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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 20-Jul-23 4:34 PM View:  | Aqua Metals, Inc. (AQMS) | 19-Jul-23 | Market Purchase | 90,500 | $1.10 | $99,550.00 | 41% 218.55K to 309.05K | (< 1%) |
| 22-May-23 3:18 PM View: | Data I/O Corp. (DAIO) | 18-May-23 | Grant | 10,400 | $4.45 | $46,280.00 | 78% 13.31K to 23.71K | |
| 11-May-23 4:02 PM View: | Aqua Metals, Inc. (AQMS) | 09-May-23 | Grant | 45,455 | $1.10 | $50,000.50 | 26% 173.09K to 218.55K | (< 1%) |
| 16-Dec-22 4:30 PM View: | Aqua Metals, Inc. (AQMS) | 14-Dec-22 | Private Purchase | 100,000 | $0.64 | $64,000.00 | 137% 73.09K to 173.09K | |
| 20-May-22 5:57 PM View: | Data I/O Corp. (DAIO) | 19-May-22 | Grant | 10,800 | $3.09 | $33,372.00 | 429% 2.52K to 13.31K | |
| 04-May-22 4:03 PM View: | Aqua Metals, Inc. (AQMS) | 02-May-22 | Grant | 52,084 | $0.96 | $50,000.60 | 248% 21.01K to 73.09K | |
| 25-Feb-22 12:06 PM View: | Data I/O Corp. (DAIO) | 23-Feb-22 | Grant | 2,515 | $4.68 | $11,782.80 | 100% 0 to 2.52K | 4% |
| 06-Apr-21 5:00 PM View: | SMTC Corp. (SMTX) | 05-Apr-21 | Disposition | 461,228 | $6.04 | $2,787,660.00 | (100%) 461.23K to 0 | |
| 05-Jan-21 5:37 PM View: | SMTC Corp. (SMTX) | 31-Dec-20 | Payment of Exercise | 81,929 | $4.96 | $406,368.00 | (15%) 543.16K to 461.23K | |
| 05-Jan-21 5:37 PM View: | SMTC Corp. (SMTX) | 31-Dec-20 | Option Exercise | 181,500 | $1.23 | $223,245.00 | 50% 361.66K to 543.16K | |
| 18-Nov-19 3:33 PM View: | SMTC Corp. (SMTX) | 15-Nov-19 | Purchase | 5,000 | $2.70 | $13,498.00 | 1% 356.66K to 361.66K | |
| 18-Nov-19 3:33 PM View: | SMTC Corp. (SMTX) | 14-Nov-19 | Private Purchase | 14,515 | $2.67 | $38,805.20 | 4% 342.14K to 356.66K | |
| 15-Aug-19 4:44 PM View: | SMTC Corp. (SMTX) | 14-Aug-19 | Purchase | 10,000 | $3.37 | $33,747.00 | (3%) 352.14K to 342.14K | |
| 15-Aug-19 4:44 PM View: | SMTC Corp. (SMTX) | 13-Aug-19 | Grant | 25,000 | -- | -- | 8% 323.9K to 348.9K | |
| 15-Aug-19 4:44 PM View: | SMTC Corp. (SMTX) | 13-Aug-19 | Payment of Exercise | 6,763 | $3.49 | $23,602.90 | (2%) 348.9K to 342.14K | |
| 15-Aug-19 4:44 PM View: | SMTC Corp. (SMTX) | 13-Aug-19 | Purchase | 10,000 | $3.37 | $33,721.00 | (3%) 342.14K to 332.14K | |
| 24-Jun-19 5:01 PM View: | SMTC Corp. (SMTX) | 20-Jun-19 | Exercise (in-the money or at-the-money) | 34,477 | $3.14 | $108,258.00 | 13% 269.43K to 303.9K | 5% |
| 14-Nov-18 1:47 PM View: | SMTC Corp. (SMTX) | 13-Nov-18 | Market Purchase | 10,000 | $4.05 | $40,500.00 | 4% 259.43K to 269.43K | 10% |
| 31-Aug-18 12:20 PM View: | SMTC Corp. (SMTX) | 28-Aug-18 | Option Exercise | 95,728 | $2.25 | $215,388.00 | 58% 163.7K to 259.43K | |
| 21-Feb-18 10:38 AM View: | SMTC Corp. (SMTX) | 20-Feb-18 | Option Exercise | 68,000 | -- | -- | 71% 95.7K to 163.7K | |
| 08-Dec-17 7:30 PM View: | SMTC Corp. (SMTX) | 06-Dec-17 | Market Purchase | 9,000 | $1.67 | $15,026.40 | 10% 86.7K to 95.7K | 167% |
| 08-Nov-17 12:32 PM View: | SMTC Corp. (SMTX) | 07-Nov-17 | Market Purchase | 25,000 | $1.64 | $41,097.50 | 41% 61.7K to 86.7K | 171% |
| 09-Aug-17 6:19 PM View: | SMTC Corp. (SMTX) | 09-Aug-17 | Market Purchase | 13,300 | $1.30 | $17,243.40 | 22% 61.7K to 75.0K | 244% |
| 09-Aug-17 6:19 PM View: | SMTC Corp. (SMTX) | 08-Aug-17 | Market Purchase | 11,700 | $1.26 | $14,713.90 | 23% 50.0K to 61.7K | 255% |
| 15-Jun-17 4:52 PM View: | SMTC Corp. (SMTX) | 14-Jun-17 | Market Purchase | 12,295 | $1.31 | $16,154.40 | 33% 37.7K to 50.0K | 238% |
| 08-Jun-17 3:58 PM View: | SMTC Corp. (SMTX) | 07-Jun-17 | Market Purchase | 1,500 | $1.27 | $1,897.95 | 4% 36.2K to 37.7K | 251% |
| 02-Jun-17 4:37 PM View: | SMTC Corp. (SMTX) | 31-May-17 | Market Purchase | 6,317 | $1.25 | $7,894.99 | 22% 29.29K to 35.6K | 256% |
| 30-May-17 9:29 PM View: | SMTC Corp. (SMTX) | 30-May-17 | Market Purchase | 2,800 | $1.25 | $3,491.88 | 11% 26.49K to 29.29K | 256% |
| 30-May-17 9:29 PM View: | SMTC Corp. (SMTX) | 26-May-17 | Market Purchase | 1,988 | $1.25 | $2,485.00 | 8% 24.5K to 26.49K | 256% |
| 26-May-17 2:54 PM View: | SMTC Corp. (SMTX) | 25-May-17 | Market Purchase | 10,300 | $1.24 | $12,747.30 | 73% 14.2K to 24.5K | 259% |
| 26-May-17 2:54 PM View: | SMTC Corp. (SMTX) | 24-May-17 | Market Purchase | 14,200 | $1.22 | $17,382.20 | 100% 0 to 14.2K | 263% |
| 02-Feb-05 6:48 PM View: | Smtek International Inc (SMTIE.PK) | 31-Jan-05 | Disposition | 47,750 | -- | -- | (100%) 47.75K to 0 | |
| 16-Dec-04 6:15 PM View: | Smtek International Inc (SMTIE.PK) | 14-Dec-04 | Option Exercise | 36,250 | $1.94 | $70,450.00 | 315% 11.5K to 47.75K |