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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Apr-16 7:08 PM View:  | Gaiam Inc. (GAIA) | 31-Mar-16 | Grant | 3,448 | -- | -- | < 1% 486.02K to 489.47K | |
| 06-Jan-16 6:18 PM View: | Gaiam Inc. (GAIA) | 31-Dec-15 | Grant | 4,006 | -- | -- | < 1% 482.01K to 486.02K | |
| 15-Apr-15 11:05 AM View: | Gaiam Inc. (GAIA) | 31-Mar-15 | Grant | 1,783 | -- | -- | < 1% 480.23K to 482.01K | |
| 05-Jan-15 7:55 PM View: | Gaiam Inc. (GAIA) | 31-Dec-14 | Grant | 1,964 | -- | -- | < 1% 478.27K to 480.23K | |
| 02-Oct-14 7:30 PM View: | Gaiam Inc. (GAIA) | 30-Sep-14 | Grant | 2,044 | -- | -- | < 1% 476.22K to 478.27K | |
| 02-Jan-14 4:50 PM View: | Gaiam Inc. (GAIA) | 31-Dec-13 | Grant | 3,927 | -- | -- | < 1% 472.3K to 476.22K | |
| 02-Oct-13 5:03 PM View: | Gaiam Inc. (GAIA) | 30-Sep-13 | Grant | 998 | -- | -- | < 1% 471.3K to 472.3K | |
| 02-Jul-13 5:20 PM View: | Gaiam Inc. (GAIA) | 30-Jun-13 | Grant | 2,691 | -- | -- | < 1% 468.61K to 471.3K | |
| 02-Apr-13 4:04 PM View: | Gaiam Inc. (GAIA) | 31-Mar-13 | Grant | 5,000 | -- | -- | 1% 463.61K to 468.61K | |
| 03-Jan-13 4:42 PM View: | Gaiam Inc. (GAIA) | 31-Dec-12 | Grant | 8,228 | -- | -- | 2% 455.38K to 463.61K | |
| 01-Oct-12 4:41 PM View: | Gaiam Inc. (GAIA) | 30-Sep-12 | Grant | 1,146 | -- | -- | < 1% 454.23K to 455.38K | |
| 02-Jul-12 6:28 PM View: | Gaiam Inc. (GAIA) | 30-Jun-12 | Grant | 3,846 | -- | -- | < 1% 450.39K to 454.23K | |
| 02-Jul-12 6:30 PM View: | Real Goods Solar, Inc. (RGSE) | 30-Jun-12 | Grant | 885 | -- | -- | 3% 27.54K to 28.42K | |
| 03-Apr-12 4:28 PM View: | Gaiam Inc. (GAIA) | 31-Mar-12 | Grant | 1,696 | -- | -- | < 1% 448.69K to 450.39K | |
| 03-Apr-12 4:31 PM View: | Real Goods Solar, Inc. (RGSE) | 31-Mar-12 | Grant | 690 | -- | -- | 3% 26.85K to 27.54K | |
| 04-Jan-12 4:32 PM View: | Gaiam Inc. (GAIA) | 31-Dec-11 | Grant | 2,160 | -- | -- | < 1% 446.53K to 448.69K | |
| 03-Oct-11 5:03 PM View: | Gaiam Inc. (GAIA) | 30-Sep-11 | Grant | 74 | -- | -- | < 1% 446.46K to 446.53K | |
| 05-Jul-11 4:37 PM View: | Gaiam Inc. (GAIA) | 30-Jun-11 | Grant | 755 | -- | -- | < 1% 445.7K to 446.46K | |
| 05-Jul-11 4:41 PM View: | Real Goods Solar, Inc. (RGSE) | 30-Jun-11 | Grant | 2,843 | -- | -- | 12% 24.0K to 26.85K | |
| 16-May-11 4:45 PM View: | Real Goods Solar, Inc. (RGSE) | 13-May-11 | Grant | 3,000 | -- | -- | 14% 21.0K to 24.0K | |
| 04-Apr-11 4:57 PM View: | Gaiam Inc. (GAIA) | 31-Mar-11 | Grant | 909 | -- | -- | < 1% 444.79K to 445.7K | |
| 04-Apr-11 4:59 PM View: | Real Goods Solar, Inc. (RGSE) | 31-Mar-11 | Grant | 377 | -- | -- | 2% 20.63K to 21.0K | |
| 04-Jan-11 4:45 PM View: | Gaiam Inc. (GAIA) | 31-Dec-10 | Grant | 32 | -- | -- | < 1% 444.76K to 444.79K | |
| 04-Jan-11 4:47 PM View: | Real Goods Solar, Inc. (RGSE) | 31-Dec-10 | Grant | 98 | -- | -- | < 1% 20.53K to 20.63K | |
| 04-Oct-10 11:46 AM View: | Gaiam Inc. (GAIA) | 30-Sep-10 | Grant | 561 | -- | -- | < 1% 444.2K to 444.76K | |
| 04-Oct-10 11:48 AM View: | Real Goods Solar, Inc. (RGSE) | 30-Sep-10 | Grant | 881 | -- | -- | 4% 19.65K to 20.53K | |
| 01-Jul-10 3:08 PM View: | Gaiam Inc. (GAIA) | 30-Jun-10 | Grant | 41 | -- | -- | < 1% 444.16K to 444.2K | |
| 01-Jul-10 3:08 PM View: | Real Goods Solar, Inc. (RGSE) | 30-Jun-10 | Grant | 79 | -- | -- | < 1% 19.57K to 19.65K | |
| 13-May-10 6:46 PM View: | Real Goods Solar, Inc. (RGSE) | 12-May-10 | Grant | 3,000 | -- | -- | 18% 16.57K to 19.57K | |
| 02-Apr-10 4:46 PM View: | Gaiam Inc. (GAIA) | 31-Mar-10 | Grant | 723 | -- | -- | < 1% 443.44K to 444.16K | |
| 02-Apr-10 4:50 PM View: | Real Goods Solar, Inc. (RGSE) | 31-Mar-10 | Grant | 1,173 | -- | -- | 8% 15.4K to 16.57K | |
| 05-Jan-10 10:49 AM View: | Gaiam Inc. (GAIA) | 31-Dec-09 | Grant | 488 | -- | -- | < 1% 442.95K to 443.44K | |
| 05-Jan-10 10:52 AM View: | Real Goods Solar, Inc. (RGSE) | 31-Dec-09 | Grant | 1,625 | -- | -- | 12% 13.77K to 15.4K | |
| 02-Oct-09 2:53 PM View: | Real Goods Solar, Inc. (RGSE) | 30-Sep-09 | Grant | 1,437 | -- | -- | 12% 12.33K to 13.77K | |
| 25-Aug-09 11:51 AM View: | Gaiam Inc. (GAIA) | 19-Aug-09 | Grant | 777 | -- | -- | < 1% 442.17K to 442.95K | |
| 19-Aug-09 3:46 PM View: | Real Goods Solar, Inc. (RGSE) | 30-Jun-09 | Grant | 1,448 | -- | -- | 30% 4.89K to 6.33K | |
| 08-Sep-09 1:47 PM View: | Real Goods Solar, Inc. (RGSE) | 20-May-09 | Grant | 3,000 | -- | -- | 32% 9.33K to 12.33K | |
| 06-Apr-09 7:10 PM View: | Gaiam Inc. (GAIA) | 06-Apr-09 | Private Purchase | 25,000 | $3.00 | $75,000.00 | 6% 417.17K to 442.17K | 16% |
| 06-Apr-09 7:10 PM View: | Gaiam Inc. (GAIA) | 31-Mar-09 | Grant | 3,049 | -- | -- | < 1% 414.12K to 417.17K | |
| 06-Apr-09 7:07 PM View: | Real Goods Solar, Inc. (RGSE) | 31-Mar-09 | Grant | 3,483 | -- | -- | 248% 1.4K to 4.89K | |
| 06-Apr-09 7:10 PM View: | Gaiam Inc. (GAIA) | 19-Mar-09 | Market Purchase | 100,000 | $3.43 | $343,000.00 | 32% 314.12K to 414.12K | 185% |
| 05-Jan-09 2:30 PM View: | Gaiam Inc. (GAIA) | 31-Dec-08 | Grant | 487 | -- | -- | 5% 10.3K to 10.79K | |
| 05-Jan-09 2:31 PM View: | Real Goods Solar, Inc. (RGSE) | 31-Dec-08 | Grant | 411 | -- | -- | 41% 0.99K to 1.4K | |
| 02-Oct-08 4:25 PM View: | Gaiam Inc. (GAIA) | 30-Sep-08 | Grant | 118 | -- | -- | 1% 10.19K to 10.3K | |
| 02-Oct-08 4:31 PM View: | Real Goods Solar, Inc. (RGSE) | 30-Sep-08 | Grant | 423 | -- | -- | 74% 0.57K to 0.99K | |
| 26-Sep-08 1:29 PM View: | Real Goods Solar, Inc. (RGSE) | 24-Sep-08 | Grant | 569 | -- | -- | 19% 3.0K to 3.57K | |
| 02-Jul-08 8:34 PM View: | Gaiam Inc. (GAIA) | 30-Jun-08 | Grant | 222 | -- | -- | < 1% 313.3K to 313.52K | |
| 02-Apr-08 6:10 PM View: | Gaiam Inc. (GAIA) | 31-Mar-08 | Grant | 375 | -- | -- | 4% 9.59K to 9.96K | |
| 16-Jan-08 5:18 PM View: | Gaiam Inc. (GAIA) | 31-Dec-07 | Grant | 126 | -- | -- | < 1% 312.8K to 312.92K | |
| 14-Nov-07 10:00 PM View: | Gaiam Inc. (GAIA) | 30-Sep-07 | Grant | 94 | -- | -- | < 1% 312.69K to 312.78K |