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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Jun-16 5:00 PM View:  | Garrison Capital Inc. (GARS) | 09-Jun-16 | Market Purchase | 700 | $10.05 | $7,035.00 | 5% 15.4K to 16.1K | (37%) |
| 20-May-16 4:09 PM View: | Garrison Capital Inc. (GARS) | 19-May-16 | Market Purchase | 1,000 | $10.01 | $10,005.00 | 7% 14.4K to 15.4K | (37%) |
| 23-Mar-16 8:22 PM View: | Garrison Capital Inc. (GARS) | 21-Mar-16 | Market Purchase | 1,500 | $10.29 | $15,430.10 | 12% 12.9K to 14.4K | (39%) |
| 09-Mar-16 6:39 PM View: | Garrison Capital Inc. (GARS) | 08-Mar-16 | Market Purchase | 2,000 | $10.10 | $20,200.00 | 18% 10.9K to 12.9K | (38%) |
| 16-Nov-15 5:30 PM View: | Garrison Capital Inc. (GARS) | 16-Nov-15 | Market Purchase | 500 | $13.37 | $6,685.00 | 5% 10.4K to 10.9K | (53%) |
| 16-Nov-15 5:30 PM View: | Garrison Capital Inc. (GARS) | 13-Nov-15 | Market Purchase | 500 | $13.53 | $6,765.00 | 5% 9.9K to 10.4K | (53%) |
| 28-Aug-15 4:57 PM View: | Garrison Capital Inc. (GARS) | 27-Aug-15 | Market Purchase | 500 | $14.27 | $7,135.00 | 5% 9.4K to 9.9K | (56%) |
| 11-Aug-15 7:55 PM View: | Garrison Capital Inc. (GARS) | 07-Aug-15 | Market Purchase | 1,500 | $14.66 | $21,995.00 | 19% 7.9K to 9.4K | (57%) |
| 23-Mar-15 5:45 PM View: | Garrison Capital Inc. (GARS) | 19-Mar-15 | Market Purchase | 500 | $14.60 | $7,300.00 | 7% 7.4K to 7.9K | (57%) |
| 16-Mar-15 6:46 PM View: | Garrison Capital Inc. (GARS) | 13-Mar-15 | Market Purchase | 500 | $14.86 | $7,430.00 | 7% 6.9K to 7.4K | (58%) |
| 08-Dec-14 5:44 PM View: | Garrison Capital Inc. (GARS) | 08-Dec-14 | Market Purchase | 500 | $14.87 | $7,435.00 | 8% 6.4K to 6.9K | (58%) |
| 08-Dec-14 5:44 PM View: | Garrison Capital Inc. (GARS) | 05-Dec-14 | Market Purchase | 400 | $14.90 | $5,960.00 | 7% 6.0K to 6.4K | (58%) |
| 14-Nov-14 10:00 PM View: | Harris & Harris Group, Inc. (TINY) | 13-Nov-14 | Market Purchase (Planned) | 2,091 | $2.82 | $5,896.62 | 10% 21.98K to 24.07K | (54%) |
| 18-Sep-14 4:09 PM View: | MVC Capital Inc. (MVC) | 16-Sep-14 | Market Purchase | 2,000 | $11.78 | $23,560.00 | 9% 22.87K to 24.87K | (19%) |
| 18-Sep-14 4:09 PM View: | MVC Capital Inc. (MVC) | 16-Sep-14 | Market Sale | 1,500 | $11.77 | $17,655.00 | (6%) 24.87K to 23.37K | 19% |
| 15-Aug-14 4:29 PM View: | Harris & Harris Group, Inc. (TINY) | 14-Aug-14 | Market Purchase | 1,891 | $3.08 | $5,824.28 | 9% 20.09K to 21.98K | (57%) |
| 15-Aug-14 4:24 PM View: | Garrison Capital Inc. (GARS) | 13-Aug-14 | Market Purchase | 600 | $14.50 | $8,700.00 | 11% 5.4K to 6.0K | (57%) |
| 22-May-14 4:34 PM View: | Garrison Capital Inc. (GARS) | 21-May-14 | Market Purchase | 400 | $14.20 | $5,680.00 | 8% 5.0K to 5.4K | (56%) |
| 22-May-14 4:34 PM View: | Garrison Capital Inc. (GARS) | 20-May-14 | Market Purchase | 500 | $14.32 | $7,162.00 | 11% 4.5K to 5.0K | (56%) |
| 02-May-14 4:00 PM View: | Harris & Harris Group, Inc. (TINY) | 01-May-14 | Grant | 2,000 | -- | -- | 11% 18.09K to 20.09K | |
| 20-Mar-14 9:10 PM View: | Harris & Harris Group, Inc. (TINY) | 20-Mar-14 | Market Purchase (Planned) | 1,457 | $3.55 | $5,175.92 | 9% 16.63K to 18.09K | (63%) |
| 17-Jan-14 2:24 PM View: | MVC Capital Inc. (MVC) | 16-Jan-14 | Market Purchase | 3,000 | $13.85 | $41,535.00 | 13% 22.87K to 25.87K | (30%) |
| 17-Jan-14 2:24 PM View: | MVC Capital Inc. (MVC) | 16-Jan-14 | Market Sale | 3,000 | $13.81 | $41,425.00 | (12%) 25.87K to 22.87K | 30% |
| 09-Dec-13 7:03 PM View: | Garrison Capital Inc. (GARS) | 06-Dec-13 | Market Purchase | 460 | $14.38 | $6,613.97 | 11% 4.04K to 4.5K | (55%) |
| 09-Dec-13 7:03 PM View: | Garrison Capital Inc. (GARS) | 05-Dec-13 | Market Purchase | 540 | $14.49 | $7,821.95 | 15% 3.5K to 4.04K | (55%) |
| 02-Dec-13 7:40 PM View: | Garrison Capital Inc. (GARS) | 27-Nov-13 | Market Purchase | 500 | $14.30 | $7,149.00 | 17% 3.0K to 3.5K | (55%) |
| 14-Nov-13 5:13 PM View: | Harris & Harris Group, Inc. (TINY) | 14-Nov-13 | Market Purchase (Planned) | 1,673 | $3.07 | $5,135.94 | 11% 14.96K to 16.63K | (57%) |
| 15-Aug-13 9:20 AM View: | Harris & Harris Group, Inc. (TINY) | 14-Aug-13 | Market Purchase (Planned) | 1,288 | $3.11 | $4,005.68 | 9% 13.67K to 14.96K | (58%) |
| 16-May-13 4:12 PM View: | Harris & Harris Group, Inc. (TINY) | 15-May-13 | Market Purchase (Planned) | 1,827 | $3.24 | $5,920.56 | 19% 9.85K to 11.67K | (60%) |
| 17-May-13 9:31 PM View: | Harris & Harris Group, Inc. (TINY) | 02-May-13 | Grant | 2,000 | -- | -- | 17% 11.67K to 13.67K | |
| 02-Apr-13 1:49 PM View: | Garrison Capital Inc. (GARS) | 02-Apr-13 | Purchase | 3,000 | $15.00 | $45,000.00 | 100% 0 to 3.0K | |
| 03-Jan-13 11:40 AM View: | MVC Capital Inc. (MVC) | 02-Jan-13 | Market Purchase | 1,000 | $12.00 | $12,000.00 | 5% 21.63K to 22.63K | (16%) |
| 15-Nov-12 4:13 PM View: | Harris & Harris Group, Inc. (TINY) | 14-Nov-12 | Market Purchase (Planned) | 800 | $3.18 | $2,544.00 | 9% 9.05K to 9.85K | (59%) |
| 14-Aug-12 4:57 PM View: | Harris & Harris Group, Inc. (TINY) | 14-Aug-12 | Market Purchase (Planned) | 2,159 | $3.78 | $8,157.31 | 31% 6.89K to 9.05K | (65%) |
| 08-Jun-12 4:19 PM View: | Harris & Harris Group, Inc. (TINY) | 07-Jun-12 | Grant | 2,000 | -- | -- | 41% 4.89K to 6.89K | |
| 23-May-12 4:58 PM View: | Harris & Harris Group, Inc. (TINY) | 23-May-12 | Market Purchase | 500 | $3.04 | $1,520.00 | 11% 4.39K to 4.89K | (57%) |
| 16-May-12 4:05 PM View: | Harris & Harris Group, Inc. (TINY) | 15-May-12 | Market Purchase (Planned) | 834 | $3.60 | $3,002.40 | 23% 3.55K to 4.39K | (64%) |
| 20-Mar-12 5:16 PM View: | Harris & Harris Group, Inc. (TINY) | 20-Mar-12 | Market Purchase (Planned) | 783 | $4.18 | $3,272.94 | 28% 2.77K to 3.55K | (69%) |
| 19-Jan-12 9:03 PM View: | MVC Capital Inc. (MVC) | 17-Jan-12 | Market Purchase | 1,000 | $11.95 | $11,950.00 | 5% 20.32K to 21.32K | (12%) |
| 14-Nov-11 5:21 PM View: | Harris & Harris Group, Inc. (TINY) | 14-Nov-11 | Market Purchase (Planned) | 770 | $3.82 | $2,939.40 | 38% 2.0K to 2.77K | (66%) |
| 06-Sep-11 5:08 PM View: | Harris & Harris Group, Inc. (TINY) | 06-Sep-11 | Market Purchase | 1,000 | $3.87 | $3,869.90 | 100% 1.0K to 2.0K | (66%) |
| 15-Aug-11 5:03 PM View: | Harris & Harris Group, Inc. (TINY) | 15-Aug-11 | Market Purchase | 1,000 | $4.23 | $4,226.00 | 100% 0 to 1.0K | (69%) |
| 03-Jan-11 2:25 PM View: | MVC Capital Inc. (MVC) | 30-Dec-10 | Market Purchase | 300 | $14.75 | $4,425.00 | 2% 19.59K to 19.89K | (26%) |
| 10-Dec-10 2:59 PM View: | MVC Capital Inc. (MVC) | 09-Dec-10 | Gift | 250 | -- | -- | (1%) 19.84K to 19.59K | |
| 11-Jan-10 5:53 PM View: | MVC Capital Inc. (MVC) | 07-Jan-10 | Market Purchase | 500 | $11.90 | $5,950.00 | 3% 19.02K to 19.52K | (5%) |
| 01-Oct-09 4:16 PM View: | MVC Capital Inc. (MVC) | 29-Sep-09 | Market Purchase | 1,000 | $8.76 | $8,760.00 | 6% 17.92K to 18.92K | 32% |
| 08-Jul-09 3:49 PM View: | MVC Capital Inc. (MVC) | 07-Jul-09 | Market Purchase | 500 | $8.10 | $4,050.00 | 3% 17.33K to 17.83K | 45% |
| 10-Jun-09 6:14 PM View: | MVC Capital Inc. (MVC) | 10-Jun-09 | Market Purchase | 500 | $8.20 | $4,100.00 | 3% 16.83K to 17.33K | 43% |
| 10-Jun-09 6:14 PM View: | MVC Capital Inc. (MVC) | 09-Jun-09 | Market Purchase | 500 | $8.23 | $4,115.00 | 3% 16.33K to 16.83K | 42% |
| 31-Mar-09 8:36 PM View: | MVC Capital Inc. (MVC) | 30-Mar-09 | Market Purchase | 500 | $7.76 | $3,880.00 | 3% 15.75K to 16.25K | 53% |