (4%) |
| 17-May-22 5:19 PM View: | Harmonic Inc. (HLIT) | 15-May-22 | Payment of Exercise | 16,736 | $8.88 | $148,616.00 | (3%) 644.54K to 627.81K | |
| 17-May-22 5:19 PM View: | Harmonic Inc. (HLIT) | 15-May-22 | Option Exercise | 31,789 | -- | -- | 5% 612.75K to 644.54K | |
| 17-Feb-22 9:48 PM View: | Harmonic Inc. (HLIT) | 15-Feb-22 | Payment of Exercise | 209,975 | $9.43 | $1,980,060.00 | (15%) 1.44M to 1.23M | |
| 17-Feb-22 9:48 PM View: | Harmonic Inc. (HLIT) | 15-Feb-22 | Option Exercise | 398,123 | -- | -- | 38% 1.04M to 1.44M | |
| 17-Nov-21 4:21 PM View: | Harmonic Inc. (HLIT) | 15-Nov-21 | Payment of Exercise | 16,795 | $10.77 | $180,882.00 | (2%) 1.05M to 1.04M | |
| 17-Nov-21 4:21 PM View: | Harmonic Inc. (HLIT) | 15-Nov-21 | Option Exercise | 31,902 | -- | -- | 3% 1.02M to 1.05M | |
| 16-Sep-21 5:25 PM View: | Harmonic Inc. (HLIT) | 15-Sep-21 | Option Exercise | 96,664 | $7.58 | $732,713.00 | 9% 1.02M to 1.12M | |
| 16-Sep-21 5:25 PM View: | Harmonic Inc. (HLIT) | 15-Sep-21 | Market Option Sale | 96,664 | $8.85 | $855,583.00 | (9%) 1.12M to 1.02M | |
| 16-Sep-21 5:25 PM View: | Harmonic Inc. (HLIT) | 14-Sep-21 | Option Exercise | 170,003 | $7.58 | $1,288,620.00 | 17% 1.02M to 1.19M | |
| 16-Sep-21 5:25 PM View: | Harmonic Inc. (HLIT) | 14-Sep-21 | Market Option Sale | 170,003 | $8.95 | $1,521,950.00 | (14%) 1.19M to 1.02M | |
| 13-Sep-21 5:36 PM View: | Harmonic Inc. (HLIT) | 09-Sep-21 | Market Sale | 100,000 | $8.96 | $896,000.00 | (9%) 1.12M to 1.02M | < 1% |
| 17-Aug-21 5:05 PM View: | Harmonic Inc. (HLIT) | 15-Aug-21 | Payment of Exercise | 16,796 | $9.66 | $162,249.00 | (1%) 1.14M to 1.12M | |
| 17-Aug-21 5:05 PM View: | Harmonic Inc. (HLIT) | 15-Aug-21 | Option Exercise | 31,903 | -- | -- | 3% 1.11M to 1.14M | |
| 18-May-21 4:18 PM View: | Harmonic Inc. (HLIT) | 15-May-21 | Payment of Exercise | 16,795 | $6.98 | $117,229.00 | (1%) 1.12M to 1.11M | |
| 18-May-21 4:18 PM View: | Harmonic Inc. (HLIT) | 15-May-21 | Option Exercise | 31,901 | -- | -- | 3% 1.09M to 1.12M | |
| 26-Feb-21 4:28 PM View: | Harmonic Inc. (HLIT) | 24-Feb-21 | Option Exercise | 116,326 | $6.49 | $754,956.00 | 11% 1.08M to 1.2M | |
| 26-Feb-21 4:28 PM View: | Harmonic Inc. (HLIT) | 24-Feb-21 | Market Option Sale | 106,502 | $8.14 | $867,352.00 | (9%) 1.2M to 1.09M | |
| 23-Feb-21 5:22 PM View: | Harmonic Inc. (HLIT) | 19-Feb-21 | Option Exercise | 105,702 | $6.49 | $686,006.00 | 10% 1.07M to 1.18M | |
| 23-Feb-21 5:22 PM View: | Harmonic Inc. (HLIT) | 19-Feb-21 | Market Option Sale | 97,526 | $7.93 | $772,991.00 | (8%) 1.18M to 1.08M | |
| 16-Feb-21 6:34 PM View: | Harmonic Inc. (HLIT) | 15-Feb-21 | Payment of Exercise | 49,610 | $7.61 | $377,284.00 | (4%) 1.12M to 1.07M | |
| 16-Feb-21 6:34 PM View: | Harmonic Inc. (HLIT) | 15-Feb-21 | Option Exercise | 94,278 | -- | -- | 9% 1.03M to 1.12M | |
| 16-Feb-21 6:34 PM View: | Harmonic Inc. (HLIT) | 12-Feb-21 | Option Exercise | 13,527 | $6.49 | $87,790.20 | 1% 1.03M to 1.04M | |
| 16-Feb-21 6:34 PM View: | Harmonic Inc. (HLIT) | 12-Feb-21 | Market Option Sale | 12,587 | $7.70 | $96,919.90 | (1%) 1.04M to 1.03M | |
| 16-Feb-21 6:34 PM View: | Harmonic Inc. (HLIT) | 11-Feb-21 | Option Exercise | 89,445 | $6.49 | $580,498.00 | 9% 1.02M to 1.11M | |
| 16-Feb-21 6:34 PM View: | Harmonic Inc. (HLIT) | 11-Feb-21 | Market Option Sale | 83,167 | $7.81 | $649,809.00 | (7%) 1.11M to 1.03M |