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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Jun-17 4:21 PM View:  | FBR Capital Markets Corpora... (FBRC) | 01-Jun-17 | Disposition | 38,741 | -- | -- | (100%) 38.74K to 0 | |
| 31-May-17 6:26 PM View: | Stonegate Mortgage Corporat... (SGM) | 31-May-17 | Disposition | 238,800 | $8.00 | $1,910,400.00 | (100%) 238.8K to 0 | < 1% |
| 16-Aug-16 3:37 PM View: | Stonegate Mortgage Corporat... (SGM) | 15-Aug-16 | Grant | 15,748 | $3.81 | $59,999.90 | 7% 241.0K to 256.74K | 12% |
| 21-Jun-16 4:05 PM View: | FBR Capital Markets Corpora... (FBRC) | 17-Jun-16 | Grant | 4,988 | -- | -- | 15% 33.75K to 38.74K | |
| 29-Apr-16 10:08 AM View: | Stonegate Mortgage Corporat... (SGM) | 27-Apr-16 | Grant | 178,891 | $5.74 | $1,026,830.00 | 288% 62.1K to 241.0K | (25%) |
| 10-Nov-15 12:22 PM View: | Stonegate Mortgage Corporat... (SGM) | 09-Nov-15 | Market Purchase | 10,000 | $5.03 | $50,300.00 | 19% 52.1K to 62.1K | (15%) |
| 03-Aug-15 3:10 PM View: | Stonegate Mortgage Corporat... (SGM) | 30-Jul-15 | Grant | 24,161 | $9.52 | $230,013.00 | 86% 27.94K to 52.1K | (55%) |
| 18-Jun-15 4:27 PM View: | FBR Capital Markets Corpora... (FBRC) | 16-Jun-15 | Grant | 3,548 | -- | -- | 12% 30.2K to 33.75K | |
| 04-Jun-14 4:29 PM View: | FBR Capital Markets Corpora... (FBRC) | 03-Jun-14 | Grant | 3,055 | -- | -- | 11% 27.15K to 30.2K | |
| 04-Jun-14 7:46 PM View: | Stonegate Mortgage Corporat... (SGM) | 03-Jun-14 | Market Purchase | 10,000 | $15.16 | $151,600.00 | 56% 17.94K to 27.94K | (72%) |
| 29-Apr-14 4:09 PM View: | FBR Capital Markets Corpora... (FBRC) | 28-Apr-14 | Option Exercise | 12,019 | $16.40 | $197,112.00 | 52% 23.03K to 35.05K | |
| 29-Apr-14 4:09 PM View: | FBR Capital Markets Corpora... (FBRC) | 28-Apr-14 | Market Option Sale | 7,900 | $25.13 | $198,527.00 | (23%) 35.05K to 27.15K | 40% |
| 06-Jun-13 4:46 PM View: | FBR Capital Markets Corpora... (FBRC) | 05-Jun-13 | Grant | 3,302 | -- | -- | 17% 19.73K to 23.03K | |
| 07-Jun-12 9:40 AM View: | FBR Capital Markets Corpora... (FBRC) | 05-Jun-12 | Grant | 26,460 | -- | -- | 50% 52.46K to 78.92K | |
| 03-Jun-11 4:11 PM View: | FBR Capital Markets Corpora... (FBRC) | 01-Jun-11 | Grant | 17,217 | -- | -- | 49% 35.24K to 52.46K | |
| 07-Jun-10 4:37 PM View: | FBR Capital Markets Corpora... (FBRC) | 03-Jun-10 | Grant | 15,243 | -- | -- | 76% 20.0K to 35.24K | |
| 03-Apr-08 2:18 PM View: | American Financial Realty T... (AFR) | 01-Apr-08 | Disposition | 66,247 | -- | -- | (100%) 66.25K to 0 | |
| 18-Sep-07 5:24 PM View: | American Financial Realty T... (AFR) | 14-Sep-07 | Grant | 450 | $0.00 | $0.45 | < 1% 65.8K to 66.25K | |
| 18-Jun-07 8:10 PM View: | American Financial Realty T... (AFR) | 15-Jun-07 | Grant | 351 | $0.00 | $0.35 | < 1% 65.45K to 65.8K | |
| 08-Jun-07 4:37 PM View: | American Financial Realty T... (AFR) | 06-Jun-07 | Grant | 2,275 | $0.00 | $2.28 | 4% 63.17K to 65.45K | |
| 16-Mar-07 4:13 PM View: | American Financial Realty T... (AFR) | 15-Mar-07 | Grant | 352 | $0.00 | $0.35 | < 1% 62.82K to 63.17K | |
| 29-Dec-06 2:01 PM View: | American Financial Realty T... (AFR) | 26-Dec-06 | Grant | 321 | $0.00 | $0.32 | < 1% 62.5K to 62.82K | |
| 04-Dec-06 11:53 AM View: | Saxon Capital Inc (SAX) | 04-Dec-06 | Disposition | 120,000 | $14.10 | $1,692,000.00 | (89%) 135.0K to 15.0K | |
| 04-Dec-06 11:53 AM View: | Saxon Capital Inc (SAX) | 04-Dec-06 | Disposition | 15,000 | $14.10 | $211,500.00 | (100%) 15.0K to 0 | |
| 06-Jun-06 1:04 PM View: | American Financial Realty T... (AFR) | 01-Jun-06 | Grant | 2,513 | $0.00 | $2.51 | 4% 59.98K to 62.5K | |
| 17-Jun-05 5:20 PM View: | American Financial Realty T... (AFR) | 16-Jun-05 | Grant | 1,607 | $0.00 | $1.61 | 3% 58.38K to 59.98K | |
| 17-Jun-05 5:20 PM View: | American Financial Realty T... (AFR) | 15-Jun-05 | Grant | 157 | $0.00 | $0.16 | < 1% 58.22K to 58.38K | |
| 17-Mar-05 11:33 AM View: | American Financial Realty T... (AFR) | 15-Mar-05 | Grant | 255 | $0.00 | $0.25 | < 1% 57.97K to 58.22K | |
| 22-Feb-05 4:07 PM View: | Saxon Capital Inc (SAX) | 18-Feb-05 | Market Purchase | 15,000 | $18.78 | $281,700.00 | 12% 120.0K to 135.0K | |
| 31-Jan-05 8:17 PM View: | Saxon Capital Inc (SAX) | 27-Jan-05 | Grant | 20,000 | -- | -- | 20% 100.0K to 120.0K | |
| 16-Dec-04 3:21 PM View: | American Financial Realty T... (AFR) | 15-Dec-04 | Grant | 240 | $0.00 | $0.24 | < 1% 57.73K to 57.97K | |
| 28-Sep-04 10:00 PM View: | Saxon Capital Inc (SAXN) | 24-Sep-04 | Disposition | 100,000 | -- | -- | (100%) 100.0K to 0 | |
| 28-Sep-04 10:00 PM View: | Saxon Capital Inc (SAX) | 24-Sep-04 | Grant | 100,000 | -- | -- | 100% 0 to 100.0K | |
| 20-Sep-04 10:00 PM View: | Saxon Capital Inc (SAXN) | 20-Sep-04 | Option Exercise | 75,000 | $10.00 | $750,000.00 | 300% 25.0K to 100.0K | |
| 17-Sep-04 10:00 PM View: | American Financial Realty T... (AFR) | 15-Sep-04 | Grant | 271 | $0.00 | $0.27 | < 1% 57.45K to 57.73K | |
| 17-Jun-04 12:57 PM View: | American Financial Realty T... (AFR) | 15-Jun-04 | Grant | 266 | $0.00 | $0.27 | < 1% 57.19K to 57.45K | |
| 14-Jun-04 10:17 AM View: | American Financial Realty T... (AFR) | 09-Jun-04 | Grant | 1,747 | $0.00 | $1.75 | 3% 55.44K to 57.19K | |
| 17-Mar-04 10:00 PM View: | American Financial Realty T... (AFR) | 15-Mar-04 | Grant | 214 | $0.00 | $0.21 | < 1% 55.23K to 55.44K | |
| 05-Jan-04 10:00 PM View: | American Financial Realty T... (AFR) | 23-Dec-03 | Grant | 228 | $0.00 | $0.23 | < 1% 55.0K to 55.23K | |
| 01-Oct-03 10:00 PM View: | American Financial Realty T... (AFR) | 29-Sep-03 | Grant | 20,000 | $0.00 | $20.00 | 57% 35.0K to 55.0K | |
| 05-Sep-03 10:00 PM View: | Saxon Capital Inc (SAXN) | 04-Sep-03 | Grant | 15,000 | -- | -- | 150% 10.0K to 25.0K |