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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Dec-21 4:52 PM View:  | Kansas City Southern (KSU) | 14-Dec-21 | Disposition | 53,296 | -- | -- | (97%) 55.07K to 1.77K | |
| 15-Dec-21 4:52 PM View: | Kansas City Southern (KSU) | 14-Dec-21 | Disposition | 1,078 | -- | -- | (61%) 1.77K to 0.69K | |
| 15-Dec-21 4:52 PM View: | Kansas City Southern (KSU) | 14-Dec-21 | Payment of Exercise | 692 | $290.71 | $201,171.00 | (100%) 0.69K to 0 | |
| 15-Dec-21 4:52 PM View: | Kansas City Southern (KSU) | 10-Dec-21 | Gift | 2,500 | -- | -- | (4%) 57.57K to 55.07K | |
| 15-Dec-21 4:52 PM View: | Kansas City Southern (KSU) | 29-Oct-21 | Gift | 50 | -- | -- | (< 1%) 57.62K to 57.57K | |
| 28-Oct-21 5:06 PM View: | Kansas City Southern (KSU) | 27-Oct-21 | Option Exercise | 3,362 | $66.99 | $225,220.00 | 6% 56.13K to 59.49K | |
| 28-Oct-21 5:06 PM View: | Kansas City Southern (KSU) | 27-Oct-21 | Market Option Sale | 1,877 | $305.80 | $573,988.00 | (3%) 59.49K to 57.61K | |
| 01-Mar-21 5:23 PM View: | Kansas City Southern (KSU) | 26-Feb-21 | Payment of Exercise | 1,587 | $213.51 | $338,840.00 | (3%) 57.59K to 56.0K | < 1% |
| 05-Feb-21 5:40 PM View: | Kansas City Southern (KSU) | 03-Feb-21 | Grant | 4,392 | -- | -- | 8% 53.2K to 57.59K | |
| 23-Nov-20 5:05 PM View: | Kansas City Southern (KSU) | 20-Nov-20 | Gift | 50 | -- | -- | (< 1%) 53.24K to 53.19K | |
| 19-Nov-20 5:02 PM View: | Kansas City Southern (KSU) | 18-Nov-20 | Option Exercise | 4,980 | $52.62 | $262,048.00 | 10% 51.3K to 56.28K | |
| 19-Nov-20 5:02 PM View: | Kansas City Southern (KSU) | 18-Nov-20 | Market Option Sale | 3,036 | $189.28 | $574,647.00 | (5%) 56.28K to 53.24K | (6%) |
| 26-May-20 6:17 PM View: | Kansas City Southern (KSU) | 22-May-20 | Gift | 150 | -- | -- | (< 1%) 51.28K to 51.13K | |
| 03-Mar-20 5:12 PM View: | Kansas City Southern (KSU) | 28-Feb-20 | Payment of Exercise | 2,630 | $152.34 | $400,654.00 | (5%) 53.91K to 51.28K | (30%) |
| 11-Feb-20 5:10 PM View: | Kansas City Southern (KSU) | 07-Feb-20 | Grant | 1,281 | -- | -- | 2% 52.63K to 53.91K | |
| 03-Feb-20 5:22 PM View: | Kansas City Southern (KSU) | 30-Jan-20 | Grant | 4,581 | -- | -- | 10% 48.05K to 52.63K | |
| 23-Jan-20 6:12 PM View: | Kansas City Southern (KSU) | 22-Jan-20 | Option Exercise | 3,800 | $35.41 | $134,558.00 | 8% 48.05K to 51.85K | |
| 23-Jan-20 6:12 PM View: | Kansas City Southern (KSU) | 22-Jan-20 | Market Option Sale | 3,800 | $164.30 | $624,339.00 | (7%) 51.85K to 48.05K | (21%) |
| 05-Sep-19 5:10 PM View: | Kansas City Southern (KSU) | 04-Sep-19 | Option Exercise | 7,600 | $35.41 | $269,116.00 | 16% 47.28K to 54.88K | |
| 05-Sep-19 5:10 PM View: | Kansas City Southern (KSU) | 04-Sep-19 | Market Option Sale | 6,840 | $127.39 | $871,318.00 | (12%) 54.88K to 48.04K | (55%) |
| 07-May-19 5:10 PM View: | Kansas City Southern (KSU) | 06-May-19 | Gift | 250 | -- | -- | (< 1%) 47.27K to 47.02K | |
| 07-Mar-19 5:08 PM View: | Kansas City Southern (KSU) | 05-Mar-19 | Grant | 1,092 | -- | -- | 2% 46.18K to 47.27K | |
| 01-Mar-19 5:02 PM View: | Kansas City Southern (KSU) | 28-Feb-19 | Payment of Exercise | 208 | $108.64 | $22,597.10 | (< 1%) 46.38K to 46.18K | (83%) |
| 25-Feb-19 5:44 PM View: | Kansas City Southern (KSU) | 22-Feb-19 | Payment of Exercise | 2,041 | $111.75 | $228,082.00 | (4%) 48.42K to 46.38K | (78%) |
| 11-Feb-19 5:12 PM View: | Kansas City Southern (KSU) | 08-Feb-19 | Grant | 477 | -- | -- | < 1% 47.95K to 48.42K | |
| 01-Feb-19 5:31 PM View: | Kansas City Southern (KSU) | 30-Jan-19 | Grant | 5,816 | -- | -- | 14% 42.13K to 47.95K | |
| 31-Dec-18 1:54 PM View: | Kansas City Southern (KSU) | 17-Sep-18 | Gift | 150 | -- | -- | (< 1%) 42.28K to 42.13K | |
| 08-Mar-18 4:44 PM View: | Kansas City Southern (KSU) | 06-Mar-18 | Grant | 1,137 | -- | -- | 3% 41.04K to 42.18K | |
| 08-Mar-18 4:44 PM View: | Kansas City Southern (KSU) | 06-Mar-18 | Payment of Exercise | 145 | $104.57 | $15,162.70 | (< 1%) 42.18K to 42.03K | (87%) |
| 01-Mar-18 6:44 PM View: | Kansas City Southern (KSU) | 28-Feb-18 | Payment of Exercise | 241 | $105.85 | $25,509.80 | (< 1%) 41.28K to 41.04K | (85%) |
| 26-Feb-18 7:58 PM View: | Kansas City Southern (KSU) | 23-Feb-18 | Payment of Exercise | 275 | $107.17 | $29,471.80 | (< 1%) 41.56K to 41.28K | (83%) |
| 15-Feb-18 5:13 PM View: | Kansas City Southern (KSU) | 14-Feb-18 | Grant | 767 | -- | -- | 2% 40.79K to 41.56K | |
| 24-Jan-18 6:07 PM View: | Kansas City Southern (KSU) | 23-Jan-18 | Grant | 79 | -- | -- | < 1% 40.71K to 40.79K | |
| 20-Dec-17 6:11 PM View: | Kansas City Southern (KSU) | 19-Dec-17 | Gift | 200 | -- | -- | (< 1%) 40.91K to 40.71K | |
| 10-Jul-17 5:07 PM View: | Kansas City Southern (KSU) | 07-Jul-17 | Payment of Exercise | 334 | $103.11 | $34,438.70 | (< 1%) 41.24K to 40.91K | (89%) |
| 19-Jun-17 5:00 PM View: | Kansas City Southern (KSU) | 02-Jun-17 | Gift | 200 | -- | -- | (< 1%) 41.13K to 40.93K | |
| 01-Mar-17 4:40 PM View: | Kansas City Southern (KSU) | 28-Feb-17 | Payment of Exercise | 1,199 | $88.42 | $106,016.00 | (3%) 42.32K to 41.12K | (120%) |
| 27-Feb-17 5:23 PM View: | Kansas City Southern (KSU) | 24-Feb-17 | Payment of Exercise | 321 | $87.41 | $28,058.60 | (< 1%) 42.64K to 42.32K | (123%) |
| 21-Feb-17 5:18 PM View: | Kansas City Southern (KSU) | 17-Feb-17 | Grant | 4,512 | -- | -- | 12% 38.13K to 42.64K | |
| 09-Dec-16 5:09 PM View: | Kansas City Southern (KSU) | 08-Dec-16 | Gift | 60 | -- | -- | (< 1%) 38.18K to 38.12K | |
| 09-Dec-16 5:09 PM View: | Kansas City Southern (KSU) | 07-Dec-16 | Market Sale | 1,340 | $86.12 | $115,401.00 | (3%) 39.52K to 38.18K | (127%) |
| 09-May-16 5:19 PM View: | Kansas City Southern (KSU) | 06-May-16 | Payment of Exercise | 334 | $92.37 | $30,851.60 | (< 1%) 39.52K to 39.19K | (113%) |
| 04-Apr-16 4:19 PM View: | Kansas City Southern (KSU) | 01-Apr-16 | Payment of Exercise | 334 | $85.45 | $28,540.30 | (< 1%) 39.85K to 39.52K | (130%) |
| 01-Mar-16 5:47 PM View: | Kansas City Southern (KSU) | 29-Feb-16 | Payment of Exercise | 1,042 | $83.93 | $87,455.10 | (3%) 40.89K to 39.85K | (135%) |
| 01-Mar-16 5:47 PM View: | Kansas City Southern (KSU) | 26-Feb-16 | Payment of Exercise | 104 | $82.34 | $8,563.36 | (< 1%) 40.99K to 40.89K | (140%) |
| 22-Feb-16 5:04 PM View: | Kansas City Southern (KSU) | 19-Feb-16 | Grant | 6,675 | -- | -- | 19% 34.32K to 40.99K | |
| 18-Feb-16 5:19 PM View: | Kansas City Southern (KSU) | 17-Feb-16 | Market Sale | 3,000 | $82.00 | $246,000.00 | (8%) 37.32K to 34.32K | (141%) |
| 18-Feb-16 5:19 PM View: | Kansas City Southern (KSU) | 10-Feb-16 | Gift | 350 | -- | -- | (< 1%) 37.67K to 37.32K | |
| 08-Sep-15 2:36 PM View: | Kansas City Southern (KSU) | 04-Sep-15 | Market Sale | 1,500 | $91.00 | $136,500.00 | (4%) 39.16K to 37.66K | (119%) |
| 07-Jul-15 5:52 PM View: | Kansas City Southern (KSU) | 30-Jun-15 | Gift | 150 | -- | -- | (< 1%) 39.31K to 39.16K |