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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Jun-18 6:04 PM View:  | Energy Focus, Inc (EFOI) | 20-Jun-18 | Option Exercise | 18,443 | -- | -- | 132% 13.98K to 32.43K | |
| 05-Feb-18 7:35 PM View: | Rambus Inc. (RMBS) | 02-Feb-18 | Payment of Exercise | 82,918 | $12.72 | $1,054,720.00 | (8%) 1.06M to 976.37K | (38%) |
| 05-Feb-18 7:35 PM View: | Rambus Inc. (RMBS) | 01-Feb-18 | Grant | 270,870 | -- | -- | 34% 801.85K to 1.07M | |
| 05-Feb-18 7:35 PM View: | Rambus Inc. (RMBS) | 01-Feb-18 | Payment of Exercise | 13,427 | $12.84 | $172,403.00 | (1%) 1.07M to 1.06M | (37%) |
| 03-Aug-17 7:38 PM View: | Rambus Inc. (RMBS) | 01-Aug-17 | Grant | 170,675 | -- | -- | 27% 631.17K to 801.85K | |
| 19-Jun-17 5:00 PM View: | Energy Focus, Inc (EFOI) | 15-Jun-17 | Option Exercise | 11,484 | -- | -- | 459% 2.5K to 13.98K | |
| 12-Jun-17 4:16 PM View: | Rambus Inc. (RMBS) | 08-Jun-17 | Market Sale | 12,750 | $12.14 | $154,818.00 | (2%) 643.92K to 631.17K | (44%) |
| 31-May-17 6:25 PM View: | Ultratech Inc. (UTEK) | 26-May-17 | Disposition | 3,750 | $30.16 | $113,100.00 | (100%) 3.75K to 0 | < 1% |
| 03-May-17 7:16 PM View: | Rambus Inc. (RMBS) | 01-May-17 | Acquisition (other) | 2,057 | $10.33 | $21,243.70 | < 1% 641.86K to 643.92K | |
| 03-Feb-17 5:02 PM View: | Rambus Inc. (RMBS) | 02-Feb-17 | Payment of Exercise | 4,802 | $12.67 | $60,841.30 | (< 1%) 646.67K to 641.86K | (38%) |
| 03-Feb-17 5:02 PM View: | Rambus Inc. (RMBS) | 01-Feb-17 | Grant | 296,528 | -- | -- | 83% 359.24K to 655.77K | |
| 03-Feb-17 5:02 PM View: | Rambus Inc. (RMBS) | 01-Feb-17 | Payment of Exercise | 9,103 | $12.80 | $116,518.00 | (1%) 655.77K to 646.67K | (37%) |
| 26-Jul-16 6:23 PM View: | Ultratech Inc. (UTEK) | 25-Jul-16 | Grant | 3,750 | -- | -- | 100% 0 to 3.75K | |
| 22-Jul-16 7:43 PM View: | Rambus Inc. (RMBS) | 21-Jul-16 | Market Sale | 29,528 | $13.51 | $399,033.00 | (8%) 388.77K to 359.24K | (30%) |
| 02-Jun-16 6:14 PM View: | Energy Focus, Inc (EFOI) | 01-Jun-16 | Option Exercise | 2,500 | -- | -- | 100% 0 to 2.5K | |
| 03-May-16 7:57 PM View: | Rambus Inc. (RMBS) | 02-May-16 | Acquisition (other) | 2,372 | $8.96 | $21,250.70 | < 1% 386.4K to 388.77K | |
| 03-Feb-16 6:08 PM View: | Rambus Inc. (RMBS) | 02-Feb-16 | Grant | 173,866 | -- | -- | 82% 212.53K to 386.4K | |
| 03-Feb-16 6:08 PM View: | Rambus Inc. (RMBS) | 01-Feb-16 | Grant | 100,000 | -- | -- | 89% 112.53K to 212.53K | |
| 01-May-15 7:39 PM View: | Rambus Inc. (RMBS) | 01-May-15 | Acquisition (other) | 2,201 | $9.66 | $21,252.90 | 2% 110.33K to 112.53K | |
| 04-Feb-15 6:03 PM View: | Rambus Inc. (RMBS) | 02-Feb-15 | Grant | 54,544 | -- | -- | 98% 55.79K to 110.33K | |
| 02-May-14 7:51 PM View: | Rambus Inc. (RMBS) | 01-May-14 | Acquisition (other) | 2,863 | $7.42 | $21,244.90 | 5% 52.92K to 55.79K | |
| 01-Nov-13 8:59 PM View: | Rambus Inc. (RMBS) | 01-Nov-13 | Acquisition (other) | 3,631 | $5.81 | $21,079.80 | 7% 49.29K to 52.92K | |
| 01-May-13 8:53 PM View: | Rambus Inc. (RMBS) | 01-May-13 | Acquisition (other) | 5,000 | $4.28 | $21,420.00 | 11% 44.29K to 49.29K | |
| 05-Feb-13 7:02 PM View: | Rambus Inc. (RMBS) | 01-Feb-13 | Grant | 44,292 | -- | -- | 100% 0 to 44.29K | |
| 02-Nov-12 9:29 PM View: | AuthenTec, Inc. (GRNH) | 04-Oct-12 | Disposition | 961,708 | $8.00 | $7,693,660.00 | (100%) 961.71K to 0 | |
| 29-Apr-11 5:49 PM View: | AuthenTec, Inc. (GRNH) | 23-Dec-10 | Acquisition (other) | 544,748 | -- | -- | 131% 416.96K to 961.71K |