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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-May-23 4:44 PM View:  | Broadwind Energy, Inc. (BWEN) | 25-May-23 | Grant | 12,165 | -- | -- | 8% 151.0K to 163.16K | |
| 27-Apr-22 4:50 PM View: | Broadwind Energy, Inc. (BWEN) | 26-Apr-22 | Grant | 20,833 | -- | -- | 15% 138.56K to 159.4K | |
| 19-May-21 11:21 AM View: | Broadwind Energy, Inc. (BWEN) | 18-May-21 | Market Sale | 4,000 | $4.25 | $16,996.00 | (3%) 134.16K to 130.16K | < 1% |
| 19-May-21 11:21 AM View: | Broadwind Energy, Inc. (BWEN) | 17-May-21 | Market Sale | 4,000 | $4.32 | $17,280.00 | (3%) 138.16K to 134.16K | 2% |
| 11-May-21 4:59 PM View: | Broadwind Energy, Inc. (BWEN) | 07-May-21 | Grant | 9,336 | -- | -- | 7% 128.83K to 138.16K | |
| 05-May-20 7:46 PM View: | Broadwind Energy, Inc. (BWEN) | 01-May-20 | Grant | 22,500 | -- | -- | 21% 106.33K to 128.83K | |
| 17-Mar-20 3:39 PM View: | Broadwind Energy, Inc. (BWEN) | 13-Mar-20 | Market Purchase | 10,000 | $1.30 | $13,000.00 | 10% 96.33K to 106.33K | 350% |
| 16-Dec-19 3:00 PM View: | Broadwind Energy, Inc. (BWEN) | 13-Dec-19 | Market Purchase | 10,000 | $1.85 | $18,500.00 | 12% 86.33K to 96.33K | 214% |
| 25-Apr-19 4:34 PM View: | Broadwind Energy, Inc. (BWEN) | 23-Apr-19 | Grant | 18,324 | -- | -- | 27% 68.0K to 86.33K | |
| 04-May-18 5:02 PM View: | Broadwind Energy, Inc. (BWEN) | 02-May-18 | Grant | 13,435 | -- | -- | 25% 54.57K to 68.0K | |
| 18-Aug-17 2:00 PM View: | Broadwind Energy, Inc. (BWEN) | 17-Aug-17 | Market Purchase | 1,500 | $3.07 | $4,605.00 | 3% 53.07K to 54.57K | 92% |
| 18-Aug-17 2:00 PM View: | Broadwind Energy, Inc. (BWEN) | 16-Aug-17 | Market Purchase | 1,500 | $3.10 | $4,650.00 | 3% 51.57K to 53.07K | 90% |
| 09-Aug-17 6:32 PM View: | Broadwind Energy, Inc. (BWEN) | 09-Aug-17 | Market Purchase | 2,000 | $3.53 | $7,060.00 | 4% 49.57K to 51.57K | 67% |
| 09-Aug-17 6:32 PM View: | Broadwind Energy, Inc. (BWEN) | 08-Aug-17 | Market Purchase | 1,592 | $3.61 | $5,745.12 | 3% 47.98K to 49.57K | 63% |
| 09-Aug-17 6:32 PM View: | Broadwind Energy, Inc. (BWEN) | 07-Aug-17 | Market Purchase | 1,000 | $3.75 | $3,750.00 | 2% 46.98K to 47.98K | 57% |
| 28-Apr-17 4:35 PM View: | Broadwind Energy, Inc. (BWEN) | 27-Apr-17 | Grant | 3,727 | -- | -- | 9% 43.25K to 46.98K | |
| 27-Apr-16 3:23 PM View: | Broadwind Energy, Inc. (BWEN) | 26-Apr-16 | Grant | 10,736 | -- | -- | 33% 32.51K to 43.25K | |
| 27-Apr-16 3:23 PM View: | Broadwind Energy, Inc. (BWEN) | 25-Apr-16 | Payment of Exercise | 2,534 | $3.25 | $8,235.50 | (7%) 35.05K to 32.51K | (81%) |
| 11-Dec-15 4:28 PM View: | Broadwind Energy, Inc. (BWEN) | 10-Dec-15 | Market Purchase | 8,058 | $2.08 | $16,760.60 | 30% 26.99K to 35.05K | 184% |
| 11-Dec-15 4:28 PM View: | Broadwind Energy, Inc. (BWEN) | 09-Dec-15 | Market Purchase | 1,942 | $2.02 | $3,922.84 | 8% 25.05K to 26.99K | 192% |
| 02-Sep-15 5:24 PM View: | Magnetek Inc. (MAG) | 02-Sep-15 | Disposition | 1,255 | $50.00 | $62,750.00 | (10%) 13.01K to 11.76K | |
| 02-Sep-15 5:24 PM View: | Magnetek Inc. (MAG) | 02-Sep-15 | Disposition | 11,755 | $50.00 | $587,750.00 | (100%) 11.76K to 0 | |
| 27-Apr-15 5:28 PM View: | Broadwind Energy, Inc. (BWEN) | 24-Apr-15 | Payment of Exercise | 904 | $4.38 | $3,959.52 | (3%) 25.95K to 25.05K | (35%) |
| 27-Apr-15 5:28 PM View: | Broadwind Energy, Inc. (BWEN) | 23-Apr-15 | Grant | 7,760 | -- | -- | 43% 18.19K to 25.95K | |
| 06-May-14 4:05 PM View: | Broadwind Energy, Inc. (BWEN) | 02-May-14 | Payment of Exercise | 2,716 | $13.33 | $36,204.30 | (13%) 20.91K to 18.19K | 56% |
| 28-Apr-14 4:12 PM View: | Broadwind Energy, Inc. (BWEN) | 24-Apr-14 | Grant | 2,766 | -- | -- | 15% 18.14K to 20.91K | |
| 06-May-13 5:06 PM View: | Broadwind Energy, Inc. (BWEN) | 04-May-13 | Payment of Exercise | 3,088 | $4.40 | $13,587.20 | (15%) 21.23K to 18.14K | (35%) |
| 06-May-13 5:06 PM View: | Broadwind Energy, Inc. (BWEN) | 02-May-13 | Grant | 7,760 | -- | -- | 58% 13.47K to 21.23K | |
| 08-May-12 5:23 PM View: | Broadwind Energy, Inc. (BWEN) | 04-May-12 | Grant | 102,941 | -- | -- | 324% 31.75K to 134.69K | |
| 10-May-11 5:52 PM View: | Broadwind Energy, Inc. (BWEN) | 06-May-11 | Grant | 22,435 | -- | -- | 241% 9.32K to 31.75K | |
| 07-May-10 4:57 PM View: | Broadwind Energy, Inc. (BWEN) | 05-May-10 | Grant | 6,631 | $3.77 | $24,998.90 | 247% 2.69K to 9.32K | (87%) |
| 01-Mar-10 2:29 PM View: | Magnetek Inc. (MAG) | 25-Feb-10 | Market Purchase | 2,000 | $1.45 | $2,899.00 | 2% 128.11K to 130.11K | 3365% |
| 10-Feb-10 5:13 PM View: | Magnetek Inc. (MAG) | 10-Feb-10 | Market Purchase | 5,000 | $1.39 | $6,959.60 | 4% 123.11K to 128.11K | 3508% |
| 11-Jun-09 5:28 PM View: | Broadwind Energy, Inc. (BWEN) | 09-Jun-09 | Grant | 2,688 | -- | -- | 100% 0 to 2.69K | |
| 05-Jan-09 3:18 PM View: | Magnetek Inc. (MAG) | 01-Jan-09 | Payment of Exercise | 17,968 | $2.40 | $43,123.20 | (13%) 141.08K to 123.11K | (1746%) |
| 13-Feb-08 9:47 AM View: | Magnetek Inc. (MAG) | 12-Feb-08 | Market Purchase | 1,500 | $3.26 | $4,890.00 | 1% 140.08K to 141.58K | 1173% |
| 06-Feb-07 4:58 PM View: | Magnetek Inc. (MAG) | 05-Feb-07 | Market Purchase | 1,000 | $5.48 | $5,480.00 | < 1% 139.08K to 140.08K | 657% |
| 23-Aug-05 2:30 PM View: | Magnetek Inc. (MAG) | 22-Aug-05 | Grant | 57,500 | -- | -- | 158% 36.29K to 93.79K |