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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Jul-20 4:45 PM View:  | Invesco Ltd. (IVZ) | 09-Jul-20 | Grant | 703 | $8.53 | $5,996.59 | < 1% 654.05K to 654.75K | |
| 02-Jul-20 2:52 PM View: | Invesco Mortgage Capital Inc. (IVR) | 30-Jun-20 | Acquisition (other) | 244 | -- | -- | 10% 2.5K to 2.74K | |
| 03-Mar-20 5:09 PM View: | Invesco Ltd. (IVZ) | 28-Feb-20 | Grant | 96,261 | -- | -- | 16% 587.98K to 684.24K | |
| 03-Mar-20 5:09 PM View: | Invesco Ltd. (IVZ) | 28-Feb-20 | Payment of Exercise | 30,189 | $14.40 | $434,722.00 | (4%) 684.24K to 654.05K | (92%) |
| 11-Jul-19 4:23 PM View: | Invesco Ltd. (IVZ) | 09-Jul-19 | Acquisition (other) | 342 | $17.54 | $5,998.68 | < 1% 587.64K to 587.98K | |
| 04-Mar-19 4:48 PM View: | Invesco Ltd. (IVZ) | 28-Feb-19 | Grant | 75,445 | -- | -- | 14% 539.68K to 615.13K | |
| 04-Mar-19 4:48 PM View: | Invesco Ltd. (IVZ) | 28-Feb-19 | Payment of Exercise | 27,487 | $19.35 | $531,873.00 | (4%) 615.13K to 587.64K | (37%) |
| 14-Dec-18 4:20 PM View: | Invesco Ltd. (IVZ) | 13-Dec-18 | Grant | 57,570 | $17.36 | $999,415.00 | 12% 482.11K to 539.68K | 51% |
| 10-Jul-18 4:36 PM View: | Invesco Ltd. (IVZ) | 09-Jul-18 | Acquisition (other) | 261 | $22.98 | $5,997.78 | < 1% 481.85K to 482.11K | |
| 02-Mar-18 4:23 PM View: | Invesco Ltd. (IVZ) | 28-Feb-18 | Grant | 58,574 | -- | -- | 13% 455.22K to 513.8K | |
| 02-Mar-18 4:23 PM View: | Invesco Ltd. (IVZ) | 28-Feb-18 | Payment of Exercise | 31,948 | $32.54 | $1,039,590.00 | (6%) 513.8K to 481.85K | 23% |
| 12-Jul-17 5:21 PM View: | Invesco Ltd. (IVZ) | 09-Jul-17 | Acquisition (other) | 196 | $30.53 | $5,983.88 | < 1% 455.03K to 455.22K | |
| 02-Mar-17 5:02 PM View: | Invesco Ltd. (IVZ) | 28-Feb-17 | Grant | 52,996 | -- | -- | 12% 432.41K to 485.41K | |
| 02-Mar-17 5:02 PM View: | Invesco Ltd. (IVZ) | 28-Feb-17 | Payment of Exercise | 30,381 | $32.19 | $977,964.00 | (6%) 485.41K to 455.03K | 24% |
| 14-Jul-16 4:36 PM View: | Invesco Ltd. (IVZ) | 08-Jul-16 | Acquisition (other) | 275 | $21.79 | $5,992.25 | < 1% 432.14K to 432.41K | |
| 01-Mar-16 4:19 PM View: | Invesco Ltd. (IVZ) | 28-Feb-16 | Grant | 71,049 | -- | -- | 18% 395.97K to 467.02K | |
| 01-Mar-16 4:19 PM View: | Invesco Ltd. (IVZ) | 28-Feb-16 | Payment of Exercise | 34,886 | $27.10 | $945,411.00 | (7%) 467.02K to 432.14K | 7% |
| 12-Feb-16 4:09 PM View: | Invesco Ltd. (IVZ) | 09-Jul-15 | Acquisition (other) | 193 | $30.98 | $5,979.14 | < 1% 395.78K to 395.97K | |
| 03-Mar-15 6:50 PM View: | Invesco Ltd. (IVZ) | 28-Feb-15 | Grant | 50,223 | -- | -- | 13% 382.88K to 433.1K | |
| 03-Mar-15 6:50 PM View: | Invesco Ltd. (IVZ) | 28-Feb-15 | Payment of Exercise | 37,322 | $40.27 | $1,502,960.00 | (9%) 433.1K to 395.78K | 35% |
| 11-Jul-14 2:25 PM View: | Invesco Ltd. (IVZ) | 09-Jul-14 | Acquisition (other) | 183 | $32.61 | $5,967.63 | < 1% 382.7K to 382.88K | |
| 04-Mar-14 4:54 PM View: | Invesco Ltd. (IVZ) | 28-Feb-14 | Payment of Exercise | 29,457 | $34.30 | $1,010,380.00 | (7%) 412.15K to 382.7K | 22% |
| 04-Mar-14 4:54 PM View: | Invesco Ltd. (IVZ) | 28-Feb-14 | Option Exercise | 60,011 | -- | -- | 17% 352.14K to 412.15K | |
| 27-Feb-14 5:57 PM View: | Invesco Ltd. (IVZ) | 26-Feb-14 | Payment of Exercise | 10,312 | $33.11 | $341,430.00 | (3%) 362.45K to 352.14K | 19% |
| 09-Sep-13 3:08 PM View: | Invesco Ltd. (IVZ) | 09-Jul-13 | Acquisition (other) | 220 | $27.24 | $5,992.80 | < 1% 362.24K to 362.45K | |
| 04-Mar-13 6:42 PM View: | Invesco Ltd. (IVZ) | 28-Feb-13 | Grant | 64,741 | -- | -- | 20% 317.47K to 382.21K | |
| 04-Mar-13 6:42 PM View: | Invesco Ltd. (IVZ) | 28-Feb-13 | Payment of Exercise | 19,977 | $26.79 | $535,184.00 | (5%) 382.21K to 362.24K | (3%) |
| 01-Mar-13 5:37 PM View: | Invesco Ltd. (IVZ) | 27-Feb-13 | Payment of Exercise | 11,852 | $26.44 | $313,367.00 | (4%) 329.32K to 317.47K | (4%) |
| 28-Feb-13 5:03 PM View: | Invesco Ltd. (IVZ) | 26-Feb-13 | Payment of Exercise | 9,518 | $25.64 | $244,042.00 | (3%) 338.84K to 329.32K | (7%) |
| 05-Feb-13 4:52 PM View: | Invesco Ltd. (IVZ) | 04-Feb-13 | Market Sale | 126,000 | $27.09 | $3,413,340.00 | (27%) 464.84K to 338.84K | (2%) |
| 01-Mar-12 5:48 PM View: | Invesco Ltd. (IVZ) | 28-Feb-12 | Grant | 65,304 | -- | -- | 16% 408.06K to 473.36K | |
| 01-Mar-12 5:48 PM View: | Invesco Ltd. (IVZ) | 28-Feb-12 | Payment of Exercise | 8,521 | $24.96 | $212,684.00 | (2%) 473.36K to 464.84K | (13%) |
| 28-Feb-12 6:23 PM View: | Invesco Ltd. (IVZ) | 27-Feb-12 | Payment of Exercise | 10,492 | $24.77 | $259,887.00 | (3%) 418.55K to 408.06K | (14%) |
| 28-Feb-12 6:23 PM View: | Invesco Ltd. (IVZ) | 26-Feb-12 | Payment of Exercise | 8,908 | $24.88 | $221,631.00 | (2%) 427.46K to 418.55K | (13%) |
| 02-Mar-11 5:11 PM View: | Invesco Ltd. (IVZ) | 28-Feb-11 | Grant | 80,290 | -- | -- | 22% 362.1K to 442.39K | |
| 02-Mar-11 5:11 PM View: | Invesco Ltd. (IVZ) | 28-Feb-11 | Payment of Exercise | 14,931 | $26.84 | $400,748.00 | (3%) 442.39K to 427.46K | (7%) |
| 01-Mar-11 3:21 PM View: | Invesco Ltd. (IVZ) | 25-Feb-11 | Payment of Exercise | 19,415 | $26.40 | $512,556.00 | (5%) 381.51K to 362.1K | (9%) |
| 02-Mar-10 6:24 PM View: | Invesco Ltd. (IVZ) | 26-Feb-10 | Grant | 86,020 | -- | -- | 62% 138.3K to 224.32K | |
| 02-Mar-10 6:24 PM View: | Invesco Ltd. (IVZ) | 26-Feb-10 | Payment of Exercise | 14,848 | $19.60 | $291,021.00 | (7%) 224.32K to 209.47K | (48%) |
| 03-Mar-09 5:02 PM View: | Invesco Ltd. (IVZ) | 27-Feb-09 | Grant | 98,861 | -- | -- | 45% 217.62K to 316.48K | |
| 03-Mar-09 5:02 PM View: | Invesco Ltd. (IVZ) | 27-Feb-09 | Payment of Exercise | 6,143 | $11.43 | $70,214.50 | (2%) 316.48K to 310.34K | (177%) |
| 03-Feb-09 6:13 PM View: | Invesco Ltd. (IVZ) | 30-Jan-09 | Grant | 125,000 | -- | -- | 91% 137.58K to 262.58K | |
| 03-Feb-09 6:13 PM View: | Invesco Ltd. (IVZ) | 30-Jan-09 | Payment of Exercise | 47,500 | $11.79 | $560,025.00 | (18%) 262.58K to 215.08K | (171%) |
| 05-Jan-09 3:12 PM View: | Invesco Ltd. (IVZ) | 31-Dec-08 | Payment of Exercise | 14,150 | $14.44 | $204,326.00 | (9%) 151.73K to 137.58K | (121%) |
| 03-Mar-08 4:49 PM View: | Invesco Ltd. (IVZ) | 28-Feb-08 | Grant | 49,980 | -- | -- | 48% 104.75K to 154.72K | |
| 03-Jan-08 7:48 PM View: | Invesco Ltd. (IVZ) | 31-Dec-07 | Payment of Exercise | 14,150 | $31.38 | $444,027.00 | (12%) 114.77K to 100.62K | 22% |
| 14-Feb-08 10:00 PM View: | Invesco Ltd. (IVZ) | 04-Dec-07 | Acquisition (other) | 135,939 | -- | -- | 66% 206.6K to 342.54K | |
| 14-Feb-08 10:00 PM View: | Invesco Ltd. (IVZ) | 04-Dec-07 | Disposition (other) | 237,790 | -- | -- | (69%) 342.54K to 104.75K | |
| 31-Mar-05 8:06 PM View: | Janus Capital Group Inc. (JNS) | 31-Mar-05 | Payment of Exercise | 9,802 | $13.94 | $136,640.00 | (4%) 225.51K to 215.71K | (15%) |
| 31-Mar-05 8:06 PM View: | Janus Capital Group Inc. (JNS) | 31-Mar-05 | Market Sale (Planned) | 3,154 | $13.94 | $43,966.80 | (1%) 215.71K to 212.55K | (15%) |