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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Nov-19 6:00 PM View:  | Resideo Technologies, Inc. (REZI) | 12-Nov-19 | Market Purchase | 22,900 | $8.81 | $201,749.00 | 100% 0 to 22.9K | 155% |
| 11-Dec-15 4:20 PM View: | CM Finance Inc. (ICMB) | 11-Dec-15 | Market Purchase | 4,500 | $10.51 | $47,295.00 | 16% 28.56K to 33.06K | (39%) |
| 17-Sep-15 11:56 AM View: | CM Finance Inc. (ICMB) | 16-Sep-15 | Market Purchase | 3,000 | $11.50 | $34,500.00 | 12% 25.56K to 28.56K | (44%) |
| 17-Sep-15 11:56 AM View: | CM Finance Inc. (ICMB) | 15-Sep-15 | Market Purchase | 649 | $11.61 | $7,534.89 | 3% 24.91K to 25.56K | (45%) |
| 05-May-15 5:08 PM View: | Constellation Brands Inc. (STZ) | 01-May-15 | Payment of Exercise | 18,064 | $117.19 | $2,116,920.00 | (17%) 107.44K to 89.38K | (82%) |
| 05-May-15 5:08 PM View: | Constellation Brands Inc. (STZ) | 01-May-15 | Option Exercise | 35,022 | -- | -- | 48% 72.42K to 107.44K | |
| 13-Jan-15 4:25 PM View: | Constellation Brands Inc. (STZ) | 13-Jan-15 | Conversion | 91,117 | -- | -- | 126% 72.31K to 163.42K | |
| 13-Jan-15 4:25 PM View: | Constellation Brands Inc. (STZ) | 13-Jan-15 | Market Sale | 91,117 | $108.34 | $9,871,620.00 | (56%) 163.42K to 72.31K | (97%) |
| 13-Jan-15 4:25 PM View: | Constellation Brands Inc. (STZ) | 09-Jan-15 | Conversion | 450 | -- | -- | < 1% 72.31K to 72.76K | |
| 13-Jan-15 4:25 PM View: | Constellation Brands Inc. (STZ) | 09-Jan-15 | Market Sale | 450 | $107.74 | $48,483.00 | (< 1%) 72.76K to 72.31K | (98%) |
| 18-Dec-14 3:17 PM View: | CM Finance Inc. (ICMB) | 17-Dec-14 | Market Purchase | 5,000 | $10.11 | $50,558.00 | 25% 19.91K to 24.91K | (36%) |
| 20-Nov-14 6:51 PM View: | CM Finance Inc. (ICMB) | 19-Nov-14 | Market Purchase | 2,500 | $12.48 | $31,200.00 | 14% 17.41K to 19.91K | (48%) |
| 29-Sep-14 11:12 AM View: | CM Finance Inc. (ICMB) | 25-Sep-14 | Market Purchase | 1,500 | $13.18 | $19,762.50 | 9% 15.91K to 17.41K | (51%) |
| 15-Sep-14 6:39 PM View: | CM Finance Inc. (ICMB) | 11-Sep-14 | Market Purchase | 3,192 | $13.76 | $43,929.90 | 25% 12.72K to 15.91K | (53%) |
| 12-Aug-14 7:39 PM View: | CM Finance Inc. (ICMB) | 10-Jun-14 | Gift | 1 | -- | -- | < 1% 12.72K to 12.72K | |
| 03-Jun-14 1:47 PM View: | CM Finance Inc. (ICMB) | 30-May-14 | Market Purchase | 2,600 | $13.81 | $35,906.00 | 26% 10.12K to 12.72K | (53%) |
| 05-May-14 4:32 PM View: | Constellation Brands Inc. (STZ) | 01-May-14 | Payment of Exercise | 19,827 | $81.26 | $1,611,140.00 | (22%) 92.0K to 72.18K | (162%) |
| 05-May-14 4:32 PM View: | Constellation Brands Inc. (STZ) | 01-May-14 | Option Exercise | 38,488 | -- | -- | 72% 53.52K to 92.0K | |
| 12-May-14 4:07 PM View: | CM Finance Inc. (ICMB) | 31-Mar-14 | Market Purchase | 119 | $15.19 | $1,812.00 | 1% 10.0K to 10.12K | (58%) |
| 11-Feb-14 4:47 PM View: | CM Finance Inc. (ICMB) | 11-Feb-14 | Purchase | 10,000 | $15.00 | $150,000.00 | 100% 0 to 10.0K | |
| 30-Oct-13 4:42 PM View: | Constellation Brands Inc. (STZ) | 29-Oct-13 | Conversion | 80,636 | -- | -- | 151% 53.33K to 133.97K | |
| 30-Oct-13 4:42 PM View: | Constellation Brands Inc. (STZ) | 29-Oct-13 | Market Sale | 80,636 | $65.37 | $5,271,160.00 | (60%) 133.97K to 53.33K | (226%) |
| 31-May-13 4:54 PM View: | Constellation Brands Inc. (STZ) | 29-May-13 | Conversion | 75,000 | -- | -- | 141% 53.03K to 128.03K | |
| 31-May-13 4:54 PM View: | Constellation Brands Inc. (STZ) | 29-May-13 | Market Sale | 75,000 | $53.75 | $4,031,250.00 | (59%) 128.03K to 53.03K | (297%) |
| 03-May-13 4:17 PM View: | Constellation Brands Inc. (STZ) | 02-May-13 | Market Option Sale | 16,817 | $49.76 | $836,814.00 | (24%) 69.85K to 53.03K | (329%) |
| 03-May-13 4:17 PM View: | Constellation Brands Inc. (STZ) | 01-May-13 | Payment of Exercise | 17,282 | $49.23 | $850,793.00 | (20%) 87.13K to 69.85K | (333%) |
| 03-May-13 4:17 PM View: | Constellation Brands Inc. (STZ) | 01-May-13 | Option Exercise | 33,508 | -- | -- | 62% 53.63K to 87.13K | |
| 25-Apr-13 4:19 PM View: | Constellation Brands Inc. (STZ) | 23-Apr-13 | Conversion | 75,000 | -- | -- | 140% 53.63K to 128.63K | |
| 25-Apr-13 4:19 PM View: | Constellation Brands Inc. (STZ) | 23-Apr-13 | Market Sale | 75,000 | $48.26 | $3,619,460.00 | (58%) 128.63K to 53.63K | (342%) |
| 06-Aug-12 4:52 PM View: | Constellation Brands Inc. (STZ) | 03-Aug-12 | Conversion | 30,523 | -- | -- | 57% 53.29K to 83.81K | |
| 06-Aug-12 4:52 PM View: | Constellation Brands Inc. (STZ) | 03-Aug-12 | Market Sale | 30,523 | $29.48 | $899,818.00 | (36%) 83.81K to 53.29K | (623%) |
| 06-Aug-12 4:52 PM View: | Constellation Brands Inc. (STZ) | 02-Aug-12 | Market Sale | 25,034 | $29.10 | $728,489.00 | (32%) 78.32K to 53.29K | (633%) |
| 04-May-12 4:26 PM View: | Constellation Brands Inc. (STZ) | 02-May-12 | Market Sale | 3,338 | $21.49 | $71,745.30 | (4%) 81.2K to 77.86K | (892%) |
| 03-May-11 4:55 PM View: | Constellation Brands Inc. (STZ) | 02-May-11 | Market Option Sale | 7,501 | $22.50 | $168,779.00 | (9%) 87.68K to 80.18K | (848%) |
| 03-May-11 4:55 PM View: | Constellation Brands Inc. (STZ) | 01-May-11 | Payment of Exercise | 4,613 | $22.39 | $103,285.00 | (5%) 92.29K to 87.68K | (852%) |
| 03-May-11 4:55 PM View: | Constellation Brands Inc. (STZ) | 01-May-11 | Option Exercise | 9,980 | -- | -- | 12% 82.31K to 92.29K | |
| 07-Apr-11 4:37 PM View: | Constellation Brands Inc. (STZ) | 05-Apr-11 | Grant | 16,560 | -- | -- | 25% 65.75K to 82.31K | |
| 23-Feb-11 4:43 PM View: | Constellation Brands Inc. (STZ) | 18-Feb-11 | Conversion | 59,923 | -- | -- | 91% 65.75K to 125.67K | |
| 23-Feb-11 4:43 PM View: | Constellation Brands Inc. (STZ) | 18-Feb-11 | Market Sale | 59,923 | $21.02 | $1,259,460.00 | (48%) 125.67K to 65.75K | (915%) |
| 04-May-10 5:38 PM View: | Constellation Brands Inc. (STZ) | 03-May-10 | Market Sale | 4,047 | $18.53 | $74,981.60 | (6%) 68.63K to 64.58K | (1040%) |
| 07-Apr-10 4:43 PM View: | Constellation Brands Inc. (STZ) | 05-Apr-10 | Grant | 19,960 | -- | -- | 41% 48.66K to 68.63K | |
| 08-Apr-09 4:24 PM View: | Constellation Brands Inc. (STZ) | 06-Apr-09 | Grant | 27,400 | -- | -- | 136% 20.15K to 47.55K | |
| 03-Apr-08 4:44 PM View: | Constellation Brands Inc. (STZ) | 01-Apr-08 | Grant | 16,700 | -- | -- | 1164% 1.44K to 18.14K |