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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-Mar-21 4:30 PM View:  | XOMA Ltd. (XOMA) | 15-Mar-21 | Option Exercise | 5,699 | $10.41 | $59,332.40 | 57% 9.95K to 15.64K | |
| 14-May-19 6:38 PM View: | XOMA Ltd. (XOMA) | 10-May-19 | Market Sale | 130 | $14.71 | $1,912.05 | (1%) 10.07K to 9.95K | < 1% |
| 21-Dec-18 6:22 PM View: | XOMA Ltd. (XOMA) | 20-Dec-18 | Exercise (in-the money or at-the-money) | 800 | $13.00 | $10,400.00 | 9% 9.28K to 10.07K | 8% |
| 16-Nov-18 4:31 PM View: | XOMA Ltd. (XOMA) | 15-Nov-18 | Option Exercise | 7,693 | $6.85 | $52,699.20 | 108% 7.11K to 14.8K | (6%) |
| 16-Nov-18 4:31 PM View: | XOMA Ltd. (XOMA) | 15-Nov-18 | Market Option Sale | 5,528 | $12.67 | $70,039.80 | (37%) 14.8K to 9.28K | (11%) |
| 02-Aug-16 7:22 PM View: | XOMA Ltd. (XOMA) | 21-Jul-16 | Grant | 48,246 | -- | -- | 51% 93.98K to 142.23K | |
| 02-Aug-16 7:27 PM View: | XOMA Ltd. (XOMA) | 21-Jul-16 | Grant | 48,246 | -- | -- | 51% 93.98K to 142.23K | |
| 31-May-16 7:25 PM View: | XOMA Ltd. (XOMA) | 28-May-16 | Option Exercise | 3,150 | -- | -- | 3% 90.83K to 93.98K | |
| 01-Jun-15 6:24 PM View: | XOMA Ltd. (XOMA) | 28-May-15 | Option Exercise | 6,300 | -- | -- | 7% 84.53K to 90.83K | |
| 22-May-15 6:52 PM View: | XOMA Ltd. (XOMA) | 21-May-15 | Grant | 36,873 | -- | -- | 77% 47.66K to 84.53K | |
| 17-Nov-14 5:46 PM View: | XOMA Ltd. (XOMA) | 13-Nov-14 | Option Exercise | 6,875 | -- | -- | 17% 40.78K to 47.66K | |
| 16-Sep-14 4:42 PM View: | XOMA Ltd. (XOMA) | 12-Sep-14 | Grant | 5,500 | -- | -- | 16% 35.28K to 40.78K | |
| 29-May-14 5:49 PM View: | XOMA Ltd. (XOMA) | 28-May-14 | Option Exercise | 6,300 | -- | -- | 22% 28.98K to 35.28K | |
| 27-May-14 3:34 PM View: | XOMA Ltd. (XOMA) | 22-May-14 | Grant | 9,450 | -- | -- | 48% 19.53K to 28.98K | |
| 15-Nov-13 6:54 PM View: | XOMA Ltd. (XOMA) | 13-Nov-13 | Option Exercise | 6,876 | -- | -- | 54% 12.66K to 19.53K | |
| 29-May-13 4:20 PM View: | XOMA Ltd. (XOMA) | 28-May-13 | Option Exercise | 3,150 | -- | -- | 33% 9.51K to 12.66K | |
| 15-Nov-12 10:01 AM View: | XOMA Ltd. (XOMA) | 13-Nov-12 | Option Exercise | 6,876 | -- | -- | 261% 2.63K to 9.51K | |
| 16-Nov-11 2:56 PM View: | XOMA Ltd. (XOMA) | 11-Nov-11 | Market Sale | 698 | $1.60 | $1,116.80 | (21%) 3.33K to 2.63K | 56% |
| 30-Mar-10 1:47 PM View: | XOMA Ltd. (XOMA) | 11-Dec-08 | Market Sale | 680 | $0.92 | $627.37 | (1%) 50.61K to 49.93K | 95% |
| 14-Sep-04 10:00 PM View: | XOMA Ltd. (XOMA) | 02-Aug-04 | txn.W.title | 680 | -- | -- | 1% 49.93K to 50.61K |