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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Nov-17 4:12 PM View:  | Prospect Capital Corporation (PSEC) | 10-Nov-17 | Market Purchase | 35,000 | $5.75 | $201,245.00 | 6% 540.0K to 575.0K | (7%) |
| 06-Sep-17 4:01 PM View: | Prospect Capital Corporation (PSEC) | 01-Sep-17 | Market Purchase | 50,000 | $6.73 | $336,365.00 | 10% 490.0K to 540.0K | (22%) |
| 16-May-17 4:01 PM View: | Prospect Capital Corporation (PSEC) | 12-May-17 | Market Purchase | 4,453 | $8.05 | $35,846.70 | < 1% 485.55K to 490.0K | (38%) |
| 15-May-17 4:03 PM View: | Prospect Capital Corporation (PSEC) | 11-May-17 | Market Purchase | 10,547 | $8.07 | $85,153.40 | 2% 475.0K to 485.55K | (38%) |
| 22-Mar-17 4:00 PM View: | Prospect Capital Corporation (PSEC) | 20-Mar-17 | Market Purchase | 25,000 | $9.31 | $232,750.00 | 6% 450.0K to 475.0K | (45%) |
| 30-Dec-16 4:01 PM View: | Prospect Capital Corporation (PSEC) | 30-Dec-16 | Gift | 6,000 | -- | -- | (1%) 456.0K to 450.0K | |
| 23-Dec-16 4:00 PM View: | Prospect Capital Corporation (PSEC) | 21-Dec-16 | Gift | 29,000 | -- | -- | (6%) 485.0K to 456.0K | |
| 14-Dec-16 4:00 PM View: | Prospect Capital Corporation (PSEC) | 14-Dec-16 | Market Purchase | 5,000 | $8.18 | $40,900.00 | 1% 480.0K to 485.0K | (36%) |
| 15-Sep-16 4:01 PM View: | Prospect Capital Corporation (PSEC) | 13-Sep-16 | Market Purchase | 4,000 | $7.85 | $31,400.00 | < 1% 476.0K to 480.0K | (31%) |
| 14-Sep-16 4:01 PM View: | Prospect Capital Corporation (PSEC) | 12-Sep-16 | Market Purchase | 1,000 | $7.85 | $7,850.00 | < 1% 475.0K to 476.0K | (31%) |
| 16-Dec-15 7:05 AM View: | Prospect Capital Corporation (PSEC) | 14-Dec-15 | Market Purchase | 10,000 | $6.30 | $63,000.00 | 2% 465.0K to 475.0K | (5%) |
| 10-Dec-15 7:02 AM View: | Prospect Capital Corporation (PSEC) | 09-Dec-15 | Market Purchase | 25,000 | $6.77 | $169,250.00 | 6% 440.0K to 465.0K | (11%) |
| 11-Jun-15 7:00 AM View: | Prospect Capital Corporation (PSEC) | 09-Jun-15 | Market Purchase | 65,000 | $7.27 | $472,550.00 | 17% 375.0K to 440.0K | (12%) |
| 11-Dec-14 4:16 PM View: | Prospect Capital Corporation (PSEC) | 09-Dec-14 | Market Purchase | 63,500 | $8.35 | $529,965.00 | 20% 311.5K to 375.0K | (18%) |
| 04-Dec-14 4:15 PM View: | Prospect Capital Corporation (PSEC) | 02-Dec-14 | Market Purchase | 162,500 | $9.12 | $1,482,730.00 | 109% 149.0K to 311.5K | (25%) |
| 29-Aug-14 3:00 PM View: | Prospect Capital Corporation (PSEC) | 27-Aug-14 | Market Purchase | 27,300 | $10.40 | $283,970.00 | 22% 121.7K to 149.0K | (32%) |
| 16-Jun-14 4:01 PM View: | Prospect Capital Corporation (PSEC) | 12-Jun-14 | Market Purchase | 30,000 | $10.25 | $307,500.00 | 33% 91.7K to 121.7K | (29%) |
| 24-Jun-13 3:00 PM View: | Prospect Capital Corporation (PSEC) | 20-Jun-13 | Market Purchase | 21,700 | $10.45 | $226,765.00 | 31% 70.0K to 91.7K | (21%) |
| 20-Nov-12 4:05 PM View: | Prospect Capital Corporation (PSEC) | 16-Nov-12 | Market Purchase | 19,500 | $10.15 | $197,919.00 | 39% 50.5K to 70.0K | (13%) |
| 10-Sep-12 4:01 PM View: | Prospect Capital Corporation (PSEC) | 07-Sep-12 | Market Purchase | 148 | $11.73 | $1,736.04 | < 1% 50.35K to 50.5K | (24%) |
| 10-Sep-12 4:01 PM View: | Prospect Capital Corporation (PSEC) | 06-Sep-12 | Market Purchase | 23,352 | $11.69 | $272,985.00 | 86% 27.0K to 50.35K | (24%) |
| 02-Sep-11 4:04 PM View: | Prospect Capital Corporation (PSEC) | 31-Aug-11 | Market Purchase | 7,000 | $8.69 | $60,830.00 | 35% 20.0K to 27.0K | 16% |
| 25-May-11 1:17 PM View: | Prospect Capital Corporation (PSEC) | 25-May-11 | Market Purchase | 7,000 | $11.44 | $80,058.30 | 54% 13.0K to 20.0K | (9%) |
| 03-Sep-10 12:26 PM View: | Prospect Capital Corporation (PSEC) | 01-Sep-10 | Market Purchase | 5,875 | $9.25 | $54,343.80 | 82% 7.13K to 13.0K | 21% |
| 18-Feb-09 10:15 AM View: | Prospect Capital Corporation (PSEC) | 17-Feb-09 | Market Purchase | 1,000 | $8.50 | $8,500.00 | 16% 6.13K to 7.13K | 61% |
| 17-Feb-09 2:53 PM View: | Prospect Capital Corporation (PSEC) | 13-Feb-09 | Market Purchase | 1,000 | $8.90 | $8,900.00 | 20% 5.13K to 6.13K | 54% |
| 24-Nov-08 5:58 PM View: | Prospect Capital Corporation (PSEC) | 20-Nov-08 | Market Purchase | 1,000 | $8.85 | $8,850.00 | 25% 4.0K to 5.0K | 60% |
| 08-Feb-05 5:20 PM View: | Capital Trust, Inc. (BXMT) | 04-Feb-05 | Grant | 3,078 | -- | -- | 15% 20.5K to 23.58K | |
| 23-Mar-04 10:00 PM View: | Capital Trust, Inc. (BXMT) | 26-Jan-04 | Grant | 4,376 | -- | -- | 27% 16.13K to 20.5K | |
| 23-Mar-04 10:00 PM View: | Capital Trust, Inc. (BXMT) | 22-Oct-03 | Grant | 2,500 | -- | -- | 18% 13.63K to 16.13K |