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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Jun-23 4:08 PM View:  | Codexis, Inc. (CDXS) | 13-Jun-23 | Grant | 34,602 | -- | -- | 91% 37.88K to 72.48K | |
| 05-Jun-23 4:51 PM View: | Sangamo Biosciences Inc. (SGMO) | 01-Jun-23 | Grant | 13,900 | -- | -- | 29% 48.7K to 62.6K | |
| 20-Dec-22 4:41 PM View: | Codexis, Inc. (CDXS) | 16-Dec-22 | Grant | 37,878 | -- | -- | 100% 0 to 37.88K | |
| 03-Jun-22 4:18 PM View: | Sangamo Biosciences Inc. (SGMO) | 01-Jun-22 | Private Purchase | 5,000 | $3.60 | $17,996.00 | 11% 43.7K to 48.7K | |
| 01-Mar-22 10:00 PM View: | Sangamo Biosciences Inc. (SGMO) | 25-Feb-22 | Grant | 12,500 | -- | -- | 40% 31.2K to 43.7K | |
| 29-Apr-21 6:33 PM View: | Ipi Legacy Liquidation Co (IMPLQ) | 27-Apr-21 | Conversion | 20,151 | $0.18 | $3,658.50 | 100% 0 to 20.15K | |
| 29-Apr-21 6:33 PM View: | Ipi Legacy Liquidation Co (IMPLQ) | 27-Apr-21 | Disposition (other) | 2,124 | -- | -- | (11%) 20.15K to 18.03K | |
| 01-Mar-21 9:03 PM View: | Sangamo Biosciences Inc. (SGMO) | 25-Feb-21 | Grant | 8,200 | -- | -- | 36% 23.0K to 31.2K | |
| 20-May-20 5:18 PM View: | Sangamo Biosciences Inc. (SGMO) | 18-May-20 | Grant | 2,500 | -- | -- | 19% 13.0K to 15.5K | |
| 19-Mar-20 7:55 PM View: | Sangamo Biosciences Inc. (SGMO) | 18-Mar-20 | Market Purchase | 3,000 | $5.20 | $15,585.00 | 30% 10.0K to 13.0K | 243% |
| 12-Jun-19 5:07 PM View: | Sangamo Biosciences Inc. (SGMO) | 10-Jun-19 | Grant | 2,500 | -- | -- | 33% 7.5K to 10.0K | |
| 15-Nov-18 7:08 PM View: | Sangamo Biosciences Inc. (SGMO) | 14-Nov-18 | Market Purchase | 2,000 | $9.00 | $18,001.60 | 36% 5.5K to 7.5K | 98% |
| 07-Sep-18 5:45 PM View: | Sangamo Biosciences Inc. (SGMO) | 07-Sep-18 | Market Purchase | 2,000 | $13.52 | $27,040.00 | 57% 3.5K to 5.5K | 32% |
| 12-Jun-18 8:27 PM View: | Sangamo Biosciences Inc. (SGMO) | 11-Jun-18 | Grant | 2,500 | -- | -- | 250% 1.0K to 3.5K | |
| 24-May-16 1:17 PM View: | Sonus Pharmaceuticals Inc. (ACHV) | 20-May-16 | Option Exercise | 2,500 | -- | -- | 25% 10.0K to 12.5K | |
| 22-May-15 9:38 AM View: | Sonus Pharmaceuticals Inc. (ACHV) | 20-May-15 | Option Exercise | 2,500 | -- | -- | 33% 7.5K to 10.0K | |
| 09-Jun-14 12:30 PM View: | Sonus Pharmaceuticals Inc. (ACHV) | 05-Jun-14 | Option Exercise | 2,500 | -- | -- | 50% 5.0K to 7.5K | |
| 28-May-13 12:33 PM View: | Sonus Pharmaceuticals Inc. (ACHV) | 23-May-13 | Option Exercise | 2,000 | $10.64 | $21,280.00 | 67% 3.0K to 5.0K | (100%) |
| 09-Aug-11 7:14 PM View: | Sonus Pharmaceuticals Inc. (ACHV) | 09-Aug-11 | Market Purchase | 3,000 | $10.09 | $30,275.10 | 100% 0 to 3.0K | (100%) |
| 10-Feb-09 4:22 PM View: | Neose Technologies Inc. (NTEC) | 27-Jan-09 | Option Exercise | 2,869 | -- | -- | 100% 0 to 2.87K | |
| 19-May-08 6:10 PM View: | Targeted Genetics Corp. (ARMP) | 15-May-08 | Grant | 50,000 | -- | -- | 62% 81.17K to 131.18K | |
| 21-May-07 6:48 PM View: | Targeted Genetics Corp. (ARMP) | 17-May-07 | Grant | 50,000 | -- | -- | 160% 31.18K to 81.17K | |
| 05-Sep-06 7:24 PM View: | Targeted Genetics Corp. (ARMP) | 05-Sep-06 | Market Purchase | 10,000 | $1.99 | $19,927.60 | 47% 21.18K to 31.18K | (63%) |