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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-Apr-24 2:23 PM View:  | Broadridge Financial Soluti... (BR) | 05-Apr-24 | Grant | 110 | -- | -- | < 1% 73.39K to 73.5K | |
| 09-Jan-24 12:27 PM View: | Broadridge Financial Soluti... (BR) | 05-Jan-24 | Grant | 113 | -- | -- | < 1% 73.28K to 73.39K | |
| 13-Nov-23 3:20 PM View: | Broadridge Financial Soluti... (BR) | 09-Nov-23 | Grant | 729 | -- | -- | 1% 72.55K to 73.28K | |
| 10-Oct-23 9:05 AM View: | Broadridge Financial Soluti... (BR) | 05-Oct-23 | Grant | 120 | -- | -- | < 1% 72.43K to 72.55K | |
| 15-Aug-23 3:52 PM View: | Broadridge Financial Soluti... (BR) | 11-Aug-23 | Private Sale | 2,000 | $181.20 | $362,407.00 | (3%) 74.43K to 72.43K | |
| 10-Jul-23 12:17 PM View: | Broadridge Financial Soluti... (BR) | 06-Jul-23 | Grant | 118 | -- | -- | < 1% 74.31K to 74.43K | |
| 05-Jun-23 1:21 PM View: | Broadridge Financial Soluti... (BR) | 02-Jun-23 | Option Exercise | 14,396 | $36.35 | $523,295.00 | 24% 59.92K to 74.31K | |
| 01-Jun-23 5:10 PM View: | Broadridge Financial Soluti... (BR) | 01-Jun-23 | Option Exercise | 1,866 | $36.35 | $67,829.10 | 3% 64.95K to 66.82K | |
| 01-Jun-23 5:10 PM View: | Broadridge Financial Soluti... (BR) | 01-Jun-23 | Option Sale | 1,866 | $148.98 | $277,994.00 | (3%) 66.82K to 64.95K | |
| 01-Jun-23 5:10 PM View: | Broadridge Financial Soluti... (BR) | 01-Jun-23 | Sale | 5,034 | $148.98 | $749,958.00 | (8%) 64.95K to 59.92K | |
| 05-Apr-23 3:02 PM View: | Broadridge Financial Soluti... (BR) | 05-Apr-23 | Grant | 137 | -- | -- | < 1% 64.81K to 64.95K | |
| 09-Jan-23 12:13 PM View: | Broadridge Financial Soluti... (BR) | 05-Jan-23 | Grant | 136 | -- | -- | < 1% 64.68K to 64.81K | |
| 14-Nov-22 12:55 PM View: | Broadridge Financial Soluti... (BR) | 09-Nov-22 | Grant | 827 | -- | -- | 1% 63.85K to 64.68K | |
| 07-Oct-22 12:39 PM View: | Broadridge Financial Soluti... (BR) | 05-Oct-22 | Grant | 113 | -- | -- | < 1% 63.74K to 63.85K | |
| 07-Jul-22 4:35 PM View: | Broadridge Financial Soluti... (BR) | 06-Jul-22 | Grant | 109 | -- | -- | < 1% 63.63K to 63.74K | |
| 06-Jul-22 7:15 PM View: | Cdk Global, Inc. (CDK) | 06-Jul-22 | Disposition | 61,762 | -- | -- | (100%) 61.76K to 0 | |
| 07-Apr-22 2:11 PM View: | Broadridge Financial Soluti... (BR) | 05-Apr-22 | Grant | 101 | -- | -- | < 1% 63.53K to 63.63K | |
| 15-Feb-22 3:59 PM View: | Broadridge Financial Soluti... (BR) | 15-Feb-22 | Payment of Exercise | 13,865 | $147.06 | $2,039,040.00 | (18%) 77.39K to 63.53K | |
| 15-Feb-22 3:59 PM View: | Broadridge Financial Soluti... (BR) | 15-Feb-22 | Option Exercise | 18,899 | $22.67 | $428,440.00 | 32% 58.49K to 77.39K | |
| 07-Jan-22 12:25 PM View: | Broadridge Financial Soluti... (BR) | 05-Jan-22 | Grant | 91 | -- | -- | < 1% 58.4K to 58.49K | |
| 22-Nov-21 12:05 PM View: | Broadridge Financial Soluti... (BR) | 18-Nov-21 | Grant | 649 | -- | -- | 1% 57.75K to 58.4K | |
| 18-Nov-21 2:22 PM View: | Broadridge Financial Soluti... (BR) | 18-Nov-21 | Option Exercise | 17,113 | $21.29 | $364,336.00 | 42% 40.64K to 57.75K | |
| 16-Nov-21 6:30 PM View: | Cdk Global, Inc. (CDK) | 15-Nov-21 | Grant | 6,546 | -- | -- | 12% 55.22K to 61.76K | |
| 06-Oct-21 2:56 PM View: | Broadridge Financial Soluti... (BR) | 05-Oct-21 | Grant | 95 | -- | -- | < 1% 40.55K to 40.64K | |
| 06-Jul-21 11:30 AM View: | Broadridge Financial Soluti... (BR) | 02-Jul-21 | Grant | 85 | -- | -- | < 1% 40.46K to 40.55K | |
| 05-Apr-21 2:46 PM View: | Broadridge Financial Soluti... (BR) | 02-Apr-21 | Grant | 90 | -- | -- | < 1% 40.37K to 40.46K | |
| 12-Feb-21 4:45 PM View: | Broadridge Financial Soluti... (BR) | 12-Feb-21 | Option Exercise | 7,869 | $22.90 | $180,200.00 | 21% 37.05K to 44.92K | |
| 12-Feb-21 4:45 PM View: | Broadridge Financial Soluti... (BR) | 12-Feb-21 | Option Sale | 4,550 | $147.52 | $671,227.00 | (10%) 44.92K to 40.37K | |
| 07-Jan-21 9:59 AM View: | Broadridge Financial Soluti... (BR) | 05-Jan-21 | Grant | 92 | -- | -- | < 1% 36.96K to 37.05K | |
| 23-Nov-20 11:54 AM View: | Broadridge Financial Soluti... (BR) | 19-Nov-20 | Grant | 768 | -- | -- | 2% 36.19K to 36.96K | |
| 16-Nov-20 6:32 PM View: | Cdk Global, Inc. (CDK) | 12-Nov-20 | Grant | 7,171 | -- | -- | 15% 48.05K to 55.22K | |
| 07-Oct-20 9:57 AM View: | Broadridge Financial Soluti... (BR) | 05-Oct-20 | Grant | 98 | -- | -- | < 1% 36.09K to 36.19K | |
| 07-Jul-20 4:12 PM View: | Broadridge Financial Soluti... (BR) | 02-Jul-20 | Grant | 98 | -- | -- | < 1% 35.99K to 36.09K | |
| 07-May-20 4:48 PM View: | Schering-Plough Corp. (MRK) | 07-May-20 | Option Exercise | 5,000 | -- | -- | 257% 1.95K to 6.95K | |
| 07-May-20 4:48 PM View: | Schering-Plough Corp. (MRK) | 07-May-20 | Market Option Sale | 5,000 | $75.46 | $377,300.00 | (72%) 6.95K to 1.95K | (4%) |
| 06-Apr-20 1:01 PM View: | Broadridge Financial Soluti... (BR) | 03-Apr-20 | Grant | 135 | -- | -- | < 1% 35.86K to 35.99K | |
| 03-Mar-20 1:44 PM View: | Broadridge Financial Soluti... (BR) | 03-Mar-20 | Sale | 6,000 | $104.77 | $628,618.00 | (14%) 41.86K to 35.86K | |
| 02-Mar-20 3:48 PM View: | Broadridge Financial Soluti... (BR) | 02-Mar-20 | Option Exercise | 15,100 | $21.94 | $331,294.00 | 48% 31.26K to 46.36K | |
| 02-Mar-20 3:48 PM View: | Broadridge Financial Soluti... (BR) | 02-Mar-20 | Option Sale | 4,500 | $105.92 | $476,629.00 | (10%) 46.36K to 41.86K | |
| 06-Jan-20 2:34 PM View: | Broadridge Financial Soluti... (BR) | 03-Jan-20 | Grant | 100 | -- | -- | < 1% 31.16K to 31.26K | |
| 22-Nov-19 7:02 PM View: | Cdk Global, Inc. (CDK) | 20-Nov-19 | Grant | 4,934 | -- | -- | 11% 43.11K to 48.05K | |
| 18-Nov-19 11:10 AM View: | Broadridge Financial Soluti... (BR) | 14-Nov-19 | Grant | 880 | -- | -- | 3% 30.28K to 31.16K | |
| 07-Oct-19 11:19 AM View: | Broadridge Financial Soluti... (BR) | 03-Oct-19 | Grant | 98 | -- | -- | < 1% 30.18K to 30.28K | |
| 08-Jul-19 10:41 AM View: | Broadridge Financial Soluti... (BR) | 03-Jul-19 | Grant | 81 | -- | -- | < 1% 30.1K to 30.18K | |
| 21-May-19 9:53 AM View: | Broadridge Financial Soluti... (BR) | 20-May-19 | Market Sale | 7,500 | $121.71 | $912,795.00 | (20%) 37.6K to 30.1K | (< 1%) |
| 05-Apr-19 9:50 AM View: | Broadridge Financial Soluti... (BR) | 03-Apr-19 | Grant | 98 | -- | -- | < 1% 37.5K to 37.6K | |
| 21-Feb-19 3:19 PM View: | Broadridge Financial Soluti... (BR) | 21-Feb-19 | Option Exercise | 11,200 | $17.66 | $197,792.00 | 35% 31.97K to 43.17K | |
| 21-Feb-19 3:19 PM View: | Broadridge Financial Soluti... (BR) | 21-Feb-19 | Market Option Sale | 5,670 | $100.05 | $567,297.00 | (13%) 43.17K to 37.5K | |
| 11-Feb-19 5:33 PM View: | Schering-Plough Corp. (MRK) | 08-Feb-19 | Option Exercise | 5,000 | $24.30 | $121,500.00 | 100% 0 to 5.0K | |
| 11-Feb-19 5:33 PM View: | Schering-Plough Corp. (MRK) | 08-Feb-19 | Market Option Sale | 3,052 | $77.22 | $235,681.00 | (61%) 5.0K to 1.95K | < 1% |