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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-May-12 7:48 PM View:  | Comverge, Inc. (COMV) | 15-May-12 | Disposition (change in control) | 296,372 | $1.75 | $518,651.00 | (100%) 296.37K to 0 | |
| 12-Mar-12 8:45 PM View: | Comverge, Inc. (COMV) | 08-Mar-12 | Grant | 180,000 | -- | -- | 134% 134.59K to 314.6K | |
| 20-Mar-12 7:59 PM View: | Comverge, Inc. (COMV) | 18-Feb-12 | Payment of Exercise | 18,223 | $1.42 | $25,876.70 | (6%) 314.6K to 296.37K | (21%) |
| 07-Mar-11 9:13 PM View: | Comverge, Inc. (COMV) | 03-Mar-11 | Grant | 19,310 | -- | -- | 17% 115.28K to 134.59K | |
| 17-Nov-10 4:38 PM View: | Comverge, Inc. (COMV) | 15-Nov-10 | Market Purchase | 5,000 | $6.20 | $31,024.00 | 5% 110.28K to 115.28K | (2%) |
| 12-Nov-10 4:29 PM View: | Comverge, Inc. (COMV) | 10-Nov-10 | Market Purchase | 5,000 | $6.13 | $30,634.00 | 5% 107.28K to 112.28K | (< 1%) |
| 16-Sep-10 4:12 PM View: | Comverge, Inc. (COMV) | 15-Sep-10 | Market Purchase | 5,000 | $6.66 | $33,292.00 | 5% 101.28K to 106.28K | (1%) |
| 16-Sep-10 4:12 PM View: | Comverge, Inc. (COMV) | 15-Sep-10 | Market Purchase | 1,000 | $6.66 | $6,658.40 | < 1% 106.28K to 107.28K | (1%) |
| 22-Feb-10 5:21 PM View: | Comverge, Inc. (COMV) | 18-Feb-10 | Grant | 92,000 | -- | -- | 1110% 8.29K to 100.28K | |
| 17-Sep-09 4:51 PM View: | Comverge, Inc. (COMV) | 15-Sep-09 | Market Purchase | 2,500 | $12.90 | $32,244.20 | 43% 5.79K to 8.29K | < 1% |
| 11-May-09 4:36 PM View: | Comverge, Inc. (COMV) | 07-May-09 | Payment of Exercise | 182 | $7.50 | $1,365.00 | (3%) 5.97K to 5.79K | (13%) |
| 09-May-08 4:43 PM View: | Comverge, Inc. (COMV) | 07-May-08 | Grant | 2,193 | -- | -- | 58% 3.77K to 5.97K | |
| 17-May-07 8:48 PM View: | Comverge, Inc. (COMV) | 15-May-07 | Grant | 1,274 | -- | -- | 51% 2.5K to 3.77K | |
| 16-Apr-07 7:35 PM View: | Comverge, Inc. (COMV) | 13-Apr-07 | Private Purchase | 5,000 | $9.00 | $45,000.00 | 100% 0 to 5.0K | |
| 25-Feb-05 3:10 PM View: | Dynegy Inc. (DYN) | 23-Feb-05 | Grant | 27,267 | -- | -- | 30% 89.69K to 116.95K | |
| 01-Mar-04 10:00 PM View: | Dynegy Inc. (DYN) | 26-Feb-04 | Grant | 37,109 | -- | -- | 74% 49.95K to 87.06K |