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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-Nov-22 6:18 PM View:  | Heritage Commerce Corp. (HTBK) | 17-Nov-22 | Option Exercise | 30,000 | $7.32 | $219,600.00 | 24% 127.21K to 157.21K | |
| 18-Nov-22 6:18 PM View: | Heritage Commerce Corp. (HTBK) | 17-Nov-22 | Option Sale | 22,500 | $14.59 | $328,342.00 | (14%) 157.21K to 134.71K | |
| 06-Jun-22 4:50 PM View: | Heritage Commerce Corp. (HTBK) | 06-Jun-22 | Market Sale | 4,550 | $11.42 | $51,961.50 | (3%) 131.76K to 127.21K | (8%) |
| 06-Jun-22 4:50 PM View: | Heritage Commerce Corp. (HTBK) | 03-Jun-22 | Market Sale | 2,500 | $11.37 | $28,420.80 | (2%) 134.26K to 131.76K | (8%) |
| 17-May-22 6:54 PM View: | Heritage Commerce Corp. (HTBK) | 16-May-22 | Grant | 16,668 | -- | -- | 14% 117.59K to 134.26K | |
| 29-Apr-21 3:04 PM View: | Heritage Commerce Corp. (HTBK) | 27-Apr-21 | Grant | 15,207 | -- | -- | 15% 102.39K to 117.59K | |
| 30-Apr-20 4:59 PM View: | Heritage Commerce Corp. (HTBK) | 28-Apr-20 | Grant | 17,686 | -- | -- | 21% 84.7K to 102.39K | |
| 23-May-19 4:57 PM View: | Heritage Commerce Corp. (HTBK) | 22-May-19 | Grant | 15,000 | -- | -- | 22% 69.7K to 84.7K | |
| 03-May-18 1:46 PM View: | Heritage Commerce Corp. (HTBK) | 01-May-18 | Grant | 9,000 | -- | -- | 15% 60.7K to 69.7K | |
| 04-May-17 4:39 PM View: | Heritage Commerce Corp. (HTBK) | 02-May-17 | Grant | 9,000 | -- | -- | 17% 51.7K to 60.7K | |
| 05-May-16 4:42 PM View: | Heritage Commerce Corp. (HTBK) | 03-May-16 | Grant | 8,200 | -- | -- | 19% 43.5K to 51.7K | |
| 30-Apr-15 5:00 PM View: | Heritage Commerce Corp. (HTBK) | 28-Apr-15 | Grant | 10,000 | -- | -- | 30% 33.5K to 43.5K | |
| 18-Jun-13 4:54 PM View: | Heritage Commerce Corp. (HTBK) | 18-Jun-13 | Market Sale | 500 | $6.84 | $3,418.00 | (1%) 34.0K to 33.5K | (39%) |
| 18-Jun-13 4:54 PM View: | Heritage Commerce Corp. (HTBK) | 17-Jun-13 | Market Sale | 3,000 | $6.77 | $20,324.40 | (8%) 37.0K to 34.0K | (41%) |
| 03-May-12 2:02 PM View: | Heritage Commerce Corp. (HTBK) | 01-May-12 | Grant | 6,000 | -- | -- | 19% 31.0K to 37.0K | |
| 17-Jun-11 4:43 PM View: | Heritage Commerce Corp. (HTBK) | 16-Jun-11 | Grant | 8,500 | -- | -- | 38% 22.5K to 31.0K | |
| 16-Nov-09 6:35 PM View: | Heritage Commerce Corp. (HTBK) | 16-Nov-09 | Market Purchase | 2,500 | $3.14 | $7,843.75 | 12% 20.0K to 22.5K | 195% |
| 10-Jun-08 5:59 PM View: | Heritage Commerce Corp. (HTBK) | 10-Jun-08 | Market Purchase | 830 | $13.06 | $10,841.40 | 4% 19.17K to 20.0K | (32%) |
| 29-May-08 7:10 PM View: | Heritage Commerce Corp. (HTBK) | 29-May-08 | Exercise (out-of-the-money) | 4,720 | $9.39 | $44,320.80 | 28% 16.95K to 21.67K | 66% |
| 29-May-08 7:10 PM View: | Heritage Commerce Corp. (HTBK) | 29-May-08 | Market Sale | 2,500 | $15.92 | $39,798.20 | (12%) 21.67K to 19.17K | 44% |
| 28-May-08 5:13 PM View: | Heritage Commerce Corp. (HTBK) | 27-May-08 | Exercise (out-of-the-money) | 3,000 | $9.39 | $28,170.00 | 18% 16.95K to 19.95K | 72% |
| 28-May-08 5:13 PM View: | Heritage Commerce Corp. (HTBK) | 27-May-08 | Market Sale | 3,000 | $15.95 | $47,862.30 | (15%) 19.95K to 16.95K | 44% |
| 27-May-08 2:48 PM View: | Heritage Commerce Corp. (HTBK) | 23-May-08 | Exercise (out-of-the-money) | 5,300 | $9.39 | $49,767.00 | 39% 13.65K to 18.95K | 66% |
| 27-May-08 2:48 PM View: | Heritage Commerce Corp. (HTBK) | 23-May-08 | Market Sale | 2,000 | $15.59 | $31,170.80 | (11%) 18.95K to 16.95K | 43% |
| 22-May-08 1:36 PM View: | Heritage Commerce Corp. (HTBK) | 21-May-08 | Exercise (out-of-the-money) | 8,000 | $9.39 | $75,120.00 | 75% 10.65K to 18.65K | 65% |
| 22-May-08 1:36 PM View: | Heritage Commerce Corp. (HTBK) | 21-May-08 | Market Sale | 5,000 | $15.36 | $76,790.00 | (27%) 18.65K to 13.65K | 42% |
| 22-May-08 1:35 PM View: | Heritage Commerce Corp. (HTBK) | 20-May-08 | Exercise (out-of-the-money) | 9,000 | $9.39 | $84,510.00 | 135% 6.65K to 15.65K | 65% |
| 22-May-08 1:35 PM View: | Heritage Commerce Corp. (HTBK) | 20-May-08 | Market Sale | 5,000 | $15.46 | $77,311.00 | (32%) 15.65K to 10.65K | 42% |
| 13-Mar-08 6:43 PM View: | Heritage Commerce Corp. (HTBK) | 12-Mar-08 | Exercise (out-of-the-money) | 8,000 | $9.39 | $75,120.00 | 193% 4.15K to 12.15K | 78% |
| 13-Mar-08 6:43 PM View: | Heritage Commerce Corp. (HTBK) | 12-Mar-08 | Market Sale | 5,500 | $17.09 | $94,007.60 | (45%) 12.15K to 6.65K | 48% |
| 06-Sep-07 4:45 PM View: | Heritage Commerce Corp. (HTBK) | 05-Sep-07 | Exercise (out-of-the-money) | 5,480 | $9.39 | $51,457.20 | 332% 1.65K to 7.13K | |
| 06-Sep-07 4:45 PM View: | Heritage Commerce Corp. (HTBK) | 05-Sep-07 | Market Sale | 2,980 | $21.15 | $63,030.00 | (42%) 7.13K to 4.15K | 57% |
| 05-Sep-06 6:53 PM View: | Heritage Commerce Corp. (HTBK) | 01-Sep-06 | Acquisition (other) | 3,000 | $9.39 | $28,170.00 | 182% 1.65K to 4.65K | |
| 05-Sep-06 6:53 PM View: | Heritage Commerce Corp. (HTBK) | 01-Sep-06 | Market Sale | 3,000 | $23.41 | $70,220.00 | (65%) 4.65K to 1.65K | 61% |
| 10-Nov-05 5:43 PM View: | Heritage Commerce Corp. (HTBK) | 10-Nov-05 | Acquisition (other) | 3,000 | $9.39 | $28,170.00 | 182% 1.65K to 4.65K | |
| 10-Nov-05 5:43 PM View: | Heritage Commerce Corp. (HTBK) | 10-Nov-05 | Market Sale | 3,000 | $21.83 | $65,490.00 | (65%) 4.65K to 1.65K | 58% |